0001209191-20-009952.txt : 20200218 0001209191-20-009952.hdr.sgml : 20200218 20200218145936 ACCESSION NUMBER: 0001209191-20-009952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200213 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gant Kelli K. CENTRAL INDEX KEY: 0001702971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38061 FILM NUMBER: 20624817 MAIL ADDRESS: STREET 1: C/O WARRIOR MET COAL, LLC STREET 2: 16243 HIGHWAY 216 CITY: BROOKWOOD STATE: AL ZIP: 35444 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WARRIOR MET COAL, INC. CENTRAL INDEX KEY: 0001691303 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 810706839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1219 BUSINESS ADDRESS: STREET 1: 16243 HIGHWAY 216 CITY: BROOKWOOD STATE: AL ZIP: 35444 BUSINESS PHONE: 2055546150 MAIL ADDRESS: STREET 1: 16243 HIGHWAY 216 CITY: BROOKWOOD STATE: AL ZIP: 35444 FORMER COMPANY: FORMER CONFORMED NAME: WARRIOR MET COAL, LLC DATE OF NAME CHANGE: 20161201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-13 0 0001691303 WARRIOR MET COAL, INC. HCC 0001702971 Gant Kelli K. 16243 HIGHWAY 216 BROOKWOOD AL 35444 0 1 0 0 Chief Administrative Officer Common Stock 2020-02-13 4 A 0 6199 0.00 A 19072 D Common Stock 2020-02-13 4 F 0 1932 20.84 D 17140 D Restricted Stock Units Common Stock 2423 2423 D Restricted Stock Units Common Stock 1633 1633 D Restricted Stock Units Common Stock 2500 2500 D Restricted Stock Units 2020-02-13 4 A 0 6298 0.00 A Common Stock 6298 6298 D Represents the issuance of (i) 2,449 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on March 5, 2018 and (ii) 3,750 shares of common stock of the issuer earned pursuant to the performance-based restricted stock units granted to the reporting person on February 8, 2019, each based on the issuer's performance during the performance period from January 1, 2019 through December 31, 2019. This transaction is exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3(d) thereunder. Includes 9,299 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2020 and April 20, 2021. Represents the withholding of shares for tax purposes. The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the reporting person's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the reporting person. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of March 5, 2018, the date of grant. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 8, 2019, the date of grant. The restricted stock units were granted to the reporting person under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan, and vest in equal installments on each of the first three anniversaries of February 13, 2020, the date of grant. /s/ Kelli K. Gant 2020-02-18