0001562762-20-000087.txt : 20200303 0001562762-20-000087.hdr.sgml : 20200303 20200303142400 ACCESSION NUMBER: 0001562762-20-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trautner Kevin CENTRAL INDEX KEY: 0001701195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38071 FILM NUMBER: 20681379 MAIL ADDRESS: STREET 1: C/O NCS MULTISTAGE, LLC STREET 2: 19450 STATE HIGHWAY 249, SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc. CENTRAL INDEX KEY: 0001692427 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 461527455 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 281-453-2222 MAIL ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 certent-form4.xml FORM 4 SUBMISSION X0306 4 2020-02-28 0001692427 NCS Multistage Holdings, Inc. NCSM 0001701195 Trautner Kevin C/O NCS MULTISTAGE HOLDINGS, INC. 19350 STATE HIGHWAY 249, SUITE 600 HOUSTON TX 77070 0 1 0 0 Chief Legal Officer & Secy Common Stock 2020-02-28 4 M 0 3521 0 A 64798 D Common Stock 2020-02-28 4 F 0 3521 1.09 D 61277 D Common Stock 2020-02-28 4 D 0 2573 1.09 D 58704 D Common Stock 2020-03-01 4 D 0 1333 1.09 D 57371 D Equivalent Stock Units 2020-02-28 4 A 0 111842 0 A Common Stock 111842 122405 D Equivalent Stock Units 2020-02-28 4 M 0 3521 0 D Common Stock 3521 118884 D Equivalent stock units vested on February 28, 2020 and settled for cash. The total has been corrected from the previous Form 4 to exclude 3,898 shares which were inadvertently double counted. These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Includes 3,898 restricted stock units which vest on August 24, 2020, 5,472 restricted stock units which vest on March 1, 2021 and 21,126 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. Includes 7,042 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 111,842 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. /s/ Kevin Trautner 2020-03-03