0001225208-16-024602.txt : 20160121 0001225208-16-024602.hdr.sgml : 20160121 20160121161421 ACCESSION NUMBER: 0001225208-16-024602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klein David Eric CENTRAL INDEX KEY: 0001553612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 161353628 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE CITY: VICTOR STATE: NY ZIP: 14564 4 1 doc4.xml X0306 4 2016-01-19 0000016918 CONSTELLATION BRANDS, INC. STZ 0001553612 Klein David Eric C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 Exec Vice Pres. & CFO Class A Common Stock 2016-01-19 4 C 0 20000.0000 0 A 50420.0000 D Class A Common Stock 2016-01-19 4 M 0 10000.0000 20.7900 A 60420.0000 D Class A Common Stock 2016-01-19 4 S 0 30000.0000 145.4124 D 30420.0000 D Class 1 (convertible) Common Stock 2016-01-19 4 M 0 20000.0000 22.2700 A Class A Common Stock 20000.0000 20000.0000 D Class 1 (convertible) Common Stock 2016-01-19 4 C 0 20000.0000 0.0000 D Class A Common Stock 20000.0000 0.0000 D Non-Qualified Stock Option (right to buy) 22.2700 2016-01-19 4 M 0 20000.0000 0.0000 D 2017-04-18 Class 1 Common Stock 20000.0000 0.0000 D Non-Qualified Stock Option (right to buy) 20.7900 2016-01-19 4 M 0 10000.0000 0.0000 D 2017-04-03 Class A Common Stock 10000.0000 0.0000 D The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Includes shares of Class A Common Stock acquired in July 2015 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $145.3000 to $145.5750, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. 100% of this option has become exercisable. /s/ H. Elaine Ziakas for David Klein 2016-01-21