0001968582-24-000198.txt : 20240306 0001968582-24-000198.hdr.sgml : 20240306 20240306184352 ACCESSION NUMBER: 0001968582-24-000198 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nu Holdings Ltd. CENTRAL INDEX KEY: 0001691493 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 981302320 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-41129 FILM NUMBER: 24727586 BUSINESS ADDRESS: STREET 1: RUA CAPOTE VALENTE, 39 STREET 2: PINHEIROS CITY: SAO PAULO, SP STATE: D5 ZIP: 05409-000 BUSINESS PHONE: 888-888-8888 MAIL ADDRESS: STREET 1: RUA CAPOTE VALENTE, 39 STREET 2: PINHEIROS CITY: SAO PAULO, SP STATE: D5 ZIP: 05409-000 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Lahrech Youssef CENTRAL INDEX KEY: 0001968308 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: R. CAPOTE VALENTE, 39 - PINHEIROS, CITY: SAO PAULO - SP STATE: D5 ZIP: 05409-000 144 1 primary_doc.xml 144 0001968308 XXXXXXXX LIVE 0001691493 Nu Holdings Ltd 001-41129 Willow House Cricket Square Floor 4 Grand Cayman Cayman Islands E9 KY1-9010 1-345-949-2648 Youssef Lahrech Affiliate Class A Common J.P. Morgan Securities LLC
390 Madison Avenue 6th Floor New York NY 10017
30000 333000 3602854813 03/06/2024 NYSE
Class A Common 10/02/2023 Vesting of Restricted Stock Units Issuer N 97897 10/02/2023 Compensation Class A Common 07/01/2023 Stock Award - Compensation Issuer N 115830 07/01/2022 Compensation Class A Common 05/06/2020 Stock Award - Compensation Issuer N 170004 05/06/2020 Compensation N Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 12/13/2023 52500 445716.92
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 12/20/2023 2500 20770.46
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 12/27/2023 2500 20830.95
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 01/03/2024 2500 20252.21
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 01/10/2024 102500 922913.49
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 01/17/2024 2500 22595.19
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 01/24/2024 2500 22635.03
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 01/31/2024 2500 21680.42
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 02/07/2024 2500 23856.06
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 02/14/2024 2500 25797.41
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 02/21/2024 2500 25172.3
Youssef Lahrech
Campbells Corp Services Ltd Floor 4 Willow House Cricket Square Grand Cayman E9 KY1-9010
Class A Common 02/28/2024 2500 27624.47
The methodology for selecting between the securities to be sold rows at the time of sale is pre-determined and outlined in the 10b5-1 plan the share count includes RSU that will vest on 04/01/2024. 03/06/2024 09/01/2023 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Youssef Lahrech