mnsb-10qa_20190331.htm

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

Emerging growth company

(Former name, former address and former fiscal year, if changed since last report)

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. ☒ Yes ☐ No

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). ☒ Yes ☐ No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer”, “smaller reporting company” or an “emerging growth company” in Rule 12b-2 of the Exchange Act.

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). ☐ Yes ☒ No

Title of each class

Trading

Symbol(s)

Name of each exchange

on which registered

Common Stock

MNSB

The Nasdaq Stock Market LLC

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: As of May 10, 2019, there were 8,250,259 outstanding shares, par value $4.00 per share, of the issuer’s common stock.

MainStreet Bancshares, Inc. (the “Registrant”) is filing this Amendment (the “Form 10-Q/A”) to our Quarterly Report on Form 10-Q for the quarter ended March 31, 2019, filed with the U.S. Securities and Exchange Commission on May 15, 2019 (the “Form 10-Q”), solely to correct an error in Exhibit 32.0 to that report. The certification in Exhibit 32.0 incorrectly indicated that the Form 10-Q related to the quarter ended September 30, 2018 rather than the quarter ended March 31, 2019. Exhibit 32.0 to this Form 10-Q/A correctly indicates that the quarter covered by the Form 10-Q, as amended by this Form 10-Q/A, is for the quarter ended March 31, 2019.

This Form 10-Q/A should be read in conjunction with and is presented as of May 15, 2019, the filing date of the Form 10-Q. No other changes have been made to the Form 10-Q, and the Form 10Q/A does not reflect events that may have occurred subsequent to May 15, 2019, or modify in any way disclosures made in the Form 10-Q, other than as described above.

The exhibits required to be furnished pursuant to Item 6 are listed in the Exhibit Index filed herewith.

Exhibit Number		Description
31.1*		Rule 13a-15(e)/15d-15(e) Certification of Chief Executive Officer
31.2*		Rule 13a-15(e)/15d-15(e) Certification of Chief Financial Officer
32.0#		Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

		MAINSTREET BANCHSHARES, INC
		(Registrant)

Date: July 18, 2019	By:	/s/ Jeff W. Dick
		Jeff W. Dick
		Chairman & Chief Executive Officer
		(Principal Executive Officer)

Date: July 18, 2019	By:	/s/ Thomas J. Chmelik
		Thomas J. Chmelik
		Senior Executive Vice President and
		Chief Financial Officer
		(Principal Financial and Accounting Officer)