0001225208-13-008528.txt : 20130327
0001225208-13-008528.hdr.sgml : 20130327
20130327181510
ACCESSION NUMBER: 0001225208-13-008528
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130325
FILED AS OF DATE: 20130327
DATE AS OF CHANGE: 20130327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MULLIN THOMAS J
CENTRAL INDEX KEY: 0001245569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 13721049
MAIL ADDRESS:
STREET 1: C/O CONSTELLATION BRANDS, INC.
STREET 2: 207 HIGH POINT DRIVE
CITY: VICTOR
STATE: NY
ZIP: 14564
4
1
doc4.xml
X0306
4
2013-03-25
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001245569
MULLIN THOMAS J
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
1
Exec. VP & Gen. Counsel
Class A Common Stock
2013-03-25
4
M
0
59000.0000
11.7950
A
104805.0000
D
Class A Common Stock
2013-03-25
4
M
0
53170.0000
11.7500
A
157975.0000
D
Class A Common Stock
2013-03-27
4
M
0
6830.0000
11.7500
A
164805.0000
D
Non-Qualified Stock Option (right to buy)
11.7950
2013-03-25
4
M
0
59000.0000
0.0000
D
2013-04-02
Class A Common Stock
59000.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
11.7500
2013-03-25
4
M
0
53170.0000
0.0000
D
2013-04-03
Class A Common Stock
53170.0000
6830.0000
D
Non-Qualified Stock Option (right to buy)
11.7500
2013-03-27
4
M
0
6830.0000
0.0000
D
2013-04-03
Class A Common Stock
6830.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
23.4800
2012-12-22
5
G
0
30000.0000
0.0000
D
2018-01-02
Class 1 Common Stock
30000.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
19.1200
2012-12-22
5
G
0
130900.0000
0.0000
D
2018-04-01
Class 1 Common Stock
130900.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
22.2700
2012-12-22
5
G
0
16250.0000
0.0000
D
2017-04-18
Class 1 Common Stock
16250.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
16.6700
2012-12-22
5
G
0
54836.0000
0.0000
D
2011-04-05
2020-04-05
Class 1 Common Stock
54836.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
20.6000
2012-12-22
5
G
0
22743.0000
0.0000
D
2012-04-05
2021-04-05
Class 1 Common Stock
22743.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
11.8500
2012-12-22
5
G
0
161483.0000
0.0000
D
2010-04-06
2019-04-06
Class 1 Common Stock
161483.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
20.7900
2012-12-22
5
G
0
48750.0000
0.0000
D
2017-04-03
Class A Common Stock
48750.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
25.8800
2012-12-22
5
G
0
30000.0000
0.0000
D
2016-04-05
Class A Common Stock
30000.0000
0.0000
I
by LLC
Non-Qualified Stock Option (right to buy)
24.5000
2013-04-03
2022-04-03
Class 1 Common Stock
70500.0000
70500.0000
D
Non-Qualified Stock Option (right to buy)
16.6700
2011-04-05
2020-04-05
Class 1 Common Stock
54834.0000
54834.0000
D
Non-Qualified Stock Option (right to buy)
20.6000
2012-04-05
2021-04-05
Class 1 Common Stock
68227.0000
68227.0000
D
Non-Qualified Stock Option (right to buy)
11.8500
2010-04-06
2019-04-06
Class 1 Common Stock
53827.0000
53827.0000
D
Non-Qualified Stock Option (right to buy)
20.7900
2017-04-03
Class A Common Stock
116900.0000
116900.0000
D
Non-Qualified Stock Option (right to buy)
25.8800
2016-04-05
Class A Common Stock
60200.0000
60200.0000
D
Non-Qualified Stock Option (right to buy)
16.6300
2014-04-06
Class A Common Stock
60000.0000
60000.0000
D
Non-Qualified Stock Option (right to buy)
27.2350
2015-04-07
Class A Common Stock
38000.0000
38000.0000
D
Non-Qualified Stock Option (right to buy)
23.0200
2014-12-23
Class A Common Stock
40000.0000
40000.0000
D
Performance Share Units
Class A Common Stock
29760.0000
29760.0000
D
Restricted Stock Units
Class A Common Stock
12820.0000
12820.0000
D
100% of this option has become exercisable.
Reflects a gift on 12/22/12 by the reporting person of his entire membership interest in a limited liability company to a family trust. Such limited liability company holds these stock options, which were contributed to such limited liability company by the reporting person on 12/21/12, at which time the reporting person was the sole member of such limited liability company. The reporting person does not have a beneficial ownership interest in that family trust.
This option becomes exercisable at the rate of 25% per year beginning on the date specified.
Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
The performance share units vest on May 1, 2014 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.
Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
These restricted stock units vest in four equal annual installments beginning on May 1, 2013. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
/s/ H. Elaine Ziakas for Thomas J. Mullin
2013-03-27