0001225208-13-008528.txt : 20130327 0001225208-13-008528.hdr.sgml : 20130327 20130327181510 ACCESSION NUMBER: 0001225208-13-008528 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130325 FILED AS OF DATE: 20130327 DATE AS OF CHANGE: 20130327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLIN THOMAS J CENTRAL INDEX KEY: 0001245569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 13721049 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE CITY: VICTOR STATE: NY ZIP: 14564 4 1 doc4.xml X0306 4 2013-03-25 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245569 MULLIN THOMAS J C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 Exec. VP & Gen. Counsel Class A Common Stock 2013-03-25 4 M 0 59000.0000 11.7950 A 104805.0000 D Class A Common Stock 2013-03-25 4 M 0 53170.0000 11.7500 A 157975.0000 D Class A Common Stock 2013-03-27 4 M 0 6830.0000 11.7500 A 164805.0000 D Non-Qualified Stock Option (right to buy) 11.7950 2013-03-25 4 M 0 59000.0000 0.0000 D 2013-04-02 Class A Common Stock 59000.0000 0.0000 D Non-Qualified Stock Option (right to buy) 11.7500 2013-03-25 4 M 0 53170.0000 0.0000 D 2013-04-03 Class A Common Stock 53170.0000 6830.0000 D Non-Qualified Stock Option (right to buy) 11.7500 2013-03-27 4 M 0 6830.0000 0.0000 D 2013-04-03 Class A Common Stock 6830.0000 0.0000 D Non-Qualified Stock Option (right to buy) 23.4800 2012-12-22 5 G 0 30000.0000 0.0000 D 2018-01-02 Class 1 Common Stock 30000.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 19.1200 2012-12-22 5 G 0 130900.0000 0.0000 D 2018-04-01 Class 1 Common Stock 130900.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 22.2700 2012-12-22 5 G 0 16250.0000 0.0000 D 2017-04-18 Class 1 Common Stock 16250.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 16.6700 2012-12-22 5 G 0 54836.0000 0.0000 D 2011-04-05 2020-04-05 Class 1 Common Stock 54836.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 20.6000 2012-12-22 5 G 0 22743.0000 0.0000 D 2012-04-05 2021-04-05 Class 1 Common Stock 22743.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 11.8500 2012-12-22 5 G 0 161483.0000 0.0000 D 2010-04-06 2019-04-06 Class 1 Common Stock 161483.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 20.7900 2012-12-22 5 G 0 48750.0000 0.0000 D 2017-04-03 Class A Common Stock 48750.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 25.8800 2012-12-22 5 G 0 30000.0000 0.0000 D 2016-04-05 Class A Common Stock 30000.0000 0.0000 I by LLC Non-Qualified Stock Option (right to buy) 24.5000 2013-04-03 2022-04-03 Class 1 Common Stock 70500.0000 70500.0000 D Non-Qualified Stock Option (right to buy) 16.6700 2011-04-05 2020-04-05 Class 1 Common Stock 54834.0000 54834.0000 D Non-Qualified Stock Option (right to buy) 20.6000 2012-04-05 2021-04-05 Class 1 Common Stock 68227.0000 68227.0000 D Non-Qualified Stock Option (right to buy) 11.8500 2010-04-06 2019-04-06 Class 1 Common Stock 53827.0000 53827.0000 D Non-Qualified Stock Option (right to buy) 20.7900 2017-04-03 Class A Common Stock 116900.0000 116900.0000 D Non-Qualified Stock Option (right to buy) 25.8800 2016-04-05 Class A Common Stock 60200.0000 60200.0000 D Non-Qualified Stock Option (right to buy) 16.6300 2014-04-06 Class A Common Stock 60000.0000 60000.0000 D Non-Qualified Stock Option (right to buy) 27.2350 2015-04-07 Class A Common Stock 38000.0000 38000.0000 D Non-Qualified Stock Option (right to buy) 23.0200 2014-12-23 Class A Common Stock 40000.0000 40000.0000 D Performance Share Units Class A Common Stock 29760.0000 29760.0000 D Restricted Stock Units Class A Common Stock 12820.0000 12820.0000 D 100% of this option has become exercisable. Reflects a gift on 12/22/12 by the reporting person of his entire membership interest in a limited liability company to a family trust. Such limited liability company holds these stock options, which were contributed to such limited liability company by the reporting person on 12/21/12, at which time the reporting person was the sole member of such limited liability company. The reporting person does not have a beneficial ownership interest in that family trust. This option becomes exercisable at the rate of 25% per year beginning on the date specified. Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. The performance share units vest on May 1, 2014 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes. Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. These restricted stock units vest in four equal annual installments beginning on May 1, 2013. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. /s/ H. Elaine Ziakas for Thomas J. Mullin 2013-03-27