0001193125-20-150010.txt : 20200522 0001193125-20-150010.hdr.sgml : 20200522 20200522153102 ACCESSION NUMBER: 0001193125-20-150010 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200521 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altus Midstream Co CENTRAL INDEX KEY: 0001692787 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 814675947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38048 FILM NUMBER: 20905540 BUSINESS ADDRESS: STREET 1: 2000 POST OAK BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77056-4400 BUSINESS PHONE: 713-296-6000 MAIL ADDRESS: STREET 1: 2000 POST OAK BOULEVARD STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77056-4400 FORMER COMPANY: FORMER CONFORMED NAME: Kayne Anderson Acquisition Corp DATE OF NAME CHANGE: 20161220 8-K 1 d930186d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 21, 2020

 

 

Altus Midstream Company

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-38048   81-4675947

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

One Post Oak Central, 2000 Post Oak Boulevard, Suite 100

Houston, Texas 77056-4400

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (713) 296-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading Symbol(s)

  

Name of each exchange on which registered

Class A common stock, $0.0001 par value   ALTM   Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

Item 5.07.

Submission of Matters to a Vote of Security Holders.

At the annual meeting of stockholders of Altus Midstream Company (the “Company”), held on May 21, 2020, there were 74,929,305 shares of the Company’s Class A common stock, par value $0.0001 per share (“Class A Common Stock”), and 250,000,000 shares of the Company’s Class C common stock, par value $0.0001 per share (together with the Class A Common Stock, the “common stock”), eligible to vote, of which 309,585,637 shares, or 95.28 percent, were voted.

The matters voted upon, the number of votes cast for, against, or withheld, as applicable, as well as the number of abstentions and broker non-votes as to such matters, were as stated below:

 

  •  

The following nominees for directors were elected to serve one-year terms expiring at the 2021 annual meeting of stockholders, by a plurality of shares voted:

 

Nominee

    For      Withheld      Broker
Non-Votes		  

Mark Borer

      288,476,078        2,208,418        18,901,141  

Clay Bretches

      272,793,836        17,890,660        18,901,141  

Staci L. Burns

      275,706,713        14,977,783        18,901,141  

C. Doug Johnson

      288,463,278        2,221,218        18,901,141  

D. Mark Leland

      288,088,648        2,595,848        18,901,141  

Kevin S. McCarthy

      275,735,774        14,948,722        18,901,141  

Christopher J. Monk

      275,678,174        15,006,322        18,901,141  

Stephen P. Noe

      275,705,874        14,978,622        18,901,141  

Robert S. Purgason

      271,750,935        18,933,561        18,901,141  

Ben C. Rodgers

      275,153,039        15,531,457        18,901,141  

Jon W. Sauer

      270,236,602        20,447,894        18,901,141  

 

  •  

The appointment of Ernst & Young LLP as the Company’s independent auditor for fiscal year 2020 was ratified by the majority of shares voted:

 

For

    Against    Abstentions    Broker Non-Votes

309,052,163

    392,397    141,077    0

 

  •  

The issuance of shares of the Company’s Class A Common Stock, upon the exchange of certain preferred units issued by a subsidiary of the Company, in an aggregate amount equal to or exceeding 20% of the issued and outstanding Class A Common Stock was approved by the majority of shares voted:

 

For

    Against    Abstentions    Broker Non-Votes

288,786,366

    1,837,789    60,341    18,901,141

 

  •  

An amendment to the Company’s Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of all outstanding shares of the Company’s common stock, by a ratio of one-for-twenty, was approved by the majority of shares voted:

 

For

    Against    Abstentions    Broker Non-Votes

306,916,956

    2,514,904    153,777    0

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ALTUS MIDSTREAM COMPANY
Date: May 22, 2020  

/s/ Rajesh Sharma

 

Rajesh Sharma

  Corporate Secretary