0000899243-17-008859.txt : 20170329
0000899243-17-008859.hdr.sgml : 20170329
20170329210310
ACCESSION NUMBER: 0000899243-17-008859
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170329
FILED AS OF DATE: 20170329
DATE AS OF CHANGE: 20170329
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kayne Anderson Acquisition Corp
CENTRAL INDEX KEY: 0001692787
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 814675947
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 811 MAIN STREET 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-493-2000
MAIL ADDRESS:
STREET 1: 811 MAIN STREET 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP
CENTRAL INDEX KEY: 0000949615
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38048
FILM NUMBER: 17723552
BUSINESS ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3105562721
MAIL ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS
STREET 2: 3RD FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER NAME:
FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA
DATE OF NAME CHANGE: 19960605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE ANDERSON INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0000884415
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38048
FILM NUMBER: 17723553
BUSINESS ADDRESS:
STREET 1: 1800 AVENUE OF THE STARS SUITE 1425
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE RICHARD A
CENTRAL INDEX KEY: 0000884413
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38048
FILM NUMBER: 17723554
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kayne Anderson Sponsor, LLC
CENTRAL INDEX KEY: 0001702103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38048
FILM NUMBER: 17723555
BUSINESS ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7134932000
MAIL ADDRESS:
STREET 1: 811 MAIN STREET
STREET 2: 14TH FLOOR
CITY: HOUSTON
STATE: TX
ZIP: 77002
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-03-29
0
0001692787
Kayne Anderson Acquisition Corp
KAAC
0001702103
Kayne Anderson Sponsor, LLC
811 MAIN STREET, 14TH FLOOR
HOUSTON
TX
77002
0
0
1
0
0000884413
KAYNE RICHARD A
C/O KAYNE ANDERSON ACQUISITION CORP.
811 MAIN STREET, 14TH FLOOR
HOUSTON
TX
77002
0
0
1
0
0000884415
KAYNE ANDERSON INVESTMENT MANAGEMENT INC
C/O KAYNE ANDERSON ACQUISITION CORP.
811 MAIN STREET, 14TH FLOOR
HOUSTON
TX
77002
0
0
1
0
0000949615
KAYNE ANDERSON CAPITAL ADVISORS LP
C/O KAYNE ANDERSON ACQUISITION CORP.
811 MAIN STREET, 14TH FLOOR
HOUSTON
TX
77002
0
0
1
0
Class B Common Stock
Class A Common Stock
9982500
D
As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.
These shares represent Class B common stock held by Kayne Anderson Sponsor, LLC, acquired pursuant to a subscription agreement by and between Kayne Anderson Sponsor, LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,312,500 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
Kayne Anderson Capital Advisors, L.P. is the managing member of Kayne Anderson Sponsor, LLC and has voting and investment discretion with respect to the common stock held of record by Kayne Anderson Sponsor, LLC. Richard Kayne is the controlling shareholder of the owner of Kayne Anderson Investment Management, Inc., the general partner of Kayne Anderson Capital Advisors, L.P. As such, Kayne Anderson Capital Advisors, L.P. and Richard Kayne may be deemed to have shared beneficial ownership of the common stock held directly by Kayne Anderson Sponsor, LLC. Additionally, certain of officers and directors and employees of the registrant hold an interest in Kayne Anderson Sponsor, LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
/s/ Richard A. Kayne
2017-03-29
/s/ David J. Shladovsky, as General Counsel of Kayne Anderson Investment Management, Inc.
2017-03-29
/s/ David J. Shladovsky, as General Counsel of Kayne Anderson Capital Advisors, L.P.
2017-03-29
/s/ David J. Shladovsky, as General Counsel of Kayne Anderson Sponsor, LLC
2017-03-29