FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/15/2024 |
3. Issuer Name and Ticker or Trading Symbol
Co-Diagnostics, Inc. [ CODX ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 590,816 | I | See footnote(1) |
Common Stock | 253,693 | I | See footnote(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Purchase Warrants | (3) | 01/01/2027 | Common Stock | 83,251 | $9.125 | I | See footnote(3) |
Restricted Stock Units | (4) | (4) | Common Stock | 50,438 | $0.00 | D |
Explanation of Responses: |
1. Held by a Utah limited liability company in which the Reporting Person has a 50% ownership interest. |
2. Held by a Utah limited liability company in which the Reporting Person has a 50% ownership interest. These shares represent a contingent right to receive common shares from the Issuer based on achievement of certain specified milestones. |
3. Held by a Utah limited liability company in which the Reporting Person has a 50% ownership interest. These warrants represent a contingent right to receive common share warrants from the Issuer based on the achievement of certain specified milestone. |
4. Restricted stock units (RSUs) awarded to the Reporting Person pursuant to the Co-Diagnostics, Inc. 2015 Long Term Incentive Plan. Vesting of the RSUs is based on the achievement of certain milestones. |
Remarks: |
Exhibit-24 Power of Attorney |
/s/ Richard David Abbott,by Brian Brown, Attorney in Fact | 03/20/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |