0000016918-21-000175.txt : 20210713
0000016918-21-000175.hdr.sgml : 20210713
20210713190828
ACCESSION NUMBER: 0000016918-21-000175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210710
FILED AS OF DATE: 20210713
DATE AS OF CHANGE: 20210713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOCKE JAMES A III
CENTRAL INDEX KEY: 0001245565
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08495
FILM NUMBER: 211088967
MAIL ADDRESS:
STREET 1: C/O CONSTELLATION BRANDS INC
STREET 2: 207 HIGH POINT DRIVE, BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC.
CENTRAL INDEX KEY: 0000016918
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 160716709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
BUSINESS PHONE: 585-678-7100
MAIL ADDRESS:
STREET 1: 207 HIGH POINT DRIVE
STREET 2: BUILDING 100
CITY: VICTOR
STATE: NY
ZIP: 14564
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION BRANDS INC
DATE OF NAME CHANGE: 20000920
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC
DATE OF NAME CHANGE: 19970902
FORMER COMPANY:
FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_162621767524989.xml
FORM 4
X0306
4
2021-07-10
0
0000016918
CONSTELLATION BRANDS, INC.
STZ
0001245565
LOCKE JAMES A III
C/O CONSTELLATION BRANDS, INC.
207 HIGH POINT DRIVE, BUILDING 100
VICTOR
NY
14564
1
0
0
0
Class A Common Stock
2021-07-10
4
M
0
567
0
A
567
D
Class A Common Stock
39517
I
James A. Locke III Revocable Trust
Restricted Stock Units
2021-07-10
4
M
0
567
0
D
2021-07-10
Class A Common Stock
567.0
0
D
Non-Qualified Stock Option (right to buy)
50.9
2014-01-24
2023-07-24
Class 1 (convertible) Common Stock
2750.0
2750
I
James A. Locke III Revocable Trust
Non-Qualified Stock Option (right to buy)
87.13
2015-01-23
2024-07-23
Class 1 (convertible) Common Stock
1606.0
1606
I
James A. Locke III Revocable Trust
Non-Qualified Stock Option (right to buy)
119.37
2016-01-22
2025-07-22
Class 1 (convertible) Common Stock
1172.0
1172
I
James A. Locke III Revocable Trust
Non-Qualified Stock Option (right to buy)
166.34
2017-01-20
2026-07-20
Class 1 (convertible) Common Stock
1267.0
1267
I
James A. Locke III Revocable Trust
Non-Qualified Stock Option (right to buy)
197.18
2018-01-18
2027-07-18
Class 1 (convertible) Common Stock
1041.0
1041
I
James A. Locke III Revocable Trust
Non-Qualified Stock Option (right to buy)
213.85
2019-01-17
2028-07-17
Class 1 (convertible) Common Stock
1015.0
1015
I
James A. Locke III Revocable Trust
Non-Qualified Stock Option (right to buy)
197.88
2020-01-16
2029-07-16
Class 1 (convertible) Common Stock
1289.0
1289
I
James A. Locke III Revocable Trust
Non-Qualified Stock Option (right to buy)
180.77
2021-01-21
2030-07-21
Class 1 (convertible) Common Stock
1391.0
1391
I
James A. Locke III Revocable Trust
Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary.
The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date.
Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 9, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A Locke III Revocable Trust.
/s/Barbara J. LaVerdi, Attorney-in-fact
2021-07-13