0001085146-21-000303.txt : 20210129 0001085146-21-000303.hdr.sgml : 20210129 20210129102834 ACCESSION NUMBER: 0001085146-21-000303 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 EFFECTIVENESS DATE: 20210129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pettinga Financial Advisors, LLC CENTRAL INDEX KEY: 0001694592 IRS NUMBER: 274279360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19003 FILM NUMBER: 21569002 BUSINESS ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 812-436-4000 MAIL ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001694592 XXXXXXXX 12-31-2020 12-31-2020 false Pettinga Financial Advisors, LLC

519 MAIN STREET, STE 100 EVANSVILLE IN 47708

13F HOLDINGS REPORT 028-19003 N Tonya F Borders 812-436-4000 /s/ Tonya F Borders Evansville IL 01-27-2021 0 108 279497 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 253 2310 SH SOLE 0 0 2310 ABBVIE INC COM 00287Y109 243 2268 SH SOLE 0 0 2268 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 537 5335 SH SOLE 0 0 5335 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 4019 157290 SH SOLE 0 0 157290 ALPS ETF TR ALERIAN MLP 00162Q452 535 20850 SH SOLE 0 0 20850 AMAZON COM INC COM 023135106 769 236 SH SOLE 0 0 236 AMAZON COM INC COM 023135106 179 55 SH OTR 0 0 55 ANTHEM INC COM 036752103 219 681 SH SOLE 0 0 681 ANTHEM INC COM 036752103 78 243 SH OTR 0 0 243 APPLE INC COM 037833100 2996 22582 SH SOLE 0 0 22582 APPLE INC COM 037833100 375 2828 SH OTR 0 0 2828 AT&T INC COM 00206R102 693 24102 SH SOLE 0 0 24102 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 32 140 SH OTR 0 0 140 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 942 4065 SH SOLE 0 0 4065 BOEING CO COM 097023105 227 1062 SH SOLE 0 0 1062 BRISTOL-MYERS SQUIBB CO COM 110122108 712 11481 SH SOLE 0 0 11481 CHEVRON CORP NEW COM 166764100 217 2574 SH SOLE 0 0 2574 CINCINNATI FINL CORP COM 172062101 4737 54217 SH SOLE 0 0 54217 COHEN & STEERS MLP & ENGY OP COM SHS 19249B106 555 239241 SH SOLE 0 0 239241 COSTCO WHSL CORP NEW COM 22160K105 383 1017 SH SOLE 0 0 1017 DEERE & CO COM 244199105 723 2689 SH SOLE 0 0 2689 DEERE & CO COM 244199105 17 61 SH OTR 0 0 61 DISNEY WALT CO COM 254687106 36 197 SH OTR 0 0 197 DISNEY WALT CO COM 254687106 300 1657 SH SOLE 0 0 1657 DOUBLELINE INCOME SOLUTIONS COM 258622109 882 53209 SH SOLE 0 0 53209 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 4286 231557 SH SOLE 0 0 231557 ENTERPRISE PRODS PARTNERS L COM 293792107 283 14450 SH SOLE 0 0 14450 FIRST CTZNS BANCSHARES INC N CL A 31946M103 279 485 SH SOLE 0 0 485 FRONTLINE LTD SHS NEW G3682E192 92 14730 SH SOLE 0 0 14730 GENERAL ELECTRIC CO COM 369604103 169 15632 SH SOLE 0 0 15632 GENESIS ENERGY L P UNIT LTD PARTN 371927104 109 17520 SH SOLE 0 0 17520 GERMAN AMERN BANCORP INC COM 373865104 268 8090 SH SOLE 0 0 8090 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 171 12050 SH SOLE 0 0 12050 HOME DEPOT INC COM 437076102 33 125 SH OTR 0 0 125 HOME DEPOT INC COM 437076102 209 787 SH SOLE 0 0 787 INDIA FD INC COM 454089103 1890 94670 SH SOLE 0 0 94670 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 657 27100 SH SOLE 0 0 27100 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 7305 54841 SH SOLE 0 0 54841 INVESCO QQQ TR UNIT SER 1 46090E103 3997 12741 SH SOLE 0 0 12741 ISHARES GOLD TRUST ISHARES 464285105 1617 89162 SH SOLE 0 0 89162 ISHARES INC MSCI ISRAEL ETF 464286632 264 4115 SH SOLE 0 0 4115 ISHARES SILVER TR ISHARES 46428Q109 2543 103496 SH SOLE 0 0 103496 ISHARES TR 0-5YR HI YL CP 46434V407 426 9373 SH SOLE 0 0 9373 ISHARES TR 20 YR TR BD ETF 464287432 2443 15489 SH SOLE 0 0 15489 ISHARES TR CORE DIV GRWTH 46434V621 483 10775 SH SOLE 0 0 10775 ISHARES TR CORE S&P MCP ETF 464287507 6882 29942 SH SOLE 0 0 29942 ISHARES TR CORE S&P SCP ETF 464287804 43 463 SH OTR 0 0 463 ISHARES TR CORE S&P SCP ETF 464287804 16243 176747 SH SOLE 0 0 176747 ISHARES TR CORE S&P500 ETF 464287200 378 1007 SH OTR 0 0 1007 ISHARES TR CORE S&P500 ETF 464287200 31772 84637 SH SOLE 0 0 84637 ISHARES TR EAFE GRWTH ETF 464288885 281 2785 SH OTR 0 0 2785 ISHARES TR EAFE GRWTH ETF 464288885 12483 123706 SH SOLE 0 0 123706 ISHARES TR ESG AWR MSCI USA 46435G425 405 4712 SH OTR 0 0 4712 ISHARES TR ESG AWR MSCI USA 46435G425 25791 299795 SH SOLE 0 0 299795 ISHARES TR FLTG RATE NT ETF 46429B655 366 7220 SH SOLE 0 0 7220 ISHARES TR GL CLEAN ENE ETF 464288224 1038 36760 SH SOLE 0 0 36760 ISHARES TR GLOBAL TECH ETF 464287291 147 491 SH OTR 0 0 491 ISHARES TR GLOBAL TECH ETF 464287291 6746 22483 SH SOLE 0 0 22483 ISHARES TR ISHS 1-5YR INVS 464288646 366 6631 SH SOLE 0 0 6631 ISHARES TR MBS ETF 464288588 381 3461 SH SOLE 0 0 3461 ISHARES TR MSCI EAFE ETF 464287465 3237 44368 SH SOLE 0 0 44368 ISHARES TR MSCI USA MIN VOL 46429B697 120 1767 SH OTR 0 0 1767 ISHARES TR MSCI USA MIN VOL 46429B697 10956 161397 SH SOLE 0 0 161397 ISHARES TR MSCI USA VALUE 46432F388 7438 85583 SH SOLE 0 0 85583 ISHARES TR MSCI USA VALUE 46432F388 59 679 SH OTR 0 0 679 ISHARES TR PFD AND INCM SEC 464288687 316 8209 SH SOLE 0 0 8209 ISHARES TR RUS 1000 GRW ETF 464287614 13169 54613 SH SOLE 0 0 54613 ISHARES TR RUS 2000 VAL ETF 464287630 1401 10630 SH SOLE 0 0 10630 ISHARES TR RUSSELL 2000 ETF 464287655 1440 7345 SH SOLE 0 0 7345 ISHARES TR U.S. ENERGY ETF 464287796 771 38070 SH SOLE 0 0 38070 ISHARES TR U.S. FINLS ETF 464287788 204 3050 SH SOLE 0 0 3050 ISHARES TR U.S. MED DVC ETF 464288810 6129 18726 SH SOLE 0 0 18726 ISHARES TR U.S. MED DVC ETF 464288810 55 168 SH OTR 0 0 168 ISHARES U S ETF TR INT RT HDG C B 46431W705 266 2779 SH SOLE 0 0 2779 MCDONALDS CORP COM 580135101 454 2114 SH SOLE 0 0 2114 MICROSOFT CORP COM 594918104 115 516 SH OTR 0 0 516 MICROSOFT CORP COM 594918104 1080 4858 SH SOLE 0 0 4858 NORDIC AMERICAN TANKERS LIMI COM G65773106 60 20450 SH SOLE 0 0 20450 OLD NATL BANCORP IND COM 680033107 1011 61065 SH SOLE 0 0 61065 OWL ROCK CAPITAL CORPORATION COM 69121K104 9309 735293 SH SOLE 0 0 735293 PEPSICO INC COM 713448108 327 2205 SH SOLE 0 0 2205 PROCTER AND GAMBLE CO COM 742718109 690 4958 SH SOLE 0 0 4958 SELECT SECTOR SPDR TR ENERGY 81369Y506 982 25900 SH SOLE 0 0 25900 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2749 40750 SH SOLE 0 0 40750 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2040 17980 SH SOLE 0 0 17980 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 864 29317 SH SOLE 0 0 29317 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1961 31274 SH SOLE 0 0 31274 SHOPIFY INC CL A 82509L107 240 212 SH SOLE 0 0 212 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 5328 17424 SH SOLE 0 0 17424 SPDR GOLD TR GOLD SHS 78463V107 13339 74786 SH SOLE 0 0 74786 SPDR S&P 500 ETF TR TR UNIT 78462F103 17818 47658 SH SOLE 0 0 47658 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3708 8831 SH SOLE 0 0 8831 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4367 87716 SH SOLE 0 0 87716 SPDR SER TR S&P BK ETF 78464A797 1285 30725 SH SOLE 0 0 30725 SPDR SER TR S&P HOMEBUILD 78464A888 744 12905 SH SOLE 0 0 12905 SPDR SER TR S&P OILGAS EXP 78468R556 488 8348 SH SOLE 0 0 8348 SPDR SER TR S&P REGL BKG 78464A698 218 4200 SH SOLE 0 0 4200 THE TRADE DESK INC COM CL A 88339J105 40 50 SH SOLE 0 0 50 THE TRADE DESK INC COM CL A 88339J105 192 240 SH OTR 0 0 240 UNITED STS GASOLINE FD LP UNITS 91201T102 217 8934 SH SOLE 0 0 8934 UNIVERSAL DISPLAY CORP COM 91347P105 358 1560 SH SOLE 0 0 1560 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2436 67619 SH SOLE 0 0 67619 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3532 41584 SH SOLE 0 0 41584 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5062 35855 SH SOLE 0 0 35855 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 660 7217 SH SOLE 0 0 7217 VERIZON COMMUNICATIONS INC COM 92343V104 329 5596 SH SOLE 0 0 5596 WALMART INC COM 931142103 15 101 SH OTR 0 0 101 WALMART INC COM 931142103 413 2863 SH SOLE 0 0 2863