0001085146-23-001799.txt : 20230421 0001085146-23-001799.hdr.sgml : 20230421 20230420213345 ACCESSION NUMBER: 0001085146-23-001799 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230420 EFFECTIVENESS DATE: 20230421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pettinga Financial Advisors, LLC CENTRAL INDEX KEY: 0001694592 IRS NUMBER: 274279360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19003 FILM NUMBER: 23834356 BUSINESS ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 812-436-4000 MAIL ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001694592 XXXXXXXX 03-31-2023 03-31-2023 false Pettinga Financial Advisors, LLC

519 MAIN STREET, STE 100 EVANSVILLE IN 47708

13F HOLDINGS REPORT 028-19003 000156369 801-72154 N Tonya F Borders 812-436-4000 /s/ Tonya F Borders Evansville IN 04-20-2023 0 110 320718819 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN PLATINUM ETF TRUST PHYSCL PLATM SHS 003260106 BBG001T6GDY9 945603 10285 SH SOLE 0 0 10285 ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 003264108 BBG001T56K58 3541492 153245 SH SOLE 0 0 153245 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 143148 1380 SH SOLE 0 0 1380 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 147297 1420 SH OTR 0 0 1420 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1119040 10760 SH SOLE 0 0 10760 AMAZON COM INC COM 023135106 BBG001S5PQL7 113619 1100 SH OTR 0 0 1100 AMAZON COM INC COM 023135106 BBG001S5PQL7 440016 4260 SH SOLE 0 0 4260 APPLE INC COM 037833100 BBG001S5N8V8 7426177 45034 SH SOLE 0 0 45034 APPLE INC COM 037833100 BBG001S5N8V8 241474 1464 SH OTR 0 0 1464 AT&T INC COM 00206R102 BBG001S5VWH2 236708 12297 SH SOLE 0 0 12297 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 720339 10393 SH SOLE 0 0 10393 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 384079 2354 SH SOLE 0 0 2354 CINCINNATI FINL CORP COM 172062101 BBG001S5PTM0 5905250 52688 SH SOLE 0 0 52688 COHEN & STEERS REAL ESTATE O SHS BENFIN INT 19249Q103 BBG011Y89TC5 181570 13550 SH SOLE 0 0 13550 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 432779 871 SH SOLE 0 0 871 CRESCENT CAP BDC INC COM 225655109 BBG009NX1JV5 210375 15446 SH SOLE 0 0 15446 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 BBG001S6D589 306639 12300 SH SOLE 0 0 12300 DEERE & CO COM 244199105 BBG001S5QFF7 552847 1339 SH SOLE 0 0 1339 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 239408 10400 SH SOLE 0 0 10400 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 434154 17039 SH SOLE 0 0 17039 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 BBG015DG3GG1 757537 30387 SH SOLE 0 0 30387 DOUBLELINE INCOME SOLUTIONS COM 258622109 BBG003TXW7X2 2470557 217287 SH SOLE 0 0 217287 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 BBG00R4C16B2 4378704 312988 SH SOLE 0 0 312988 DXP ENTERPRISES INC COM NEW 233377407 BBG001S9F0F4 269200 10000 SH SOLE 0 0 10000 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 457076 994 SH SOLE 0 0 994 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 131784 287 SH OTR 0 0 287 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 576509 22259 SH SOLE 0 0 22259 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 BBG003NYHL53 349459 31426 SH SOLE 0 0 31426 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 884619 8067 SH SOLE 0 0 8067 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 2969 27 SH OTR 0 0 27 FIRST CTZNS BANCSHARES INC N CL A 31946M103 BBG001S5R2V7 471954 485 SH SOLE 0 0 485 GENESIS ENERGY L P UNIT LTD PARTN 371927104 BBG001S9CQC3 237249 21070 SH SOLE 0 0 21070 GERMAN AMERN BANCORP INC COM 373865104 BBG001S7BHR2 570015 17082 SH SOLE 0 0 17082 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 BBG004Y67XK8 285643 7150 SH SOLE 0 0 7150 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 BBG004Y67XK8 680 17 SH OTR 0 0 17 GLOBAL X FDS GLOBAL X COPPER 37954Y830 BBG001T8JBX7 415010 10721 SH SOLE 0 0 10721 GLOBAL X FDS GLOBAL X SILVER 37954Y848 BBG001SSPRJ8 443689 14443 SH SOLE 0 0 14443 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 BBG001TF8NP6 407309 20437 SH SOLE 0 0 20437 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 BBG001SF0XN5 197150 11350 SH SOLE 0 0 11350 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 BBG001SS70P0 275950 14003 SH SOLE 0 0 14003 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 BBG001S8JG85 263802 3275 SH SOLE 0 0 3275 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 BBG001S6H5N8 12703257 81026 SH SOLE 0 0 81026 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 4860249 15144 SH SOLE 0 0 15144 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 485997 13005 SH SOLE 0 0 13005 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 3111024 140643 SH SOLE 0 0 140643 ISHARES TR 1 3 YR TREAS BD 464287457 BBG001SKXPR1 1683541 20491 SH SOLE 0 0 20491 ISHARES TR 10-20 YR TRS ETF 464288653 BBG001SSD830 4626954 40396 SH SOLE 0 0 40396 ISHARES TR 20 YR TR BD ETF 464287432 BBG001S8MLN3 1430783 13451 SH SOLE 0 0 13451 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 344882 6899 SH SOLE 0 0 6899 ISHARES TR CORE HIGH DV ETF 46429B663 BBG001V0XLT8 648490 6379 SH SOLE 0 0 6379 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 5758307 23018 SH SOLE 0 0 23018 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 9134654 94464 SH SOLE 0 0 94464 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 27753210 67513 SH SOLE 0 0 67513 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 8429464 182654 SH SOLE 0 0 182654 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 22437456 239512 SH SOLE 0 0 239512 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 101687 1085 SH OTR 0 0 1085 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 155995 3214 SH OTR 0 0 3214 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 13941179 287269 SH SOLE 0 0 287269 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 213462 2360 SH SOLE 0 0 2360 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 210184 2324 SH OTR 0 0 2324 ISHARES TR GL CLEAN ENE ETF 464288224 BBG001S7XDQ8 559836 28303 SH SOLE 0 0 28303 ISHARES TR GL CLEAN ENE ETF 464288224 BBG001S7XDQ8 594 30 SH OTR 0 0 30 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 234347 2138 SH SOLE 0 0 2138 ISHARES TR JPMORGAN USD EMG 464288281 BBG001SQS9Y2 1603533 18585 SH SOLE 0 0 18585 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 3571482 37702 SH SOLE 0 0 37702 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 2534412 35436 SH SOLE 0 0 35436 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 7689800 105716 SH SOLE 0 0 105716 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 32076 441 SH OTR 0 0 441 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 23877209 192457 SH SOLE 0 0 192457 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 7158152 29297 SH SOLE 0 0 29297 ISHARES TR RUS 2000 VAL ETF 464287630 BBG001S56277 1269120 9262 SH SOLE 0 0 9262 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 365720 2050 SH SOLE 0 0 2050 ISHARES TR TIPS BD ETF 464287176 BBG001SD9RM5 351531 3188 SH SOLE 0 0 3188 ISHARES TR U S EQUITY FACTR 46434V282 BBG008LNYFB5 33584297 810432 SH SOLE 0 0 810432 ISHARES TR U.S. TECH ETF 464287721 BBG001SFB7Z7 10794390 116306 SH SOLE 0 0 116306 ISHARES TR US INFRASTRUC 46435U713 BBG00KHHFPF1 3244676 86942 SH SOLE 0 0 86942 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 233479 13334 SH SOLE 0 0 13334 MCDONALDS CORP COM 580135101 BBG001S5T110 405723 1451 SH SOLE 0 0 1451 MICROSOFT CORP COM 594918104 BBG001S5TD05 2005932 6958 SH SOLE 0 0 6958 NORDIC AMERICAN TANKERS LIMI COM G65773106 BBG001SB8557 40590 10250 SH SOLE 0 0 10250 OLD NATL BANCORP IND COM 680033107 BBG001SD2ZG1 961613 66686 SH SOLE 0 0 66686 OWL ROCK CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 12378875 981671 SH SOLE 0 0 981671 PEPSICO INC COM 713448108 BBG001S695T1 283295 1554 SH SOLE 0 0 1554 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 501829 3375 SH SOLE 0 0 3375 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 2432323 29365 SH SOLE 0 0 29365 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 448446 13949 SH SOLE 0 0 13949 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 1856942 14344 SH SOLE 0 0 14344 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 3914944 11770 SH SOLE 0 0 11770 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 11473420 62621 SH SOLE 0 0 62621 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 5948265 14530 SH SOLE 0 0 14530 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 BBG001S63NQ1 643150 1403 SH SOLE 0 0 1403 SPDR SER TR NUVEEN BLMBRG SH 78468R739 BBG001T083N5 536364 11280 SH SOLE 0 0 11280 SPDR SER TR S&P BIOTECH 78464A870 BBG001SQDKG3 1463995 19210 SH SOLE 0 0 19210 SPDR SER TR S&P BK ETF 78464A797 BBG001SPTB32 496738 13400 SH SOLE 0 0 13400 SPDR SER TR S&P OILGAS EXP 78468R556 BBG001SB12P9 2087118 16358 SH SOLE 0 0 16358 SPROTT FDS TR URANIUM MINERS E 85208P303 BBG016ZGFLP1 2630375 83850 SH SOLE 0 0 83850 SPROTT PHYSICAL GOLD TR UNIT 85207H104 BBG001T66XM9 402301 26022 SH SOLE 0 0 26022 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 711903 85360 SH SOLE 0 0 85360 UNITED STS COMMODITY INDEX F CM REP COPP FD 911718104 BBG00280GFJ5 803168 32204 SH SOLE 0 0 32204 UNITED STS GASOLINE FD LP UNITS 91201T102 BBG001SSZR43 587901 9671 SH SOLE 0 0 9671 UNIVERSAL DISPLAY CORP COM 91347P105 BBG001S5V9H3 218734 1410 SH SOLE 0 0 1410 VANECK ETF TRUST BIOTECH ETF 92189F726 BBG002DP3D21 274743 1695 SH SOLE 0 0 1695 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 1715806 53039 SH SOLE 0 0 53039 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 BBG001T60G06 232695 5891 SH SOLE 0 0 5891 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 3447738 41519 SH SOLE 0 0 41519 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 460887 11408 SH SOLE 0 0 11408 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 1244555 8081 SH SOLE 0 0 8081 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 6839143 64826 SH SOLE 0 0 64826 WALMART INC COM 931142103 BBG001S5XH92 326597 2215 SH SOLE 0 0 2215 WILLIAMS COS INC COM 969457100 BBG001S5XH10 238403 7984 SH SOLE 0 0 7984