0001690820-23-000109.txt : 20230404
0001690820-23-000109.hdr.sgml : 20230404
20230404182452
ACCESSION NUMBER: 0001690820-23-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230401
FILED AS OF DATE: 20230404
DATE AS OF CHANGE: 20230404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GARCIA ERNEST C. III
CENTRAL INDEX KEY: 0001700548
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38073
FILM NUMBER: 23800134
MAIL ADDRESS:
STREET 1: 300 E RIO SALADO PKWY
CITY: TEMPE
STATE: AZ
ZIP: 85281
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARVANA CO.
CENTRAL INDEX KEY: 0001690820
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 814549921
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 E. RIO SALADO PARKWAY
CITY: TEMPE
STATE: AZ
ZIP: 85281
BUSINESS PHONE: (480) 719-8809
MAIL ADDRESS:
STREET 1: 300 E. RIO SALADO PARKWAY
CITY: TEMPE
STATE: AZ
ZIP: 85281
4
1
wf-form4_168064707872449.xml
FORM 4
X0407
4
2023-04-01
0
0001690820
CARVANA CO.
CVNA
0001700548
GARCIA ERNEST C. III
C/O CARVANA CO.
300 E. RIO SALADO PARKWAY
TEMPE
AZ
85281
1
1
1
0
Chief Executive Officer
0
Class A Common Stock
2023-04-01
4
F
0
816
9.79
D
871206
D
Class A Common Stock
2023-04-04
4
D
0
15847
0
D
855359
D
Class A Common Stock
950000
I
Ernest C. Garcia III Multi-Generational Trust III
Class A Common Stock
850000
I
Ernest Irrevocable 2004 Trust III
Represents total number of shares of Class A Common Stock of the Issuer withheld for taxes upon vesting of restricted stock units pursuant to various awards.
The reported shares were contributed to the Issuer to fund restricted stock unit awards to employees of Carvana under the Issuer's 2017 Omnibus Incentive Plan at no charge to Issuer, pursuant to a Contribution Agreement dated February 22, 2022, by and between the Issuer and the Reporting Person.
These Class A Shares are held directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). The Reporting Person is the Co-Administrative Trustee and Co-Investment Trustee of the Multi-Generational Trust and therefore shares voting and dispositive power over the shares held directly by the Multi-Generational Trust.
These Class A Shares are held directly by the Ernest Irrevocable 2004 Trust III (the " Irrevocable Trust"). The Reporting Person is the Co-Administrative Trustee and Co-Investment Trustee of the Irrevocable Trust and therefore shares voting and dispositive power over the shares held directly by the Irrevocable Trust.
/s/ Paul Breaux, by Power of Attorney for Ernest C. Garcia, III
2023-04-04