0001562762-20-000081.txt : 20200303 0001562762-20-000081.hdr.sgml : 20200303 20200303141436 ACCESSION NUMBER: 0001562762-20-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stromquist Marty CENTRAL INDEX KEY: 0001699918 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38071 FILM NUMBER: 20681327 MAIL ADDRESS: STREET 1: C/O NCS MULTISTAGE, LLC STREET 2: 19450 STATE HIGHWAY 249, SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc. CENTRAL INDEX KEY: 0001692427 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 461527455 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 281-453-2222 MAIL ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 certent-form4.xml FORM 4 SUBMISSION X0306 4 2020-02-28 0001692427 NCS Multistage Holdings, Inc. NCSM 0001699918 Stromquist Marty C/O NCS MULTISTAGE HOLDINGS, INC. 19350 STATE HIGHWAY 249, SUITE 600 HOUSTON TX 77070 1 1 0 0 President Common Stock 2020-02-28 4 M 0 5238 0 A 135095 D Common Stock 2020-02-28 4 F 0 5238 1.09 D 129857 D Common Stock 2020-02-28 4 D 0 7543 1.09 D 122314 D Common Stock 2020-03-01 4 D 0 3908 1.09 D 118406 D Common Stock 663468 I By Corporation Common Stock 113443 I See Footnote Equivalent Stock Units 2020-02-28 4 A 0 164474 0 A Common Stock 164474 180187 D Equivalent Stock Units 2020-02-28 4 M 0 5238 0 D Common Stock 5238 174949 D Equivalent stock units vested on February 28, 2020 and settled for cash. These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Includes 8,139 restricted stock units which vest on March 1, 2021 and 31,426 restricted stock units which vest in two equal annual installments beginning on February 28, 2021. Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein. Held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein. These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. Includes 10,475 equivalent stock units which vest in in two equal annual installments beginning on February 28, 2021 and 164,474 equivalent stock units which vest in in three equal annual installments beginning on February 28, 2021. /s/ Kevin Trautner, attorney-in-fact 2020-03-03