0001562762-22-000084.txt : 20220302 0001562762-22-000084.hdr.sgml : 20220302 20220302151536 ACCESSION NUMBER: 0001562762-22-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220228 FILED AS OF DATE: 20220302 DATE AS OF CHANGE: 20220302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nipper Robert CENTRAL INDEX KEY: 0001701187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38071 FILM NUMBER: 22702989 MAIL ADDRESS: STREET 1: C/O NCS MULTISTAGE, LLC STREET 2: 19450 STATE HIGHWAY 249, SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc. CENTRAL INDEX KEY: 0001692427 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 461527455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 281-453-2222 MAIL ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 certent-form4.xml FORM 4 SUBMISSION X0306 4 2022-02-28 0001692427 NCS Multistage Holdings, Inc. NCSM 0001701187 Nipper Robert C/O NCS MULTISTAGE HOLDINGS, INC. 19350 STATE HIGHWAY 249, SUITE 600 HOUSTON TX 77070 1 1 0 0 Chief Executive Officer Common Stock 2022-02-28 4 M 0 8137 0 A 29472 D Common Stock 2022-02-28 4 F 0 8137 42.80 D 21335 D Common Stock 2022-02-28 4 D 0 788 42.80 D 20547 D Common Stock 91743 I By Family Limited Partnership Equivalent Stock Units 2022-02-28 4 M 0 8137 0 D Common Stock 8137 9224 D Equivalent stock units vested on February 28, 2022 and settled for cash. These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Includes 3,249 restricted stock units which vest in two equal annual installments beginning on February 28, 2023. These securities are held by the Nipper Family Limited Partnership, a limited partnership of which the Reporting Person is the trustee of the sole general partner, Nipper Family Management Trust. The Reporting Person disclaims beneficial ownership of the Issuer?s securities held by the Nipper Family Limited Partnership except to the extent of his pecuniary interest therein. These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. Includes 5,975 equivalent stock units which vest on February 28, 2023 and 3,249 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023. /s/ Ori Lev, attorney-in-fact 2022-03-02