Chief Compliance Officer

0001694126-18-000002.txt : 20180508 0001694126-18-000002.hdr.sgml : 20180508 20180507221902 ACCESSION NUMBER: 0001694126-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180508 DATE AS OF CHANGE: 20180507 EFFECTIVENESS DATE: 20180508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Fund Management Co., Ltd CENTRAL INDEX KEY: 0001694126 IRS NUMBER: 000000000 STATE OF INCORPORATION: F4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17717 FILM NUMBER: 18812812 BUSINESS ADDRESS: STREET 1: 8/F CHINA RESOURCES BUILDING STREET 2: NO.8 JIANGUOMEN BEIDAJIE CITY: BEIJING STATE: F4 ZIP: NA BUSINESS PHONE: 010-65215588 MAIL ADDRESS: STREET 1: 8/F CHINA RESOURCES BUILDING STREET 2: NO.8 JIANGUOMEN BEIDAJIE CITY: BEIJING STATE: F4 ZIP: NA 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001694126 XXXXXXXX 03-31-2018 03-31-2018 Harvest Fund Management Co., Ltd

8/F CHINA RESOURCES BUILDING NO.8 JIANGUOMEN BEIDAJIE BEIJING F4 NA

13F HOLDINGS REPORT 028-17717 N Wang Wei Chief Compliance Officer 86 10-6521 5596 Wang Wei Beijing F4 05-07-2018 1 245 625602 false 1 0001640161 028-17719 Harvest Global Investments Ltd INFORMATION TABLE 2 13F.xml 13F FILING FOR Q1 2018 Express Scripts Holding Co COM 30219G108 210 3041 SH SOLE 3041 0 0 Aetna Inc COM 00817Y108 169 1000 SH SOLE 1000 0 0 Life Storage Inc COM 53223X107 25 300 SH SOLE 300 0 0 Taubman Centers Inc COM 876664103 22 400 SH SOLE 400 0 0 iShares MSCI All Country Asia MSCI AC ASIA ETF 464288182 2235 28836 SH DFND 1 28836 0 0 Johnson and Johnson COM 478160104 44 347 SH SOLE 347 0 0 iShares North American Tech ET ETF 464287549 1143 6375 SH DFND 1 6375 0 0 iShares MSCI Thailand ETF ETF 464286624 147 1482 SH DFND 1 1482 0 0 Fifth Third Bancorp COM 316773100 155 4883 SH SOLE 4883 0 0 Hudson Pacific Properties Inc COM 444097109 58 1800 SH SOLE 1800 0 0 CoreSite Realty Corp COM 21870Q105 10 100 SH SOLE 100 0 0 Kilroy Realty Corp COM 49427F108 26 373 SH SOLE 373 0 0 iShares Commodities Select Str ETF 46431W853 23 625 SH SOLE 625 0 0 Ameriprise Financial Inc COM 03076C106 16 114 SH SOLE 114 0 0 Brixmor Property Group Inc COM 11120U105 18 1202 SH SOLE 1202 0 0 VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 268 12228 SH SOLE 12228 0 0 SL Green Realty Corp COM 78440X101 38 400 SH SOLE 400 0 0 Marathon Petroleum Corp COM 56585A102 53 727 SH SOLE 727 0 0 Michael Kors Holdings Ltd SHS G60754101 227 3670 SH SOLE 3670 0 0 VF Corp COM 918204108 50 678 SH SOLE 678 0 0 Anthem Inc COM 036752103 53 244 SH SOLE 244 0 0 T Rowe Price Group Inc COM 74144T108 32 297 SH SOLE 297 0 0 Terreno Realty Corp COM 88146M101 44 1300 SH SOLE 1300 0 0 iShares MSCI China ETF MSCI CHINA ETF 46429B671 420 6134 SH DFND 1 6134 0 0 iShares Latin America 40 ETF ETF 464287390 840 22380 SH DFND 1 22380 0 0 InterXion Holding NV SHS N47279109 149 2400 SH SOLE 2400 0 0 American Tower Corp COM 03027X100 145 1000 SH SOLE 1000 0 0 Lam Research Corp COM 512807108 116 571 SH SOLE 571 0 0 United States Brent Oil Fund L UNIT 91167Q100 881 46033 SH SOLE 46033 0 0 Estee Lauder Cos Inc/The CL A 518439104 148 991 SH SOLE 991 0 0 Pitney Bowes Inc COM 724479100 17 1650 SH SOLE 1650 0 0 East West Bancorp Inc COM 27579R104 64 1024 SH SOLE 1024 0 0 IAC/InterActiveCorp COM 44919P508 45 288 SH SOLE 288 0 0 Stryker Corp COM 863667101 69 430 SH SOLE 430 0 0 Yum China Holdings Inc COM 98850P109 1118 26941 SH DFND 1 26941 0 0 iShares Core SP 500 ETF ETF 464287200 1055 3978 SH DFND 1 3978 0 0 3M Co COM 88579Y101 205 936 SH SOLE 936 0 0 WellCare Health Plans Inc COM 94946T106 63 330 SH SOLE 330 0 0 Equity Residential SH BEN INT 29476L107 55 900 SH SOLE 900 0 0 Hillenbrand Inc COM 431571108 113 2463 SH SOLE 2463 0 0 Mohawk Industries Inc COM 608190104 95 412 SH SOLE 412 0 0 Hutchison China MediTech Ltd SPONSORED ADR 44842L103 2440 82562 SH SOLE 82562 0 0 Hutchison China MediTech Ltd SPONSORED ADR 44842L103 2412 81622 SH DFND 1 81622 0 0 Cabot Oil and Gas Corp COM 127097103 39 1650 SH SOLE 1650 0 0 Arista Networks Inc COM 040413106 47 185 SH SOLE 185 0 0 Fortinet Inc COM 34959E109 80 1498 SH SOLE 1498 0 0 Valero Energy Corp NEW COM 91913Y100 178 1923 SH SOLE 1923 0 0 Biogen Inc COM 09062X103 47 173 SH SOLE 173 0 0 Total System Services Inc COM 891906109 91 1057 SH SOLE 1057 0 0 NetEase Inc SPONSORED ADR 64110W102 11957 42645 SH SOLE 42645 0 0 NetEase Inc SPONSORED ADR 64110W102 6554 23376 SH DFND 1 23376 0 0 Essex Property Trust Inc COM 297178105 53 224 SH SOLE 224 0 0 Costco Wholesale Corp COM 22160K105 138 737 SH SOLE 737 0 0 SP Global Inc COM 78409V104 156 820 SH SOLE 820 0 0 Aptiv PLC SHS G6095L109 92 1086 SH SOLE 1086 0 0 ASML Holding NV SHS N07059210 69 350 SH SOLE 350 0 0 ASML Holding NV SHS N07059210 99 500 SH DFND 1 500 0 0 salesforce.com Inc COM 79466L302 121 1047 SH SOLE 1047 0 0 Sun Communities Inc COM 866674104 27 300 SH SOLE 300 0 0 Skechers U.S.A. Inc CL A 830566105 91 2350 SH SOLE 2350 0 0 Union Pacific Corp COM 907818108 200 1488 SH SOLE 1488 0 0 IPG Photonics Corp COM 44980X109 25 110 SH SOLE 110 0 0 AbbVie Inc COM 00287Y109 265 2807 SH SOLE 2807 0 0 EastGroup Properties Inc COM 277276101 24 300 SH SOLE 300 0 0 Visa Inc COM CL A 92826C839 407 3407 SH SOLE 3407 0 0 ServiceNow Inc COM 81762P102 42 256 SH SOLE 256 0 0 ETFS Physical Swiss Gold Share SHS 26922Y105 2273 17715 SH SOLE 17715 0 0 Gilead Sciences Inc COM 375558103 84 1124 SH SOLE 1124 0 0 Royal Caribbean Cruises Ltd COM V7780T103 101 865 SH SOLE 865 0 0 Extra Space Storage Inc COM 30225T102 32 369 SH SOLE 369 0 0 Vipshop Holdings Ltd SPONSORED ADR 92763W103 636 38310 SH DFND 1 38310 0 0 iShares Asia 50 ETF ETF 464288430 1222 17910 SH DFND 1 17910 0 0 Bright Scholar Education Holdi SPONSORED ADS 109199109 338 21949 SH DFND 1 21949 0 0 GDS Holdings Ltd SPONSORED ADR 36165L108 200 7302 SH SOLE 7302 0 0 National Instruments Corp COM 636518102 23 466 SH SOLE 466 0 0 Tesla Inc COM 88160R101 2036 7654 SH SOLE 7654 0 0 GGP Inc COM 36174X101 90 4400 SH SOLE 4400 0 0 Prologis Inc COM 74340W103 113 1800 SH SOLE 1800 0 0 Xilinx Inc COM 983919101 64 899 SH SOLE 899 0 0 Digital Realty Trust Inc COM 253868103 80 760 SH SOLE 760 0 0 NRG Energy Inc COM NEW 629377508 27 906 SH SOLE 906 0 0 Fiat Chrysler Automobiles NV SHS N31738102 58 2869 SH SOLE 2869 0 0 Qurate Retail Group Inc QVC Gr COM SER A 74915M100 67 2701 SH SOLE 2701 0 0 RMR Group Inc/The CL A 74967R106 0 5 SH SOLE 5 0 0 Invitation Homes Inc COM 46187W107 95 4200 SH SOLE 4200 0 0 RLJ Lodging Trust COM 74965L101 84 4364 SH SOLE 4364 0 0 Equinix Inc COM PAR $0.001 29444U700 229 550 SH SOLE 550 0 0 PowerShares DB Oil Fund DB OIL FUND 73936B507 988 88510 SH SOLE 88510 0 0 Microsoft Corp COM 594918104 1298 14227 SH SOLE 14227 0 0 Vanguard SP 500 ETF SP 500 ETF SHS 922908363 740 3059 SH DFND 1 3059 0 0 Baxter International Inc COM 071813109 190 2928 SH SOLE 2928 0 0 iShares 20 Year Treasury Bond 20 YR TR BD ETF 464287432 1353 11107 SH DFND 1 11107 0 0 21Vianet Group Inc SPONSORED ADR 90138A103 38 5600 SH SOLE 5600 0 0 Berkshire Hathaway Inc CL A 084670108 598 2 SH DFND 1 2 0 0 Ctrip.com International Ltd AMERICAN DEP SHS 22943F100 1774 38058 SH DFND 1 38058 0 0 Kohl's Corp COM 500255104 120 1833 SH SOLE 1833 0 0 UnitedHealth Group Inc COM 91324P102 456 2132 SH SOLE 2132 0 0 Align Technology Inc COM 016255101 441 1758 SH SOLE 1758 0 0 Huntsman Corp COM 447011107 82 2819 SH SOLE 2819 0 0 iShares MSCI Japan ETF ETF NEW 46434G822 84 1400 SH DFND 1 1400 0 0 Ally Financial Inc COM 02005N100 122 4517 SH SOLE 4517 0 0 Weibo Corp SPONSORED ADR 948596101 19126 160000 SH SOLE 160000 0 0 Hilton Worldwide Holdings Inc COM 43300A203 66 850 SH SOLE 850 0 0 Advanced Micro Devices Inc COM 007903107 44 4466 SH SOLE 4466 0 0 SSandC Technologies Holdings Inc COM 78467J100 58 1084 SH SOLE 1084 0 0 Boston Properties Inc COM 101121101 12 100 SH SOLE 100 0 0 NetApp Inc COM 64110D104 40 663 SH SOLE 663 0 0 iShares MSCI Russia ETF ETF 46434G798 342 9394 SH DFND 1 9394 0 0 Northrop Grumman Corp COM 666807102 167 480 SH SOLE 480 0 0 GrubHub Inc COM 400110102 38 383 SH SOLE 383 0 0 iShares MSCI Emerging Markets ETF 464287234 128 2660 SH SOLE 2660 0 0 iShares MSCI Emerging Markets ETF 464287234 1621 33592 SH DFND 1 33592 0 0 Hewlett Packard Enterprise Co COM 42824C109 71 4066 SH SOLE 4066 0 0 Liberty Property Trust SH BEN INT 531172104 178 4500 SH SOLE 4500 0 0 Liberty Property Trust SH BEN INT 531172104 182 4600 SH DFND 1 4600 0 0 CubeSmart COM 229663109 31 1100 SH SOLE 1100 0 0 DCT Industrial Trust Inc COM NEW 233153204 46 830 SH SOLE 830 0 0 Take-Two Interactive Software COM 874054109 0 1 SH SOLE 1 0 0 Macy's Inc COM 55616P104 120 4067 SH SOLE 4067 0 0 iShares MSCI Eurozone ETF MSCI EURZONE ETF 464286608 537 12404 SH DFND 1 12404 0 0 Micron Technology Inc COM 595112103 102 1973 SH SOLE 1973 0 0 F5 Networks Inc COM 315616102 36 250 SH SOLE 250 0 0 Netflix Inc COM 64110L106 367 1245 SH SOLE 1245 0 0 Netflix Inc COM 64110L106 54 186 SH DFND 1 186 0 0 Constellation Brands Inc CL A 21036P108 98 431 SH SOLE 431 0 0 Switch Inc CL A 87105L104 22 1400 SH SOLE 1400 0 0 Home Depot Inc/The COM 437076102 227 1278 SH SOLE 1278 0 0 Electronic Arts Inc COM 285512109 60 498 SH SOLE 498 0 0 Paramount Group Inc COM 69924R108 49 3500 SH SOLE 3500 0 0 iShares MSCI ACWI ETF ETF 464288257 277 3876 SH DFND 1 3876 0 0 Veeva Systems Inc COM 922475108 38 525 SH SOLE 525 0 0 Cisco Systems Inc COM 17275R102 358 8359 SH SOLE 8359 0 0 Macerich Co/The COM 554382101 28 500 SH SOLE 500 0 0 Becton Dickinson and Co COM 075887109 161 746 SH SOLE 746 0 0 Alexandria Real Estate Equitie COM 015271109 49 394 SH SOLE 394 0 0 Duke Realty Corp COM NEW 264411505 58 2196 SH SOLE 2196 0 0 iShares MSCI Brazil ETF ETF 464286400 261 5823 SH DFND 1 5823 0 0 Waste Management Inc COM 94106L109 52 630 SH SOLE 630 0 0 ABIOMED Inc COM 003654100 108 374 SH SOLE 374 0 0 Chemed Corp COM 16359R103 63 234 SH SOLE 234 0 0 Amazon.com Inc COM 023135106 32565 22500 SH SOLE 22500 0 0 Amazon.com Inc COM 023135106 2014 1392 SH DFND 1 1392 0 0 New Oriental Education and Techn SPON ADR 647581107 27313 311618 SH SOLE 311618 0 0 New Oriental Education and Techn SPON ADR 647581107 8662 98832 SH DFND 1 98832 0 0 United States Oil Fund LP UNITS 91232N108 989 75613 SH SOLE 75613 0 0 Baozun Inc SPONSORED ADR 06684L103 8704 189734 SH SOLE 189734 0 0 Baozun Inc SPONSORED ADR 06684L103 4112 89644 SH DFND 1 89644 0 0 Tailored Brands Inc COM 87403A107 107 4281 SH SOLE 4281 0 0 AvalonBay Communities Inc COM 053484101 82 500 SH SOLE 500 0 0 United States 12 Month Oil Fun UNIT BEN INT 91288V103 684 30224 SH SOLE 30224 0 0 Broadridge Financial Solutions COM 11133T103 47 435 SH SOLE 435 0 0 Intuit Inc COM 461202103 141 818 SH SOLE 818 0 0 Virtu Financial Inc CL A 928254101 40 1240 SH SOLE 1240 0 0 Spirit AeroSystems Holdings In CL A 848574109 30 363 SH SOLE 363 0 0 Citizens Financial Group Inc COM 174610105 76 1829 SH SOLE 1829 0 0 Global X Robotics and Artificial RBTCS ARTFL INTE 37954Y715 199 8265 SH SOLE 8265 0 0 Rexford Industrial Realty Inc COM 76169C100 40 1400 SH SOLE 1400 0 0 JPMorgan Chase and Co COM 46625H100 144 1310 SH SOLE 1310 0 0 Intel Corp COM 458140100 195 3746 SH SOLE 3746 0 0 MSCI Inc COM 55354G100 55 374 SH SOLE 374 0 0 SPDR Gold Shares GOLD SHS 78463V107 4546 36140 SH SOLE 36140 0 0 SPDR Gold Shares GOLD SHS 78463V107 135 1081 SH DFND 1 1081 0 0 Lockheed Martin Corp COM 539830109 481 1424 SH SOLE 1424 0 0 Lockheed Martin Corp COM 539830109 101 300 SH DFND 1 300 0 0 Empire State Realty Trust Inc CL A 292104106 10 600 SH SOLE 600 0 0 Citigroup Inc COM NEW 172967424 185 2743 SH SOLE 2743 0 0 PulteGroup Inc COM 745867101 80 2740 SH SOLE 2740 0 0 Honeywell International Inc COM 438516106 188 1307 SH SOLE 1307 0 0 Diamondback Energy Inc COM 25278X109 41 329 SH SOLE 329 0 0 Intuitive Surgical Inc COM NEW 46120E602 214 519 SH SOLE 519 0 0 Mastercard Inc CL A 57636Q104 517 2954 SH SOLE 2954 0 0 IDEXX Laboratories Inc COM 45168D104 35 188 SH SOLE 188 0 0 Caterpillar Inc COM 149123101 162 1105 SH SOLE 1105 0 0 iShares MSCI Malaysia ETF ETF NEW 46434G814 145 4035 SH DFND 1 4035 0 0 American Assets Trust Inc COM 024013104 26 800 SH SOLE 800 0 0 BeiGene Ltd SPONSORED ADR 07725L102 1680 10000 SH SOLE 10000 0 0 Apple Inc COM 037833100 1696 10113 SH SOLE 10113 0 0 Edwards Lifesciences Corp COM 28176E108 40 291 SH SOLE 291 0 0 IBM COM 459200101 43 284 SH SOLE 284 0 0 iShares TIPS Bond ETF ETF 464287176 136 1206 SH DFND 1 1206 0 0 TAL Education Group SPONSORED ADS 874080104 45537 1227765 SH SOLE 1227765 0 0 TAL Education Group SPONSORED ADS 874080104 8458 228048 SH DFND 1 228048 0 0 NVIDIA Corp COM 67066G104 42767 184669 SH SOLE 184669 0 0 Brooks Automation Inc COM 114340102 21 808 SH SOLE 808 0 0 Hilton Grand Vacations Inc COM 43283X105 100 2325 SH SOLE 2325 0 0 Square Inc CL A 852234103 228 4647 SH SOLE 4647 0 0 Adobe Systems Inc COM 00724F101 19708 91210 SH SOLE 91210 0 0 SPDR SandP 500 ETF Trust ETF TR TR UNIT 78462F103 272 1037 SH DFND 1 1037 0 0 Gap Inc/The COM 364760108 81 2597 SH SOLE 2597 0 0 UDR Inc COM 902653104 96 2700 SH SOLE 2700 0 0 Morgan Stanley COM NEW 617446448 130 2427 SH SOLE 2427 0 0 PepsiCo Inc COM 713448108 91 837 SH SOLE 837 0 0 Continental Resources Inc/OK COM 212015101 106 1805 SH SOLE 1805 0 0 Western Digital Corp COM 958102105 37 404 SH SOLE 404 0 0 Physicians Realty Trust COM 71943U104 46 3000 SH SOLE 3000 0 0 Xylem Inc/NY COM 98419M100 56 729 SH SOLE 729 0 0 PayPal Holdings Inc COM 70450Y103 269 3553 SH SOLE 3553 0 0 Centene Corp COM 15135B101 121 1138 SH SOLE 1138 0 0 Lear Corp COM NEW 521865204 89 479 SH SOLE 479 0 0 Broadcom Ltd SHS Y09827109 152 646 SH SOLE 646 0 0 Nektar Therapeutics COM 640268108 27 259 SH SOLE 259 0 0 Capital One Financial Corp COM 14040H105 260 2723 SH SOLE 2723 0 0 Facebook Inc CL A 30303M102 30974 193846 SH SOLE 193846 0 0 Barclays Bank PLC IPATH SP500 VIX 06746L422 530 11210 SH DFND 1 11210 0 0 Mid-America Apartment Communit COM 59522J103 32 359 SH SOLE 359 0 0 Boeing Co/The COM 097023105 725 2213 SH SOLE 2213 0 0 Hersha Hospitality Trust SHS BEN INT 427825500 48 2700 SH SOLE 2700 0 0 Walt Disney Co/The COM DISNEY 254687106 85 848 SH SOLE 848 0 0 iShares Core MSCI Emerging Mar CORE MSCI EMKT 46434G103 2101 35986 SH DFND 1 35986 0 0 Seagate Technology PLC SHS G7945M107 195 3341 SH SOLE 3341 0 0 Varian Medical Systems Inc COM 92220P105 44 366 SH SOLE 366 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 120634 657264 SH SOLE 657264 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 68841 375076 SH DFND 1 375076 0 0 Crown Castle International Cor NEW COM 22822V101 27 250 SH SOLE 250 0 0 Nordstrom Inc COM 655664100 117 2425 SH SOLE 2425 0 0 iShares MSCI South Korea ETF ETF 464286772 237 3145 SH DFND 1 3145 0 0 Baidu Inc SPON ADR REP A 056752108 56585 253529 SH SOLE 253529 0 0 Baidu Inc SPON ADR REP A 056752108 15776 70688 SH DFND 1 70688 0 0 Vertex Pharmaceuticals Inc COM 92532F100 85 527 SH SOLE 527 0 0 Booking Holdings Inc COM ADDED 09857L108 62 30 SH SOLE 30 0 0 Tapestry Inc COM 876030107 41 785 SH SOLE 785 0 0 SPDR Bloomberg Barclays Conver CNVRT 78464A359 1265 24500 SH DFND 1 24500 0 0 Texas Instruments Inc COM 882508104 150 1451 SH SOLE 1451 0 0 Credit Acceptance Corp COM 225310101 202 612 SH SOLE 612 0 0 Red Hat Inc COM 756577102 37 251 SH SOLE 251 0 0 Ross Stores Inc COM 778296103 154 1985 SH SOLE 1985 0 0 Applied Materials Inc COM 038222105 241 4348 SH SOLE 4348 0 0 Apartment Investment Managem CL A 03748R101 44 1090 SH SOLE 1090 0 0 Vornado Realty Trust SH BEN INT 929042109 74 1100 SH SOLE 1100 0 0 McDonald's Corp COM 580135101 87 557 SH SOLE 557 0 0 QTS Realty Trust Inc COM CL A 74736A103 43 1200 SH SOLE 1200 0 0 CyrusOne Inc COM 23283R100 69 1350 SH SOLE 1350 0 0 American Homes 4 Rent CL A 02665T306 32 1600 SH SOLE 1600 0 0 Forest City Realty Trust Inc COM CL A 345605109 42 2103 SH SOLE 2103 0 0 Bank of America Corp COM 060505104 220 7340 SH SOLE 7340 0 0 American Express Co COM 025816109 176 1888 SH SOLE 1888 0 0 Illumina Inc COM 452327109 113 478 SH SOLE 478 0 0 Carnival Corp UNIT 99/99/9999 143658300 60 925 SH SOLE 925 0 0 iShares Gold Trust ISHARES 464285105 3660 287535 SH DFND 1 287535 0 0 Humana Inc COM 444859102 118 442 SH SOLE 442 0 0 Cognizant Technology Solutions CL A 192446102 36 458 SH SOLE 458 0 0 Turquoise Hill Resources Ltd COM 900435108 562 183102 SH DFND 1 183102 0 0 Alphabet Inc CAP STK CL A 02079K305 27984 26982 SH SOLE 26982 0 0 Motorola Solutions Inc COM NEW 620076307 53 510 SH SOLE 510 0 0 iShares Russell 3000 ETF RUSSELL 3000 ETF 464287689 0 1 SH SOLE 1 0 0