0000899243-17-008859.txt : 20170329 0000899243-17-008859.hdr.sgml : 20170329 20170329210310 ACCESSION NUMBER: 0000899243-17-008859 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170329 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kayne Anderson Acquisition Corp CENTRAL INDEX KEY: 0001692787 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 814675947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 811 MAIN STREET 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-493-2000 MAIL ADDRESS: STREET 1: 811 MAIN STREET 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP CENTRAL INDEX KEY: 0000949615 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38048 FILM NUMBER: 17723552 BUSINESS ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: 3RD FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105562721 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: 3RD FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER NAME: FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA DATE OF NAME CHANGE: 19960605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000884415 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38048 FILM NUMBER: 17723553 BUSINESS ADDRESS: STREET 1: 1800 AVENUE OF THE STARS SUITE 1425 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYNE RICHARD A CENTRAL INDEX KEY: 0000884413 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38048 FILM NUMBER: 17723554 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kayne Anderson Sponsor, LLC CENTRAL INDEX KEY: 0001702103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38048 FILM NUMBER: 17723555 BUSINESS ADDRESS: STREET 1: 811 MAIN STREET STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7134932000 MAIL ADDRESS: STREET 1: 811 MAIN STREET STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-03-29 0 0001692787 Kayne Anderson Acquisition Corp KAAC 0001702103 Kayne Anderson Sponsor, LLC 811 MAIN STREET, 14TH FLOOR HOUSTON TX 77002 0 0 1 0 0000884413 KAYNE RICHARD A C/O KAYNE ANDERSON ACQUISITION CORP. 811 MAIN STREET, 14TH FLOOR HOUSTON TX 77002 0 0 1 0 0000884415 KAYNE ANDERSON INVESTMENT MANAGEMENT INC C/O KAYNE ANDERSON ACQUISITION CORP. 811 MAIN STREET, 14TH FLOOR HOUSTON TX 77002 0 0 1 0 0000949615 KAYNE ANDERSON CAPITAL ADVISORS LP C/O KAYNE ANDERSON ACQUISITION CORP. 811 MAIN STREET, 14TH FLOOR HOUSTON TX 77002 0 0 1 0 Class B Common Stock Class A Common Stock 9982500 D As described in the issuer's registration statement on Form S-1 (File No. 333-216514) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date. These shares represent Class B common stock held by Kayne Anderson Sponsor, LLC, acquired pursuant to a subscription agreement by and between Kayne Anderson Sponsor, LLC and the issuer. The Class B common stock owned by reporting persons includes up to 1,312,500 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement. Kayne Anderson Capital Advisors, L.P. is the managing member of Kayne Anderson Sponsor, LLC and has voting and investment discretion with respect to the common stock held of record by Kayne Anderson Sponsor, LLC. Richard Kayne is the controlling shareholder of the owner of Kayne Anderson Investment Management, Inc., the general partner of Kayne Anderson Capital Advisors, L.P. As such, Kayne Anderson Capital Advisors, L.P. and Richard Kayne may be deemed to have shared beneficial ownership of the common stock held directly by Kayne Anderson Sponsor, LLC. Additionally, certain of officers and directors and employees of the registrant hold an interest in Kayne Anderson Sponsor, LLC. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. /s/ Richard A. Kayne 2017-03-29 /s/ David J. Shladovsky, as General Counsel of Kayne Anderson Investment Management, Inc. 2017-03-29 /s/ David J. Shladovsky, as General Counsel of Kayne Anderson Capital Advisors, L.P. 2017-03-29 /s/ David J. Shladovsky, as General Counsel of Kayne Anderson Sponsor, LLC 2017-03-29