0001225208-18-014834.txt : 20181023
0001225208-18-014834.hdr.sgml : 20181023
20181023162011
ACCESSION NUMBER: 0001225208-18-014834
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181019
FILED AS OF DATE: 20181023
DATE AS OF CHANGE: 20181023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANDS RICHARD
CENTRAL INDEX KEY: 0001245563
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 181134371
MAIL ADDRESS:
STREET 1: C/O CONSTELLATION BRANDS, INC.
STREET 2: 207 HIGH POINT DRIVE, BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
X0306
4
2018-10-19
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001245563
SANDS RICHARD
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
1
1
1
Chairman of the Board
Class A Common Stock
2018-10-19
4
C
0
137924.0000
0
A
346525.0000
D
Class A Common Stock
2018-10-19
4
S
0
14637.0000
225.4552
D
331888.0000
D
Class A Common Stock
2018-10-19
4
S
0
30461.0000
224.2816
D
301427.0000
D
Class A Common Stock
2018-10-19
4
S
0
92826.0000
223.1668
D
208601.0000
D
Class A Common Stock
2018-10-22
4
C
0
10849.0000
0
A
219450.0000
D
Class A Common Stock
2018-10-22
4
S
0
10849.0000
224.0784
D
208601.0000
D
Class A Common Stock
5620092.0000
I
by RRA&Z Holdings LLC
Class A Common Stock
15720.0000
I
By Spouse
Class 1 (convertible) Common Stock
2018-10-19
4
M
0
137924.0000
11.8500
A
Class A Common Stock
137924.0000
137924.0000
D
Class 1 (convertible) Common Stock
2018-10-19
4
C
0
137924.0000
0.0000
D
Class A Common Stock
137924.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
11.8500
2018-10-19
4
M
0
137924.0000
0.0000
D
2019-04-06
Class 1 Common Stock
137924.0000
581276.0000
D
Class 1 (convertible) Common Stock
2018-10-22
4
M
0
10849.0000
11.8500
A
Class A Common Stock
10849.0000
10849.0000
D
Class 1 (convertible) Common Stock
2018-10-22
4
C
0
10849.0000
0.0000
D
Class A Common Stock
10849.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
11.8500
2018-10-22
4
M
0
10849.0000
0.0000
D
2019-04-06
Class 1 Common Stock
10849.0000
570427.0000
D
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $224.78 to $225.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223.76 to $224.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223 to $223.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $224 to $224.50, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar Partners LLC ("WildStar"). WildStar holds a 0.045% co-general partner interest in various Sands Family limited partnerships. The reporting person is a member and co-manager of RRA&Z.
The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
100% of this option has become exercisable.
/s/ H. Elaine Ziakas for Richard Sands
2018-10-23