0001225208-12-021394.txt : 20121016
0001225208-12-021394.hdr.sgml : 20121016
20121016164746
ACCESSION NUMBER: 0001225208-12-021394
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121012
FILED AS OF DATE: 20121016
DATE AS OF CHANGE: 20121016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANDS RICHARD
CENTRAL INDEX KEY: 0001245563
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 121146639
MAIL ADDRESS:
STREET 1: C/O CONSTELLATION BRANDS, INC.
STREET 2: 207 HIGH POINT DRIVE, BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
4
1
doc4.xml
X0306
4
2012-10-12
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001245563
SANDS RICHARD
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
1
1
1
Chairman of the Board
Class A Common Stock
2012-10-12
4
M
0
152200.0000
11.7950
A
289505.0000
D
Class A Common Stock
2012-10-12
4
M
0
60000.0000
11.7500
A
349505.0000
D
Class A Common Stock
471608.0000
I
by CWC Partnership I
Class A Common Stock
768.0000
I
by MLR&R
Class A Common Stock
15720.0000
I
By Spouse
Class B (convertible) Common Stock
2012-10-12
4
P
0
14290.0000
35.0000
A
Class A Common Stock
14290.0000
37350.0000
D
Non-Qualified Stock Option (right to buy)
11.7950
2012-10-12
4
M
0
152200.0000
0.0000
D
2013-04-02
Class A Common Stock
152200.0000
0.0000
D
Non-Qualified Stock Option (right to buy)
11.7500
2012-10-12
4
M
0
60000.0000
0.0000
D
2013-04-03
Class A Common Stock
60000.0000
0.0000
D
Class B (convertible) Common Stock
Class A Common Stock
5431712.0000
5431712.0000
I
by CWC Partnership I
Class B (convertible) Common Stock
Class A Common Stock
667368.0000
667368.0000
I
by MLR&R
Class B (convertible) Common Stock
Class A Common Stock
1350000.0000
1350000.0000
I
by RS Heirs' Trust
Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
CWC Partnership I is a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest.
M, L, R & R ("MLR&R") is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R.
The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.
100% of this option has become exercisable.
Held by the Richard Sands Heirs' Trust, for which the reporting person serves as trustee.
The reporting person no longer has a reportable indirect beneficial interest in 13,400 shares of Class A Common Stock previously held by his spouse as custodian for his children under UTMAs that were included in the reporting person's prior ownership reports.
/s/ H. Elaine Ziakas for Richard Sands
2012-10-16