0001691421-20-000033.txt : 20201210 0001691421-20-000033.hdr.sgml : 20201210 20201210182802 ACCESSION NUMBER: 0001691421-20-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201208 FILED AS OF DATE: 20201210 DATE AS OF CHANGE: 20201210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schreiber Daniel A. CENTRAL INDEX KEY: 0001815651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39367 FILM NUMBER: 201381714 MAIL ADDRESS: STREET 1: C/O LEMONADE, INC. STREET 2: 5 CROSBY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lemonade, Inc. CENTRAL INDEX KEY: 0001691421 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 320469673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 CROSBY STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 9176089499 MAIL ADDRESS: STREET 1: 5 CROSBY STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 4 1 wf-form4_160764286535815.xml FORM 4 X0306 4 2020-12-08 0 0001691421 Lemonade, Inc. LMND 0001815651 Schreiber Daniel A. C/O LEMONADE, INC. 5 CROSBY STREET, 3RD FLOOR NEW YORK NY 10013 1 1 1 0 Co-Founder & CEO COMMON STOCK 2020-12-07 5 G 0 E 36000 0 D 568750 D COMMON STOCK 2020-12-08 4 S 0 6515 89.787 D 562235 D COMMON STOCK 2020-12-08 4 S 0 58195 90.427 D 504040 D COMMON STOCK 2020-12-08 4 S 0 75433 91.392 D 428607 D COMMON STOCK 2020-12-08 4 S 0 31686 92.537 D 396921 D COMMON STOCK 2020-12-08 4 S 0 21631 93.515 D 375290 D COMMON STOCK 2020-12-08 4 S 0 19382 94.429 D 355908 D COMMON STOCK 2020-12-08 4 S 0 5908 95.218 D 350000 D COMMON STOCK 2650159 I Directly held by Dan and Dan Ltd. COMMON STOCK 11983384 I Directly held by SoftBank Group Capital Limited Represents sale pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.60 to $89.98 The reporting person undertakes to provide Lemonade, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.99. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.98. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.99. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.00 to $93.99. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.00 to $94.99. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.77. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Reporting Person is Chief Executive Officer of Dan and Dan Ltd. ("Dan") and has voting and dispositive control over the shares held by Dan. The Reporting Person is one of three members of a joint investment committee, which has sole voting and dispositive power over the shares held by SoftBank Group Capital Limited ("SoftBank"). As such, the Reporting Person may be deemed to share beneficial ownership of the securities held by SoftBank. However, the Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, if any. /s/ Timothy Bixby, Attorney-in-Fact for Daniel Schreiber 2020-12-10