0000016918-21-000175.txt : 20210713 0000016918-21-000175.hdr.sgml : 20210713 20210713190828 ACCESSION NUMBER: 0000016918-21-000175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210710 FILED AS OF DATE: 20210713 DATE AS OF CHANGE: 20210713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKE JAMES A III CENTRAL INDEX KEY: 0001245565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 211088967 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS INC STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_162621767524989.xml FORM 4 X0306 4 2021-07-10 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245565 LOCKE JAMES A III C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 0 0 0 Class A Common Stock 2021-07-10 4 M 0 567 0 A 567 D Class A Common Stock 39517 I James A. Locke III Revocable Trust Restricted Stock Units 2021-07-10 4 M 0 567 0 D 2021-07-10 Class A Common Stock 567.0 0 D Non-Qualified Stock Option (right to buy) 50.9 2014-01-24 2023-07-24 Class 1 (convertible) Common Stock 2750.0 2750 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 87.13 2015-01-23 2024-07-23 Class 1 (convertible) Common Stock 1606.0 1606 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 119.37 2016-01-22 2025-07-22 Class 1 (convertible) Common Stock 1172.0 1172 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 166.34 2017-01-20 2026-07-20 Class 1 (convertible) Common Stock 1267.0 1267 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 197.18 2018-01-18 2027-07-18 Class 1 (convertible) Common Stock 1041.0 1041 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 213.85 2019-01-17 2028-07-17 Class 1 (convertible) Common Stock 1015.0 1015 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 197.88 2020-01-16 2029-07-16 Class 1 (convertible) Common Stock 1289.0 1289 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 180.77 2021-01-21 2030-07-21 Class 1 (convertible) Common Stock 1391.0 1391 I James A. Locke III Revocable Trust Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary. The restricted stock units disposed of in the reported transaction vested on the date specified. Vested shares are delivered to the reporting person as of the vesting date. Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 9, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A Locke III Revocable Trust. /s/Barbara J. LaVerdi, Attorney-in-fact 2021-07-13