0001225208-13-010376.txt : 20130425
0001225208-13-010376.hdr.sgml : 20130425
20130425161951
ACCESSION NUMBER: 0001225208-13-010376
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130423
FILED AS OF DATE: 20130425
DATE AS OF CHANGE: 20130425
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HETTERICH F PAUL
CENTRAL INDEX KEY: 0001245573
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 13783124
MAIL ADDRESS:
STREET 1: C/O CONSTELLATION BRANDS, INC.
STREET 2: 207 HIGH POINT DRIVE, BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
4
1
doc4.xml
X0306
4
2013-04-23
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001245573
HETTERICH F PAUL
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
1
Executive VP
Class A Common Stock
2013-04-23
4
C
0
210917.0000
0
A
263076.0000
D
Class A Common Stock
2013-04-23
4
M
0
40000.0000
23.0200
A
303076.0000
D
Class A Common Stock
2013-04-23
4
M
0
19672.0000
15.2500
A
322748.0000
D
Class A Common Stock
2013-04-23
4
S
0
50775.0000
48.6012
D
271973.0000
D
Class A Common Stock
2013-04-23
4
S
0
219814.0000
48.4203
D
52159.0000
D
Class 1 (convertible) Common Stock
2013-04-23
4
M
0
110300.0000
19.1200
A
Class A Common Stock
110300.0000
110300.0000
D
Class 1 (convertible) Common Stock
2013-04-23
4
M
0
50775.0000
16.6700
A
Class A Common Stock
50775.0000
161075.0000
D
Class 1 (convertible) Common Stock
2013-04-23
4
M
0
49842.0000
11.8500
A
Class A Common Stock
49842.0000
210917.0000
D
Class 1 (convertible) Common Stock
2013-04-23
4
C
0
210917.0000
0.0000
D
Class A Common Stock
210917.0000
0.0000
D
Incentive Stock Option
15.2500
2013-04-23
4
M
0
19672.0000
0.0000
D
2013-06-26
Class A Common Stock
19672.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
19.1200
2013-04-23
4
M
0
110300.0000
0.0000
D
2018-04-01
Class 1 Common Stock
110300.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
16.6700
2013-04-23
4
M
0
50775.0000
0.0000
D
2011-04-05
2020-04-05
Class 1 Common Stock
50775.0000
25387.0000
D
Non-Qualified Stock Option (right to buy)
11.8500
2013-04-23
4
M
0
49842.0000
0.0000
D
2010-04-06
2019-04-06
Class 1 Common Stock
49842.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
23.0200
2013-04-23
4
M
0
40000.0000
0.0000
D
2014-12-23
Class A Common Stock
40000.0000
0.0000
D
The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.5300 to $48.6500, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.2500 to $48.6100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
100% of this option has become exercisable.
This option becomes exercisable at the rate of 25% per year beginning on the date specified.
/s/ H. Elaine Ziakas for F. Paul Hetterich
2013-04-25