0001562762-20-000089.txt : 20200303 0001562762-20-000089.hdr.sgml : 20200303 20200303142740 ACCESSION NUMBER: 0001562762-20-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King James Gambrell CENTRAL INDEX KEY: 0001769120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38071 FILM NUMBER: 20681398 MAIL ADDRESS: STREET 1: 3402 SYCAMORE SHADOWS CITY: KINGWOOD STATE: TX ZIP: 77339 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc. CENTRAL INDEX KEY: 0001692427 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 461527455 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 281-453-2222 MAIL ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 certent-form4.xml FORM 4 SUBMISSION X0306 4 2020-02-28 0001692427 NCS Multistage Holdings, Inc. NCSM 0001769120 King James Gambrell C/O NCS MULTISTAGE HOLDINGS, INC. 19350 STATE HIGHWAY 249, SUITE 600 HOUSTON TX 77070 0 1 0 0 Chief Strategy Officer Common Stock 2020-02-28 4 M 0 8225 0 A 73768 D Common Stock 2020-02-28 4 F 0 8225 1.09 D 65543 D Common Stock 2020-02-28 4 D 0 2003 1.09 D 63540 D Common Stock 2020-03-01 4 D 0 1527 1.09 D 62013 D Equivalent Stock Units 2020-02-28 4 A 0 98684 0 A Common Stock 98684 123357 D Equivalent Stock Units 2020-02-28 4 M 0 8225 0 D Common Stock 8225 115132 D Equivalent stock units vested on February 28, 2020 and settled for cash. The total has been corrected from the previous Form 4 to exclude 5,197 shares which were inadvertently double counted. These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Includes 5,197 restricted stock units which vest on August 24, 2020, 6,270 restricted stock units which on March 1, 2021 and 16,448 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. Includes 16,448 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 98,684 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. Kevin Trautner, attorney-in-fact 2020-03-03