0001562762-21-000087.txt : 20210302 0001562762-21-000087.hdr.sgml : 20210302 20210302160823 ACCESSION NUMBER: 0001562762-21-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210228 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stromquist Marty CENTRAL INDEX KEY: 0001699918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38071 FILM NUMBER: 21703599 MAIL ADDRESS: STREET 1: C/O NCS MULTISTAGE, LLC STREET 2: 19450 STATE HIGHWAY 249, SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc. CENTRAL INDEX KEY: 0001692427 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 461527455 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 281-453-2222 MAIL ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 certent-form4.xml FORM 4 SUBMISSION X0306 4 2021-02-28 0001692427 NCS Multistage Holdings, Inc. NCSM 0001699918 Stromquist Marty C/O NCS MULTISTAGE HOLDINGS, INC. 19350 STATE HIGHWAY 249, SUITE 600 HOUSTON TX 77070 1 0 0 0 Common Stock 2021-02-28 4 M 0 3003 0 A 8922 D Common Stock 2021-02-28 4 F 0 3003 38.5 D 5919 D Common Stock 2021-02-28 4 A 0 2591 0 A 8510 D Common Stock 2021-02-28 4 D 0 377 38.50 D 8133 D Common Stock 2021-03-01 4 D 0 195 36.31 D 7938 D Common Stock 33173 I By Corporation Common Stock 5672 I See Footnote Equivalent Stock Units 2021-02-28 4 M 0 3003 0 D Common Stock 3003 5743 D Equivalent stock units vested on February 28, 2021 and settled for cash. Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein. Held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Includes 785 restricted stock units which vest and settle on February 28, 2022. Also, includes 2,591 restricted stock units which vest on February 28, 2022 and which settle within thirty days of the vesting date. These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. Includes 261 equivalent stock units which vest on February 28, 2022 and 5,482 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022. /s/ Ori Lev, attorney-in-fact 2021-03-02