0001225208-15-020692.txt : 20151112
0001225208-15-020692.hdr.sgml : 20151112
20151112060127
ACCESSION NUMBER: 0001225208-15-020692
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151109
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANDS ROBERT
CENTRAL INDEX KEY: 0001245564
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 151220998
MAIL ADDRESS:
STREET 1: C/O CONSTELLATION BRANDS, INC.
STREET 2: 207 HIGH POINT DRIVE, BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
4
1
doc4.xml
X0306
4
2015-11-09
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001245564
SANDS ROBERT
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
1
1
1
President & CEO
Class A Common Stock
2015-11-09
4
M
0
32552.0000
20.7900
A
767884.0000
D
Class A Common Stock
2015-11-09
4
S
0
32552.0000
132.1866
D
735332.0000
D
Class A Common Stock
2015-11-10
4
M
0
181477.0000
20.7900
A
916809.0000
D
Class A Common Stock
2015-11-10
4
C
0
144804.0000
0
A
1061613.0000
D
Class A Common Stock
2015-11-10
4
S
0
107168.0000
134.7240
D
954445.0000
D
Class A Common Stock
2015-11-10
4
S
0
219113.0000
134.0963
D
735332.0000
D
Class A Common Stock
80928.0000
I
by LES Holdings LLC
Class A Common Stock
73800.0000
I
by MES Holdings LLC
Class A Common Stock
768.0000
I
by MLR&R
Class A Common Stock
1769.0000
I
By Spouse
Non-Qualified Stock Option (right to buy)
20.7900
2015-11-09
4
M
0
32552.0000
0.0000
D
2017-04-03
Class A Common Stock
32552.0000
181477.0000
D
Class 1 (convertible) Common Stock
2015-11-10
4
M
0
94170.0000
19.1200
A
Class A Common Stock
94170.0000
94170.0000
D
Class 1 (convertible) Common Stock
2015-11-10
4
M
0
30000.0000
23.4800
A
Class A Common Stock
30000.0000
124170.0000
D
Class 1 (convertible) Common Stock
2015-11-10
4
M
0
16250.0000
22.2700
A
Class A Common Stock
16250.0000
140420.0000
D
Class 1 (convertible) Common Stock
2015-11-10
4
M
0
4384.0000
22.0800
A
Class A Common Stock
4384.0000
144804.0000
D
Class 1 (convertible) Common Stock
2015-11-10
4
C
0
144804.0000
0.0000
D
Class A Common Stock
144804.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
23.4800
2015-11-10
4
M
0
30000.0000
0.0000
D
2018-01-02
Class 1 Common Stock
30000.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
19.1200
2015-11-10
4
M
0
94170.0000
0.0000
D
2018-04-01
Class 1 Common Stock
94170.0000
330130.0000
D
Non-Qualified Stock Option (right to buy)
22.2700
2015-11-10
4
M
0
16250.0000
0.0000
D
2017-04-18
Class 1 Common Stock
16250.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
22.0800
2015-11-10
4
M
0
4384.0000
0.0000
D
2017-07-26
Class 1 Common Stock
4384.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
20.7900
2015-11-10
4
M
0
181477.0000
0.0000
D
2017-04-03
Class A Common Stock
181477.0000
0.0000
D
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.45, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.57 to $134.85, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $133.575 to $134.555, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
LES Holdings LLC is a limited liability company of which the reporting person is the general manager.
MES Holdings LLC is a limited liability company of which the reporting person is the general manager.
Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
M,L,R&R is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest.
100% of this option has become exercisable.
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
/s/ H. Elaine Ziakas for Robert Sands
2015-11-11