0001225208-18-014834.txt : 20181023 0001225208-18-014834.hdr.sgml : 20181023 20181023162011 ACCESSION NUMBER: 0001225208-18-014834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181019 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS RICHARD CENTRAL INDEX KEY: 0001245563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 181134371 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml X0306 4 2018-10-19 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245563 SANDS RICHARD C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 1 Chairman of the Board Class A Common Stock 2018-10-19 4 C 0 137924.0000 0 A 346525.0000 D Class A Common Stock 2018-10-19 4 S 0 14637.0000 225.4552 D 331888.0000 D Class A Common Stock 2018-10-19 4 S 0 30461.0000 224.2816 D 301427.0000 D Class A Common Stock 2018-10-19 4 S 0 92826.0000 223.1668 D 208601.0000 D Class A Common Stock 2018-10-22 4 C 0 10849.0000 0 A 219450.0000 D Class A Common Stock 2018-10-22 4 S 0 10849.0000 224.0784 D 208601.0000 D Class A Common Stock 5620092.0000 I by RRA&Z Holdings LLC Class A Common Stock 15720.0000 I By Spouse Class 1 (convertible) Common Stock 2018-10-19 4 M 0 137924.0000 11.8500 A Class A Common Stock 137924.0000 137924.0000 D Class 1 (convertible) Common Stock 2018-10-19 4 C 0 137924.0000 0.0000 D Class A Common Stock 137924.0000 0.0000 D Non-Qualified Stock Option (right to buy) 11.8500 2018-10-19 4 M 0 137924.0000 0.0000 D 2019-04-06 Class 1 Common Stock 137924.0000 581276.0000 D Class 1 (convertible) Common Stock 2018-10-22 4 M 0 10849.0000 11.8500 A Class A Common Stock 10849.0000 10849.0000 D Class 1 (convertible) Common Stock 2018-10-22 4 C 0 10849.0000 0.0000 D Class A Common Stock 10849.0000 0.0000 D Non-Qualified Stock Option (right to buy) 11.8500 2018-10-22 4 M 0 10849.0000 0.0000 D 2019-04-06 Class 1 Common Stock 10849.0000 570427.0000 D The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $224.78 to $225.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223.76 to $224.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223 to $223.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $224 to $224.50, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar Partners LLC ("WildStar"). WildStar holds a 0.045% co-general partner interest in various Sands Family limited partnerships. The reporting person is a member and co-manager of RRA&Z. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. 100% of this option has become exercisable. /s/ H. Elaine Ziakas for Richard Sands 2018-10-23