Chief Compliance Officer

0001640161-18-000004.txt : 20180803 0001640161-18-000004.hdr.sgml : 20180803 20180802220707 ACCESSION NUMBER: 0001640161-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180803 DATE AS OF CHANGE: 20180802 EFFECTIVENESS DATE: 20180803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Fund Management Co., Ltd CENTRAL INDEX KEY: 0001694126 IRS NUMBER: 000000000 STATE OF INCORPORATION: F4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17717 FILM NUMBER: 18990217 BUSINESS ADDRESS: STREET 1: 8/F CHINA RESOURCES BUILDING STREET 2: NO.8 JIANGUOMEN BEIDAJIE CITY: BEIJING STATE: F4 ZIP: NA BUSINESS PHONE: 010-65215588 MAIL ADDRESS: STREET 1: 8/F CHINA RESOURCES BUILDING STREET 2: NO.8 JIANGUOMEN BEIDAJIE CITY: BEIJING STATE: F4 ZIP: NA 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001694126 XXXXXXXX 06-30-2018 06-30-2018 Harvest Fund Management Co., Ltd

8/F CHINA RESOURCES BUILDING NO.8 JIANGUOMEN BEIDAJIE BEIJING F4 NA

13F HOLDINGS REPORT 028-17717 N Wang Wei Chief Compliance Officer 86 10 65215596 Wang Wei Beijing F4 08-02-2018 1 315 628819 false 1 0001640161 028-17719 Harvest Global Investments Ltd INFORMATION TABLE 2 13F.xml 13 FILING Q2 2018 ABIOMED Inc COM 003654100 180 440 SH SOLE 440 0 0 NetApp Inc COM 64110D104 98 1243 SH SOLE 1243 0 0 MSCI Inc COM 55354G100 62 374 SH SOLE 374 0 0 Marathon Petroleum Corp COM 56585A102 51 727 SH SOLE 727 0 0 Arista Networks Inc COM 040413106 48 185 SH SOLE 185 0 0 ONEOK Inc COM 682680103 80 1149 SH SOLE 1149 0 0 iShares North American Tech ET ETF 464287549 461 2391 SH SOLE 2391 0 0 iShares North American Tech ET ETF 464287549 479 2484 SH DFND 1 2484 0 0 Envision Healthcare Corp COM 29414D100 84 1904 SH SOLE 1904 0 0 iShares Asia 50 ETF ETF 464288430 547 8710 SH DFND 1 8710 0 0 iShares TIPS Bond ETF ETF 464287176 136 1206 SH DFND 1 1206 0 0 iShares MSCI All Country Asia MSCI AC ASIA ETF 464288182 2001 27919 SH DFND 1 27919 0 0 Humana Inc COM 444859102 132 442 SH SOLE 442 0 0 Baozun Inc SPONSORED ADR 06684L103 10378 189734 SH SOLE 189734 0 0 Baozun Inc SPONSORED ADR 06684L103 4904 89644 SH DFND 1 89644 0 0 iShares MSCI United Kingdom ET MSCI ETF 46435G334 807 23213 SH DFND 1 23213 0 0 Aetna Inc COM 00817Y108 246 1341 SH SOLE 1341 0 0 Facebook Inc CL A 30303M102 37919 195137 SH SOLE 195137 0 0 Applied Materials Inc COM 038222105 201 4348 SH SOLE 4348 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 113639 612511 SH SOLE 612511 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 64765 349080 SH DFND 1 349080 0 0 Kirkland's Inc COM 497498105 26 2233 SH SOLE 2233 0 0 Baidu Inc SPON ADR REP A 056752108 34878 143529 SH SOLE 143529 0 0 Baidu Inc SPON ADR REP A 056752108 16891 69512 SH DFND 1 69512 0 0 Shutterfly Inc COM 82568P304 39 431 SH SOLE 431 0 0 USANA Health Sciences Inc COM 90328M107 27 236 SH SOLE 236 0 0 ConocoPhillips COM 20825C104 96 1384 SH SOLE 1384 0 0 Anthem Inc COM 036752103 58 244 SH SOLE 244 0 0 Chefs' Warehouse Inc/The COM 163086101 31 1084 SH SOLE 1084 0 0 Domino's Pizza Inc COM 25754A201 46 163 SH SOLE 163 0 0 iShares Russell 3000 ETF RUSSELL 3000 ETF 464287689 0 1 SH SOLE 1 0 0 Monmouth Real Estate Investmen CL A 609720107 46 2800 SH SOLE 2800 0 0 Vail Resorts Inc COM 91879Q109 43 158 SH SOLE 158 0 0 Pandora Media Inc COM 698354107 59 7542 SH SOLE 7542 0 0 Boston Properties Inc COM 101121101 13 100 SH SOLE 100 0 0 iShares Core MSCI Emerging Mar CORE MSCI EMKT 46434G103 1295 24662 SH DFND 1 24662 0 0 Grand Canyon Education Inc COM 38526M106 74 666 SH SOLE 666 0 0 Rexford Industrial Realty Inc COM 76169C100 44 1400 SH SOLE 1400 0 0 J. Jill Inc COM 46620W102 30 3246 SH SOLE 3246 0 0 Alexandria Real Estate Equitie COM 015271109 50 394 SH SOLE 394 0 0 Baxter International Inc COM 071813109 216 2928 SH SOLE 2928 0 0 First Citizens BancShares Inc/ CL A 31946M103 25 62 SH SOLE 62 0 0 Align Technology Inc COM 016255101 601 1758 SH SOLE 1758 0 0 NVIDIA Corp COM 67066G104 36641 154669 SH SOLE 154669 0 0 Yum China Holdings Inc COM 98850P109 7957 206898 SH SOLE 206898 0 0 Yum China Holdings Inc COM 98850P109 4137 107578 SH DFND 1 107578 0 0 Tesla Inc COM 88160R101 2591 7554 SH SOLE 7554 0 0 Adobe Systems Inc COM 00724F101 22281 91385 SH SOLE 91385 0 0 WW Grainger Inc COM 384802104 26 84 SH SOLE 84 0 0 ZAGG Inc COM 98884U108 53 3082 SH SOLE 3082 0 0 Xilinx Inc COM 983919101 59 899 SH SOLE 899 0 0 Biogen Inc COM 09062X103 50 173 SH SOLE 173 0 0 Lexington Realty Trust COM 529043101 11 1300 SH SOLE 1300 0 0 Turquoise Hill Resources Ltd COM 900435108 520 183102 SH DFND 1 183102 0 0 Twitter Inc COM 90184L102 112 2565 SH SOLE 2565 0 0 HealthEquity Inc COM 42226A107 43 570 SH SOLE 570 0 0 Gilead Sciences Inc COM 375558103 80 1124 SH SOLE 1124 0 0 RingCentral Inc CL A 76680R206 28 391 SH SOLE 391 0 0 S&P Global Inc COM 78409V104 167 820 SH SOLE 820 0 0 InterXion Holding NV SHS N47279109 140 2250 SH SOLE 2250 0 0 Lamb Weston Holdings Inc COM 513272104 31 454 SH SOLE 454 0 0 Fifth Third Bancorp COM 316773100 53 1835 SH SOLE 1835 0 0 Invesco DB Oil Fund OIL FD 46140H403 946 75933 SH SOLE 75933 0 0 Boeing Co/The COM 097023105 742 2213 SH SOLE 2213 0 0 Visa Inc COM CL A 92826C839 451 3407 SH SOLE 3407 0 0 Kohl's Corp COM 500255104 134 1833 SH SOLE 1833 0 0 GGP Inc COM 36174X101 31 1500 SH SOLE 1500 0 0 Amazon.com Inc COM 023135106 40431 23786 SH SOLE 23786 0 0 iShares MSCI China ETF MSCI CHINA ETF 46429B671 401 6200 SH DFND 1 6200 0 0 American Tower Corp COM 03027X100 144 1000 SH SOLE 1000 0 0 New Oriental Education & Techn SPON ADR 647581107 38964 411618 SH SOLE 411618 0 0 New Oriental Education & Techn SPON ADR 647581107 9596 101371 SH DFND 1 101371 0 0 EastGroup Properties Inc COM 277276101 29 300 SH SOLE 300 0 0 ServiceNow Inc COM 81762P102 46 264 SH SOLE 264 0 0 Citigroup Inc COM NEW 172967424 79 1183 SH SOLE 1183 0 0 Brixmor Property Group Inc COM 11120U105 31 1802 SH SOLE 1802 0 0 Goldman Sachs ActiveBeta U.S. ETF 381430503 556 10161 SH DFND 1 10161 0 0 Equity Residential SH BEN INT 29476L107 57 900 SH SOLE 900 0 0 CBS Corp CL B 124857202 90 1603 SH SOLE 1603 0 0 CyrusOne Inc COM 23283R100 53 900 SH SOLE 900 0 0 salesforce.com Inc COM 79466L302 258 1888 SH SOLE 1888 0 0 Walgreens Boots Alliance Inc COM 931427108 98 1628 SH SOLE 1628 0 0 DCT Industrial Trust Inc COM NEW 233153204 22 330 SH SOLE 330 0 0 Valero Energy Corp NEW COM 91913Y100 213 1923 SH SOLE 1923 0 0 Ollie's Bargain Outlet Holding COM 681116109 29 402 SH SOLE 402 0 0 Ctrip.com International Ltd AMERICAN DEP SHS 22943F100 587 12333 SH DFND 1 12333 0 0 Brooks Automation Inc COM 114340102 26 808 SH SOLE 808 0 0 Take-Two Interactive Software COM 874054109 41 346 SH SOLE 346 0 0 GDS Holdings Ltd SPONSORED ADR 36165L108 128 3202 SH SOLE 3202 0 0 Intel Corp COM 458140100 186 3746 SH SOLE 3746 0 0 Macy's Inc COM 55616P104 152 4067 SH SOLE 4067 0 0 American Homes 4 Rent CL A 02665T306 35 1600 SH SOLE 1600 0 0 Education Realty Trust Inc COM 28140H203 18 437 SH SOLE 437 0 0 Crown Castle International Cor NEW COM 22822V101 27 250 SH SOLE 250 0 0 Stryker Corp COM 863667101 73 430 SH SOLE 430 0 0 NIKE Inc CL B 654106103 99 1242 SH SOLE 1242 0 0 TAL Education Group SPONSORED ADS 874080104 54521 1481540 SH SOLE 1481540 0 0 TAL Education Group SPONSORED ADS 874080104 8392 228048 SH DFND 1 228048 0 0 Apartment Investment & Managem CL A 03748R101 46 1090 SH SOLE 1090 0 0 Paramount Group Inc COM 69924R108 69 4500 SH SOLE 4500 0 0 DexCom Inc COM 252131107 29 308 SH SOLE 308 0 0 Credit Acceptance Corp COM 225310101 216 612 SH SOLE 612 0 0 iShares MSCI Taiwan ETF ETF 46434G772 133 3700 SH DFND 1 3700 0 0 RMR Group Inc/The CL A 74967R106 0 5 SH SOLE 5 0 0 Global X Robotics & Artificial RBTCS ARTFL INTE 37954Y715 182 8265 SH SOLE 8265 0 0 Global X Robotics & Artificial RBTCS ARTFL INTE 37954Y715 1211 55000 SH DFND 1 55000 0 0 Michael Kors Holdings Ltd SHS G60754101 199 2987 SH SOLE 2987 0 0 Hilton Grand Vacations Inc COM 43283X105 39 1110 SH SOLE 1110 0 0 HEICO Corp COM 422806109 39 531 SH SOLE 531 0 0 Square Inc CL A 852234103 315 5113 SH SOLE 5113 0 0 Nu Skin Enterprises Inc CL A 67018T105 38 491 SH SOLE 491 0 0 Loxo Oncology Inc COM 548862101 57 329 SH SOLE 329 0 0 BeiGene Ltd SPONSORED ADR 07725L102 15373 100000 SH SOLE 100000 0 0 Waste Management Inc COM 94106L109 51 630 SH SOLE 630 0 0 IAC/InterActiveCorp COM 44919P508 44 288 SH SOLE 288 0 0 ETRADE Financial Corp COM 269246401 39 636 SH SOLE 636 0 0 Apple Inc COM 037833100 1872 10113 SH SOLE 10113 0 0 Medifast Inc COM 58470H101 39 242 SH SOLE 242 0 0 Chatham Lodging Trust COM 16208T102 66 3100 SH SOLE 3100 0 0 Intuitive Surgical Inc COM NEW 46120E602 248 519 SH SOLE 519 0 0 Intuitive Surgical Inc COM NEW 46120E602 957 2000 SH DFND 1 2000 0 0 Red Hat Inc COM 756577102 55 410 SH SOLE 410 0 0 Macerich Co/The COM 554382101 28 500 SH SOLE 500 0 0 iShares MSCI South Korea ETF ETF 464286772 213 3145 SH SOLE 3145 0 0 iShares MSCI South Korea ETF ETF 464286772 129 1900 SH DFND 1 1900 0 0 iShares Gold Trust ISHARES 464285105 3359 279438 SH SOLE 279438 0 0 SVB Financial Group COM 78486Q101 25 88 SH SOLE 88 0 0 VF Corp COM 918204108 55 678 SH SOLE 678 0 0 Duke Realty Corp COM NEW 264411505 64 2196 SH SOLE 2196 0 0 iShares Commodities Select Str ETF 46431W853 24 625 SH SOLE 625 0 0 Hess Corp COM 42809H107 104 1550 SH SOLE 1550 0 0 Constellation Brands Inc CL A 21036P108 94 431 SH SOLE 431 0 0 Weibo Corp SPONSORED ADR 948596101 888 10000 SH SOLE 10000 0 0 PayPal Holdings Inc COM 70450Y103 296 3553 SH SOLE 3553 0 0 Mid-America Apartment Communit COM 59522J103 36 359 SH SOLE 359 0 0 Copart Inc COM 217204106 54 962 SH SOLE 962 0 0 Becton Dickinson and Co COM 075887109 179 746 SH SOLE 746 0 0 ASML Holding NV SHS N07059210 69 350 PRN SOLE 350 0 0 ASML Holding NV SHS N07059210 693 3500 PRN DFND 1 3500 0 0 Evercore Inc CLASS A 29977A105 43 412 SH SOLE 412 0 0 JPMorgan Chase & Co COM 46625H100 137 1310 SH SOLE 1310 0 0 Prologis Inc COM 74340W103 118 1800 SH SOLE 1800 0 0 O'Reilly Automotive Inc COM 67103H107 40 148 SH SOLE 148 0 0 iShares MSCI Eurozone ETF MSCI EURZONE ETF 464286608 509 12404 SH DFND 1 12404 0 0 Tableau Software Inc CL A 87336U105 69 702 SH SOLE 702 0 0 Spirit AeroSystems Holdings In CL A 848574109 31 363 SH SOLE 363 0 0 Ally Financial Inc COM 02005N100 119 4517 SH SOLE 4517 0 0 United States Brent Oil Fund L UNIT 91167Q100 1093 49270 SH SOLE 49270 0 0 Advanced Micro Devices Inc COM 007903107 67 4466 SH SOLE 4466 0 0 Booz Allen Hamilton Holding Co CL A 099502106 41 938 SH SOLE 938 0 0 Life Storage Inc COM 53223X107 29 300 SH SOLE 300 0 0 Hudson Pacific Properties Inc COM 444097109 64 1800 SH SOLE 1800 0 0 iShares MSCI ACWI ETF ETF 464288257 276 3876 SH DFND 1 3876 0 0 QTS Realty Trust Inc COM CL A 74736A103 47 1200 SH SOLE 1200 0 0 Ralph Lauren Corp CL A 751212101 43 341 SH SOLE 341 0 0 WEX Inc COM 96208T104 56 296 SH SOLE 296 0 0 Splunk Inc COM 848637104 36 359 SH SOLE 359 0 0 Vanguard FTSE Emerging Markets ETF 922042858 127 3000 SH DFND 1 3000 0 0 Alphabet Inc CAP STK CL A 02079K305 30585 27086 SH SOLE 27086 0 0 RLJ Lodging Trust COM 74965L101 79 3564 SH SOLE 3564 0 0 Xylem Inc/NY COM 98419M100 49 729 SH SOLE 729 0 0 Seagate Technology PLC SHS G7945M107 189 3341 SH SOLE 3341 0 0 T Rowe Price Group Inc COM 74144T108 34 297 SH SOLE 297 0 0 F5 Networks Inc COM 315616102 43 250 SH SOLE 250 0 0 Eldorado Resorts Inc COM 28470R102 32 807 SH SOLE 807 0 0 Intuit Inc COM 461202103 167 818 SH SOLE 818 0 0 Immersion Corp COM 452521107 81 5272 SH SOLE 5272 0 0 Financial Select Sector SPDR F INT-FINL 81369Y605 904 34000 SH DFND 1 34000 0 0 Rapid7 Inc COM 753422104 36 1276 SH SOLE 1276 0 0 Encompass Health Corp COM 29261A100 107 1577 SH SOLE 1577 0 0 Nasdaq Inc COM 631103108 39 431 SH SOLE 431 0 0 WellCare Health Plans Inc COM 94946T106 126 512 SH SOLE 512 0 0 UDR Inc COM 902653104 101 2700 SH SOLE 2700 0 0 Terreno Realty Corp COM 88146M101 49 1300 SH SOLE 1300 0 0 Capital One Financial Corp COM 14040H105 250 2723 SH SOLE 2723 0 0 AvalonBay Communities Inc COM 053484101 86 500 SH SOLE 500 0 0 Ross Stores Inc COM 778296103 125 1479 SH SOLE 1479 0 0 Automatic Data Processing Inc COM 053015103 213 1590 SH SOLE 1590 0 0 Okta Inc CL A 679295105 36 712 SH SOLE 712 0 0 Extra Space Storage Inc COM 30225T102 27 269 SH SOLE 269 0 0 Natural Grocers by Vitamin Cot COM 63888U108 79 6225 SH SOLE 6225 0 0 Hillenbrand Inc COM 431571108 116 2463 SH SOLE 2463 0 0 SPDR Gold Shares GOLD SHS 78463V107 4236 35699 SH SOLE 35699 0 0 SPDR Gold Shares GOLD SHS 78463V107 4168 35126 SH DFND 1 35126 0 0 Zendesk Inc COM 98936J101 39 719 SH SOLE 719 0 0 Match Group Inc COM 57665R106 25 645 SH SOLE 645 0 0 Cisco Systems Inc COM 17275R102 254 5903 SH SOLE 5903 0 0 Caterpillar Inc COM 149123101 150 1105 SH SOLE 1105 0 0 Invitation Homes Inc COM 46187W107 97 4200 SH SOLE 4200 0 0 IPG Photonics Corp COM 44980X109 24 110 SH SOLE 110 0 0 Taubman Centers Inc COM 876664103 24 400 SH SOLE 400 0 0 Estee Lauder Cos Inc/The CL A 518439104 141 991 SH SOLE 991 0 0 Netflix Inc COM 64110L106 636 1624 SH SOLE 1624 0 0 Dell Technologies Inc Class V COM CL V 24703L103 80 945 SH SOLE 945 0 0 Lear Corp COM NEW 521865204 89 479 SH SOLE 479 0 0 VeriSign Inc COM 92343E102 72 526 SH SOLE 526 0 0 Monster Beverage Corp COM 61174X109 28 491 SH SOLE 491 0 0 Momo Inc ADR 60879B107 1117 25668 SH DFND 1 25668 0 0 Essex Property Trust Inc COM 297178105 54 224 SH SOLE 224 0 0 Morgan Stanley COM NEW 617446448 64 1348 SH SOLE 1348 0 0 Chemed Corp COM 16359R103 75 234 SH SOLE 234 0 0 CubeSmart COM 229663109 26 800 SH SOLE 800 0 0 ETFS Physical Swiss Gold Share SHS 26922Y105 2083 17218 SH SOLE 17218 0 0 Cheniere Energy Inc COM 16411R208 54 833 SH SOLE 833 0 0 Sabre Corp COM 78573M104 67 2716 SH SOLE 2716 0 0 Occidental Petroleum Corp COM 674599105 26 309 SH SOLE 309 0 0 LPL Financial Holdings Inc COM 50212V100 24 367 SH SOLE 367 0 0 Honeywell International Inc COM 438516106 188 1307 SH SOLE 1307 0 0 First Trust Cloud Computing ET ETF 33734X192 1436 27000 SH DFND 1 27000 0 0 Weight Watchers International COM 948626106 62 615 SH SOLE 615 0 0 TransUnion COM 89400J107 27 383 SH SOLE 383 0 0 Electronic Arts Inc COM 285512109 100 709 SH SOLE 709 0 0 Brunswick Corp/DE COM 117043109 42 645 SH SOLE 645 0 0 VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 328 14689 SH SOLE 14689 0 0 Fortinet Inc COM 34959E109 94 1498 SH SOLE 1498 0 0 iShares MSCI Hong Kong ETF ETF 464286871 264 10894 SH DFND 1 10894 0 0 Union Pacific Corp COM 907818108 211 1488 SH SOLE 1488 0 0 Jernigan Capital Inc COM 476405105 34 1800 SH SOLE 1800 0 0 Regency Centers Corp COM 758849103 19 300 SH SOLE 300 0 0 Home Depot Inc/The COM 437076102 249 1278 SH SOLE 1278 0 0 Edwards Lifesciences Corp COM 28176E108 42 291 SH SOLE 291 0 0 Texas Instruments Inc COM 882508104 160 1451 SH SOLE 1451 0 0 Liberty Property Trust SH BEN INT 531172104 49 1100 SH SOLE 1100 0 0 Tyler Technologies Inc COM 902252105 26 117 SH SOLE 117 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 1061 4253 SH DFND 1 4253 0 0 Shoe Carnival Inc COM 824889109 45 1398 SH SOLE 1398 0 0 Lam Research Corp COM 512807108 99 571 SH SOLE 571 0 0 Invesco DB Commodity Index Tra INDX TRCK UNIT 46138B103 587 33202 SH DFND 1 33202 0 0 iShares US Aerospace & Defense ETF 464288760 289 1500 SH DFND 1 1500 0 0 SL Green Realty Corp COM 78440X101 40 400 SH SOLE 400 0 0 Carrizo Oil & Gas Inc COM 144577103 45 1600 SH SOLE 1600 0 0 Fiat Chrysler Automobiles NV SHS N31738102 54 2869 SH SOLE 2869 0 0 Tenet Healthcare Corp COM 88033G407 42 1250 SH SOLE 1250 0 0 Continental Resources Inc/OK COM 212015101 117 1805 SH SOLE 1805 0 0 Total System Services Inc COM 891906109 63 741 SH SOLE 741 0 0 Empire State Realty Trust Inc CL A 292104106 10 600 SH SOLE 600 0 0 Equinix Inc COM PAR $0.001 29444U700 236 550 SH SOLE 550 0 0 Citizens Financial Group Inc COM 174610105 71 1829 SH SOLE 1829 0 0 Centene Corp COM 15135B101 140 1138 SH SOLE 1138 0 0 Schwab Fundamental Emerging Ma FDT EMK LG 808524730 567 20498 SH DFND 1 20498 0 0 Simon Property Group Inc COM 828806109 34 200 SH SOLE 200 0 0 HCP Inc COM 40414L109 26 1000 SH SOLE 1000 0 0 Express Scripts Holding Co COM 30219G108 235 3041 SH SOLE 3041 0 0 Veeva Systems Inc COM 922475108 40 525 SH SOLE 525 0 0 American Assets Trust Inc COM 024013104 31 800 SH SOLE 800 0 0 PTC Inc COM 69370C100 30 324 SH SOLE 324 0 0 Broadridge Financial Solutions COM 11133T103 50 435 SH SOLE 435 0 0 Boston Beer Co Inc/The CL A 100557107 31 102 SH SOLE 102 0 0 Zebra Technologies Corp CL A 989207105 37 259 SH SOLE 259 0 0 Motorola Solutions Inc COM NEW 620076307 59 510 SH SOLE 510 0 0 GoDaddy Inc CL A 380237107 27 377 SH SOLE 377 0 0 Berkshire Hathaway Inc CL A 084670108 4513 16 SH DFND 1 16 0 0 PBF Energy Inc CL A 69318G106 60 1433 SH SOLE 1433 0 0 21Vianet Group Inc SPONSORED ADR 90138A103 93 9600 SH SOLE 9600 0 0 Illumina Inc COM 452327109 134 478 SH SOLE 478 0 0 SPDR S&P Health Care Equipment ETF 78464A581 782 10000 SH DFND 1 10000 0 0 Sysco Corp COM 871829107 28 412 SH SOLE 412 0 0 Moody's Corp COM 615369105 28 165 SH SOLE 165 0 0 United States Oil Fund LP UNITS 91232N108 1104 73336 SH SOLE 73336 0 0 Vornado Realty Trust SH BEN INT 929042109 81 1100 SH SOLE 1100 0 0 iShares MSCI Japan ETF ETF NEW 46434G822 81 1400 SH DFND 1 1400 0 0 Lululemon Athletica Inc COM 550021109 42 334 SH SOLE 334 0 0 Nanometrics Inc COM 630077105 39 1091 SH SOLE 1091 0 0 Morningstar Inc COM 617700109 43 335 SH SOLE 335 0 0 iShares Core S&P 500 ETF ETF 464287200 686 2514 SH DFND 1 2514 0 0 Dick's Sporting Goods Inc COM 253393102 45 1280 SH SOLE 1280 0 0 Virtu Financial Inc CL A 928254101 33 1240 SH SOLE 1240 0 0 Herbalife Nutrition Ltd COM G4412G101 28 512 SH SOLE 512 0 0 RH COM 74967X103 66 476 SH SOLE 476 0 0 EVERTEC Inc COM 30040P103 28 1267 SH SOLE 1267 0 0 Nordstrom Inc COM 655664100 97 1876 SH SOLE 1876 0 0 East West Bancorp Inc COM 27579R104 67 1024 SH SOLE 1024 0 0 United States 12 Month Oil Fun UNIT BEN INT 91288V103 598 23604 SH SOLE 23604 0 0 IDEXX Laboratories Inc COM 45168D104 41 188 SH SOLE 188 0 0 American Campus Communities In COM 024835100 64 1500 SH SOLE 1500 0 0 Huntsman Corp COM 447011107 24 832 SH SOLE 832 0 0 Mastercard Inc CL A 57636Q104 631 3213 SH SOLE 3213 0 0 SPDR EURO STOXX 50 ETF ETF 78463X202 178 4653 SH DFND 1 4653 0 0 New Relic Inc COM 64829B100 40 394 SH SOLE 394 0 0 Bank of America Corp COM 060505104 135 4798 SH SOLE 4798 0 0 Vipshop Holdings Ltd SPONSORED ADR 92763W103 416 38310 SH DFND 1 38310 0 0 Booking Holdings Inc COM ADDED 09857L108 114 56 SH SOLE 56 0 0 Energizer Holdings Inc COM 29272W109 89 1413 SH SOLE 1413 0 0 TJX Cos Inc/The COM 872540109 56 584 SH SOLE 584 0 0 Kroger Co/The COM 501044101 61 2154 SH SOLE 2154 0 0 ResMed Inc COM 761152107 27 262 SH SOLE 262 0 0 Twilio Inc CL A 90138F102 67 1202 SH SOLE 1202 0 0 Palo Alto Networks Inc COM 697435105 28 137 SH SOLE 137 0 0 Micron Technology Inc COM 595112103 103 1973 SH SOLE 1973 0 0 American Express Co COM 025816109 185 1888 SH SOLE 1888 0 0 Lockheed Martin Corp COM 539830109 209 709 SH SOLE 709 0 0 Lockheed Martin Corp COM 539830109 118 400 SH DFND 1 400 0 0 iShares 20 plusYear Treasury Bond 20 YR TR BD ETF 464287432 1718 14111 SH DFND 1 14111 0 0 Darden Restaurants Inc COM 237194105 62 578 SH SOLE 578 0 0 Agios Pharmaceuticals Inc COM 00847X104 65 777 SH SOLE 777 0 0 UnitedHealth Group Inc COM 91324P102 523 2132 SH SOLE 2132 0 0 PVH Corp COM 693656100 44 295 SH SOLE 295 0 0 Digital Realty Trust Inc COM 253868103 85 760 SH SOLE 760 0 0 Microsoft Corp COM 594918104 1501 15223 SH SOLE 15223 0 0 TripAdvisor Inc COM 896945201 14 247 SH SOLE 247 0 0 Physicians Realty Trust COM 71943U104 48 3000 SH SOLE 3000 0 0 Insulet Corp COM 45784P101 25 294 SH SOLE 294 0 0 Neurocrine Biosciences Inc COM 64125C109 41 420 SH SOLE 420 0 0 Bilibili Inc SPONS ADS REP Z 090040106 2798 200000 SH SOLE 200000 0 0 Costco Wholesale Corp COM 22160K105 200 956 SH SOLE 956 0 0 AbbVie Inc COM 00287Y109 260 2807 SH SOLE 2807 0 0 GrubHub Inc COM 400110102 40 383 SH SOLE 383 0 0 Aptiv PLC SHS G6095L109 100 1086 SH SOLE 1086 0 0 NRG Energy Inc COM NEW 629377508 115 3747 SH SOLE 3747 0 0 Aspen Technology Inc COM 045327103 42 458 SH SOLE 458 0 0 Forest City Realty Trust Inc COM CL A 345605109 48 2103 SH SOLE 2103 0 0 Ultimate Software Group Inc/Th COM 90385D107 42 163 SH SOLE 163 0 0 CVS Health Corp COM 126650100 28 437 SH SOLE 437 0 0 Sirius XM Holdings Inc COM 82968B103 39 5779 SH SOLE 5779 0 0 Hilton Worldwide Holdings Inc WHEN ISSUED 43300A203 67 850 SH SOLE 850 0 0