false 0001692787 0001692787 2022-10-10 2022-10-10

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): October 10, 2022

 

 

Kinetik Holdings Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   001-38048   81-4675947
(State or Other Jurisdiction
of Incorporation)
  (Commission
File Number)
  (I.R.S. Employer
Identification Number)

 

2700 Post Oak Blvd., Suite 300

Houston, Texas

  77056
(Address of Principal Executive Offices)   (Zip Code)

(713) 621-7330

(Registrant’s Telephone Number, Including Area Code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Class A Common Stock, par value $0.0001 per share   KNTK   Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 

 


Item 3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On October 10, 2022, Kinetik Holdings Inc. (the “Company”) notified the Nasdaq Global Select Market (“NASDAQ”) that it will voluntarily transfer the listing of its Class A Common Stock, par value $0.0001 per share (the “Common Stock”) from NASDAQ to the New York Stock Exchange (the “NYSE”). The Company expects that the listing and trading of the Common Stock on NASDAQ will end at market close on October 21, 2022, and trading will commence on the NYSE at market open on October 24, 2022.

The Common Stock has been authorized for listing on the NYSE, where it will continue to trade under the current stock symbol “KNTK”.

A copy of the press release issued by the Company in connection with the transfer of its listing is attached hereto as Exhibit 99.1.

 

Item 9.01

Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit
No.
   Description
99.1    Press Release, dated October 10, 2022
104    Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: October 11, 2022

 

KINETIK HOLDINGS INC.
By:  

/s/ Todd Carpenter

Name:   Todd Carpenter
Title:   General Counsel, Secretary and Chief Compliance Officer

 

3