0001225208-13-010376.txt : 20130425 0001225208-13-010376.hdr.sgml : 20130425 20130425161951 ACCESSION NUMBER: 0001225208-13-010376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130423 FILED AS OF DATE: 20130425 DATE AS OF CHANGE: 20130425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HETTERICH F PAUL CENTRAL INDEX KEY: 0001245573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 13783124 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 4 1 doc4.xml X0306 4 2013-04-23 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245573 HETTERICH F PAUL C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 Executive VP Class A Common Stock 2013-04-23 4 C 0 210917.0000 0 A 263076.0000 D Class A Common Stock 2013-04-23 4 M 0 40000.0000 23.0200 A 303076.0000 D Class A Common Stock 2013-04-23 4 M 0 19672.0000 15.2500 A 322748.0000 D Class A Common Stock 2013-04-23 4 S 0 50775.0000 48.6012 D 271973.0000 D Class A Common Stock 2013-04-23 4 S 0 219814.0000 48.4203 D 52159.0000 D Class 1 (convertible) Common Stock 2013-04-23 4 M 0 110300.0000 19.1200 A Class A Common Stock 110300.0000 110300.0000 D Class 1 (convertible) Common Stock 2013-04-23 4 M 0 50775.0000 16.6700 A Class A Common Stock 50775.0000 161075.0000 D Class 1 (convertible) Common Stock 2013-04-23 4 M 0 49842.0000 11.8500 A Class A Common Stock 49842.0000 210917.0000 D Class 1 (convertible) Common Stock 2013-04-23 4 C 0 210917.0000 0.0000 D Class A Common Stock 210917.0000 0.0000 D Incentive Stock Option 15.2500 2013-04-23 4 M 0 19672.0000 0.0000 D 2013-06-26 Class A Common Stock 19672.0000 0.0000 D Non-Qualified Stock Option (right to buy) 19.1200 2013-04-23 4 M 0 110300.0000 0.0000 D 2018-04-01 Class 1 Common Stock 110300.0000 0.0000 D Non-Qualified Stock Option (right to buy) 16.6700 2013-04-23 4 M 0 50775.0000 0.0000 D 2011-04-05 2020-04-05 Class 1 Common Stock 50775.0000 25387.0000 D Non-Qualified Stock Option (right to buy) 11.8500 2013-04-23 4 M 0 49842.0000 0.0000 D 2010-04-06 2019-04-06 Class 1 Common Stock 49842.0000 0.0000 D Non-Qualified Stock Option (right to buy) 23.0200 2013-04-23 4 M 0 40000.0000 0.0000 D 2014-12-23 Class A Common Stock 40000.0000 0.0000 D The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.5300 to $48.6500, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.2500 to $48.6100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. 100% of this option has become exercisable. This option becomes exercisable at the rate of 25% per year beginning on the date specified. /s/ H. Elaine Ziakas for F. Paul Hetterich 2013-04-25