0001225208-15-020692.txt : 20151112 0001225208-15-020692.hdr.sgml : 20151112 20151112060127 ACCESSION NUMBER: 0001225208-15-020692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151109 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS ROBERT CENTRAL INDEX KEY: 0001245564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 151220998 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 4 1 doc4.xml X0306 4 2015-11-09 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245564 SANDS ROBERT C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 1 President & CEO Class A Common Stock 2015-11-09 4 M 0 32552.0000 20.7900 A 767884.0000 D Class A Common Stock 2015-11-09 4 S 0 32552.0000 132.1866 D 735332.0000 D Class A Common Stock 2015-11-10 4 M 0 181477.0000 20.7900 A 916809.0000 D Class A Common Stock 2015-11-10 4 C 0 144804.0000 0 A 1061613.0000 D Class A Common Stock 2015-11-10 4 S 0 107168.0000 134.7240 D 954445.0000 D Class A Common Stock 2015-11-10 4 S 0 219113.0000 134.0963 D 735332.0000 D Class A Common Stock 80928.0000 I by LES Holdings LLC Class A Common Stock 73800.0000 I by MES Holdings LLC Class A Common Stock 768.0000 I by MLR&R Class A Common Stock 1769.0000 I By Spouse Non-Qualified Stock Option (right to buy) 20.7900 2015-11-09 4 M 0 32552.0000 0.0000 D 2017-04-03 Class A Common Stock 32552.0000 181477.0000 D Class 1 (convertible) Common Stock 2015-11-10 4 M 0 94170.0000 19.1200 A Class A Common Stock 94170.0000 94170.0000 D Class 1 (convertible) Common Stock 2015-11-10 4 M 0 30000.0000 23.4800 A Class A Common Stock 30000.0000 124170.0000 D Class 1 (convertible) Common Stock 2015-11-10 4 M 0 16250.0000 22.2700 A Class A Common Stock 16250.0000 140420.0000 D Class 1 (convertible) Common Stock 2015-11-10 4 M 0 4384.0000 22.0800 A Class A Common Stock 4384.0000 144804.0000 D Class 1 (convertible) Common Stock 2015-11-10 4 C 0 144804.0000 0.0000 D Class A Common Stock 144804.0000 0.0000 D Non-Qualified Stock Option (right to buy) 23.4800 2015-11-10 4 M 0 30000.0000 0.0000 D 2018-01-02 Class 1 Common Stock 30000.0000 0.0000 D Non-Qualified Stock Option (right to buy) 19.1200 2015-11-10 4 M 0 94170.0000 0.0000 D 2018-04-01 Class 1 Common Stock 94170.0000 330130.0000 D Non-Qualified Stock Option (right to buy) 22.2700 2015-11-10 4 M 0 16250.0000 0.0000 D 2017-04-18 Class 1 Common Stock 16250.0000 0.0000 D Non-Qualified Stock Option (right to buy) 22.0800 2015-11-10 4 M 0 4384.0000 0.0000 D 2017-07-26 Class 1 Common Stock 4384.0000 0.0000 D Non-Qualified Stock Option (right to buy) 20.7900 2015-11-10 4 M 0 181477.0000 0.0000 D 2017-04-03 Class A Common Stock 181477.0000 0.0000 D Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.45, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.57 to $134.85, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $133.575 to $134.555, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. LES Holdings LLC is a limited liability company of which the reporting person is the general manager. MES Holdings LLC is a limited liability company of which the reporting person is the general manager. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. M,L,R&R is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. 100% of this option has become exercisable. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. /s/ H. Elaine Ziakas for Robert Sands 2015-11-11