0001225208-12-021394.txt : 20121016 0001225208-12-021394.hdr.sgml : 20121016 20121016164746 ACCESSION NUMBER: 0001225208-12-021394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121012 FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS RICHARD CENTRAL INDEX KEY: 0001245563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 121146639 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 4 1 doc4.xml X0306 4 2012-10-12 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245563 SANDS RICHARD C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 1 Chairman of the Board Class A Common Stock 2012-10-12 4 M 0 152200.0000 11.7950 A 289505.0000 D Class A Common Stock 2012-10-12 4 M 0 60000.0000 11.7500 A 349505.0000 D Class A Common Stock 471608.0000 I by CWC Partnership I Class A Common Stock 768.0000 I by MLR&R Class A Common Stock 15720.0000 I By Spouse Class B (convertible) Common Stock 2012-10-12 4 P 0 14290.0000 35.0000 A Class A Common Stock 14290.0000 37350.0000 D Non-Qualified Stock Option (right to buy) 11.7950 2012-10-12 4 M 0 152200.0000 0.0000 D 2013-04-02 Class A Common Stock 152200.0000 0.0000 D Non-Qualified Stock Option (right to buy) 11.7500 2012-10-12 4 M 0 60000.0000 0.0000 D 2013-04-03 Class A Common Stock 60000.0000 0.0000 D Class B (convertible) Common Stock Class A Common Stock 5431712.0000 5431712.0000 I by CWC Partnership I Class B (convertible) Common Stock Class A Common Stock 667368.0000 667368.0000 I by MLR&R Class B (convertible) Common Stock Class A Common Stock 1350000.0000 1350000.0000 I by RS Heirs' Trust Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. CWC Partnership I is a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest. M, L, R & R ("MLR&R") is a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. 100% of this option has become exercisable. Held by the Richard Sands Heirs' Trust, for which the reporting person serves as trustee. The reporting person no longer has a reportable indirect beneficial interest in 13,400 shares of Class A Common Stock previously held by his spouse as custodian for his children under UTMAs that were included in the reporting person's prior ownership reports. /s/ H. Elaine Ziakas for Richard Sands 2012-10-16