0001562762-21-000087.txt : 20210302
0001562762-21-000087.hdr.sgml : 20210302
20210302160823
ACCESSION NUMBER: 0001562762-21-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210228
FILED AS OF DATE: 20210302
DATE AS OF CHANGE: 20210302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stromquist Marty
CENTRAL INDEX KEY: 0001699918
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38071
FILM NUMBER: 21703599
MAIL ADDRESS:
STREET 1: C/O NCS MULTISTAGE, LLC
STREET 2: 19450 STATE HIGHWAY 249, SUITE 200
CITY: HOUSTON
STATE: TX
ZIP: 77070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc.
CENTRAL INDEX KEY: 0001692427
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 461527455
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19350 STATE HIGHWAY 249
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 281-453-2222
MAIL ADDRESS:
STREET 1: 19350 STATE HIGHWAY 249
STREET 2: SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
certent-form4.xml
FORM 4 SUBMISSION
X0306
4
2021-02-28
0001692427
NCS Multistage Holdings, Inc.
NCSM
0001699918
Stromquist Marty
C/O NCS MULTISTAGE HOLDINGS, INC.
19350 STATE HIGHWAY 249, SUITE 600
HOUSTON
TX
77070
1
0
0
0
Common Stock
2021-02-28
4
M
0
3003
0
A
8922
D
Common Stock
2021-02-28
4
F
0
3003
38.5
D
5919
D
Common Stock
2021-02-28
4
A
0
2591
0
A
8510
D
Common Stock
2021-02-28
4
D
0
377
38.50
D
8133
D
Common Stock
2021-03-01
4
D
0
195
36.31
D
7938
D
Common Stock
33173
I
By Corporation
Common Stock
5672
I
See Footnote
Equivalent Stock Units
2021-02-28
4
M
0
3003
0
D
Common Stock
3003
5743
D
Equivalent stock units vested on February 28, 2021 and settled for cash.
Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.
Held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.
These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
Includes 785 restricted stock units which vest and settle on February 28, 2022. Also, includes 2,591 restricted stock units which vest on February 28, 2022 and which settle within thirty days of the vesting date.
These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
Includes 261 equivalent stock units which vest on February 28, 2022 and 5,482 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022.
/s/ Ori Lev, attorney-in-fact
2021-03-02