Compliance Director

0001690370-21-000001.txt : 20210208 0001690370-21-000001.hdr.sgml : 20210208 20210208153115 ACCESSION NUMBER: 0001690370-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Resources Investment Advisors, LLC. CENTRAL INDEX KEY: 0001690370 IRS NUMBER: 431451524 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18121 FILM NUMBER: 21601133 BUSINESS ADDRESS: STREET 1: 4860 COLLEGE BLVD. STREET 2: SUITE 100 CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 9133385300 MAIL ADDRESS: STREET 1: 4860 COLLEGE BLVD. STREET 2: SUITE 100 CITY: OVERLAND PARK STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Resources Investment Advisors, Inc. DATE OF NAME CHANGE: 20161117 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001690370 XXXXXXXX 12-31-2020 12-31-2020 Resources Investment Advisors, LLC.

4860 COLLEGE BLVD. SUITE 100 OVERLAND PARK KS 66211

13F HOLDINGS REPORT 028-18121 N Jessica Schubel Compliance Director 913-521-4000 Jessica Schubel Overland Park KS 02-08-2021 0 840 1919 false INFORMATION TABLE 2 Q4-2020.xml ISHARES TR CORE S&P MCP ETF 464287507 4403 19159 SH SOLE 0 0 19159 ISHARES TR S&P MC 400VL ETF 464287705 789 9138 SH SOLE 0 0 9138 ISHARES TR S&P MC 400GR ETF 464287606 1060 14672 SH SOLE 0 0 14672 ISHARES TR CORE S&P SCP ETF 464287804 4549 49500 SH SOLE 0 0 49500 ISHARES TR SP SMCP600VL ETF 464287879 354 4358 SH SOLE 0 0 4358 ISHARES TR S&P 500 VAL ETF 464287408 10281 80304 SH SOLE 0 0 80304 ISHARES TR CORE S&P500 ETF 464287200 12364 32935 SH SOLE 0 0 32935 ISHARES TR S&P 500 GRWT ETF 464287309 7498 117481 SH SOLE 0 0 117481 ISHARES TR RUS 1000 ETF 464287622 808 3813 SH SOLE 0 0 3813 ISHARES TR RUS 1000 VAL ETF 464287598 1139 8329 SH SOLE 0 0 8329 ISHARES TR RUS 1000 GRW ETF 464287614 2412 10004 SH SOLE 0 0 10004 ISHARES TR RUSSELL 2000 ETF 464287655 1245 6350 SH SOLE 0 0 6350 ISHARES TR CORE S&P US GWT 464287671 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PEOPLES UNITED FINANCIAL INC COM 712704105 329 25418 SH SOLE 0 0 25418 ENBRIDGE INC COM 29250N105 440 13741 SH SOLE 0 0 13741 INVESCO EXCHANGE TRADED FD T DYNMC LEISURE 46137V720 1664 41571 SH SOLE 0 0 41571 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1422 4983 SH SOLE 0 0 4983 VANGUARD WORLD FDS INF TECH ETF 92204A702 1607 4541 SH SOLE 0 0 4541 ISHARES SILVER TR ISHARES 46428Q109 1271 51720 SH SOLE 0 0 51720 SPDR SER TR S&P BIOTECH 78464A870 578 4108 SH SOLE 0 0 4108 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 524 1904 SH SOLE 0 0 1904 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1038 20847 SH SOLE 0 0 20847 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 546 15168 SH SOLE 0 0 15168 SIGNATURE BK NEW YORK N Y COM 82669G104 7956 58808 SH SOLE 0 0 58808 MASTERCARD INCORPORATED CL A 57636Q104 1468 4112 SH SOLE 0 0 4112 VAIL RESORTS INC COM 91879Q109 4787 17160 SH SOLE 0 0 17160 BLACKROCK MUNIASSETS FD INC COM 09254J102 159 10830 SH SOLE 0 0 10830 DIGITAL RLTY TR INC COM 253868103 241 1725 SH SOLE 0 0 1725 DYNEX CAP INC COM 26817Q886 178 10000 SH SOLE 0 0 10000 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 111 17945 SH SOLE 0 0 17945 WISDOMTREE TR US DIVID EX FNCL 97717W406 335 4000 SH SOLE 0 0 4000 WISDOMTREE TR US MIDCAP DIVID 97717W505 356 10240 SH SOLE 0 0 10240 WISDOMTREE TR US SMALLCAP DIVD 97717W604 371 13932 SH SOLE 0 0 13932 NUVEEN PFD & INCM SECURTIES COM 67072C105 181 18594 SH SOLE 0 0 18594 ISHARES TR CORE S&P TTL STK 464287150 1785 20698 SH SOLE 0 0 20698 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 2159 142384 SH SOLE 0 0 142384 WESTERN ALLIANCE BANCORP COM 957638109 620 10347 SH SOLE 0 0 10347 AMARIN CORP PLC SPONS ADR NEW 023111206 3562 728449 SH SOLE 0 0 728449 STRATASYS LTD SHS M85548101 224 10799 SH SOLE 0 0 10799 ARES CAPITAL CORP COM 04010L103 181 10745 SH SOLE 0 0 10745 BIODELIVERY SCIENCES INTL IN COM 09060J106 155 37000 SH SOLE 0 0 37000 PROSHARES TR ULTRASHRT S&P500 74347B383 24 1940 SH SOLE 0 0 1940 CAPITOL FED FINL INC COM 14057J101 143 11465 SH SOLE 0 0 11465 SUNPOWER CORP COM 867652406 981 38254 SH SOLE 0 0 38254 SPDR SER TR S&P METALS MNG 78464A755 693 20729 SH SOLE 0 0 20729 FIRST TR MORNINGSTAR DIVID L SHS 336917109 918 31034 SH SOLE 0 0 31034 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 735 3464 SH SOLE 0 0 3464 SPDR SER TR S&P REGL BKG 78464A698 297 5716 SH SOLE 0 0 5716 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 533 4483 SH SOLE 0 0 4483 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 983 6143 SH SOLE 0 0 6143 EXACT SCIENCES CORP COM 30063P105 10601 80012 SH SOLE 0 0 80012 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 3809 56427 SH SOLE 0 0 56427 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 786 13473 SH SOLE 0 0 13473 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 603 6871 SH SOLE 0 0 6871 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 778 4632 SH SOLE 0 0 4632 ISHARES TR SHORT TREAS BD 464288679 895 8100 SH SOLE 0 0 8100 ISHARES TR IBOXX HI YD ETF 464288513 390 4463 SH SOLE 0 0 4463 ISHARES TR ISHS 1-5YR INVS 464288646 899 16290 SH SOLE 0 0 16290 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 640 7714 SH SOLE 0 0 7714 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1352 14563 SH SOLE 0 0 14563 DELTA AIR LINES INC DEL COM NEW 247361702 871 21673 SH SOLE 0 0 21673 FIRST SOLAR INC COM 336433107 445 4498 SH SOLE 0 0 4498 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1155 5443 SH SOLE 0 0 5443 SPDR SER TR PORTFOLIO S&P400 78464A847 10309 255177 SH SOLE 0 0 255177 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2264 25667 SH SOLE 0 0 25667 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 501 11894 SH SOLE 0 0 11894 BLACKSTONE GROUP INC COM CL A 09260D107 2835 43748 SH SOLE 0 0 43748 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 517 21390 SH SOLE 0 0 21390 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 12996 102078 SH SOLE 0 0 102078 ISHARES TR MBS ETF 464288588 1566 14219 SH SOLE 0 0 14219 ISHARES TR PFD AND INCM SEC 464288687 5365 139306 SH SOLE 0 0 139306 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 411 1620 SH SOLE 0 0 1620 ACCURAY INC COM 004397105 1 164 SH SOLE 0 0 164 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 205 1261 SH SOLE 0 0 1261 ISHARES TR 3 7 YR TREAS BD 464288661 283 2131 SH SOLE 0 0 2131 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 193 17947 SH SOLE 0 0 17947 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 631 6890 SH SOLE 0 0 6890 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 896 18988 SH SOLE 0 0 18988 ISHARES TR NATIONAL MUN ETF 464288414 14945 127520 SH SOLE 0 0 127520 CATCHMARK TIMBER TR INC CL A 14912Y202 137 14623 SH SOLE 0 0 14623 FIRST MAJESTIC SILVER CORP COM 32076V103 155 11518 SH SOLE 0 0 11518 EATON VANCE RISK-MANAGED DIV COM 27829G106 139 13447 SH SOLE 0 0 13447 SPDR SER TR BLMBRG BRC CNVRT 78464A359 435 5251 SH SOLE 0 0 5251 ALAMOS GOLD INC NEW COM CL A 011532108 102 11700 SH SOLE 0 0 11700 FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN 33733E500 275 3912 SH SOLE 0 0 3912 LULULEMON ATHLETICA INC COM 550021109 409 1175 SH SOLE 0 0 1175 MASIMO CORP COM 574795100 293 1090 SH SOLE 0 0 1090 SPDR SER TR S&P SEMICNDCTR 78464A862 203 1187 SH SOLE 0 0 1187 SPDR SER TR PORTFLI TIPS ETF 78464A656 712 22852 SH SOLE 0 0 22852 MERCADOLIBRE INC COM 58733R102 533 318 SH SOLE 0 0 318 GRAN TIERRA ENERGY INC COM 38500T101 8 22000 SH SOLE 0 0 22000 SPDR SER TR SPDR BLOOMBERG 78468R663 891 9732 SH SOLE 0 0 9732 SPDR SER TR BLOOMBERG BRCLYS 78468R622 201 1841 SH SOLE 0 0 1841 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 830 24222 SH SOLE 0 0 24222 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 350 3249 SH SOLE 0 0 3249 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1137 14774 SH SOLE 0 0 14774 ISHARES TR EAFE SML CP ETF 464288273 226 3309 SH SOLE 0 0 3309 MSCI INC COM 55354G100 331 742 SH SOLE 0 0 742 INVESCO EXCH TRADED FD TR II DWA DEV MKTS 46138E875 863 25539 SH SOLE 0 0 25539 INVESCO EXCH TRADED FD TR II DWA EMERG MKTS 46138E867 877 38350 SH SOLE 0 0 38350 VANGUARD WORLD FD MEGA GRWTH IND 921910816 446 2187 SH SOLE 0 0 2187 VISA INC COM CL A 92826C839 1756 8026 SH SOLE 0 0 8026 PHILIP MORRIS INTL INC COM 718172109 370 4466 SH SOLE 0 0 4466 SPDR SER TR PORTFOLIO LN TSR 78464A664 4052 89779 SH SOLE 0 0 89779 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 301 2542 SH SOLE 0 0 2542 SPDR SER TR S&P 600 SML CAP 78464A813 32068 403172 SH SOLE 0 0 403172 SPDR SER TR PORTFOLIO S&P500 78464A854 585 13304 SH SOLE 0 0 13304 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 319 9444 SH SOLE 0 0 9444 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1163 37775 SH SOLE 0 0 37775 ISHARES TR NEW YORK MUN ETF 464288323 498 8551 SH SOLE 0 0 8551 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 805 52762 SH SOLE 0 0 52762 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 234 1549 SH SOLE 0 0 1549 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 1129 11189 SH SOLE 0 0 11189 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 7116 137817 SH SOLE 0 0 137817 PAYSIGN INC COM 70451A104 1238 266766 SH SOLE 0 0 266766 FIRST TR NASDAQ 100 TECH IND SHS 337345102 7712 55853 SH SOLE 0 0 55853 ENTERPRISE FINL SVCS CORP COM 293712105 847 24245 SH SOLE 0 0 24245 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 206 904 SH SOLE 0 0 904 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 642 6933 SH SOLE 0 0 6933 CHROMADEX CORP COM NEW 171077407 107 22200 SH SOLE 0 0 22200 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1373 43008 SH SOLE 0 0 43008 ESPERION THERAPEUTICS INC NE COM 29664W105 300 11550 SH SOLE 0 0 11550 ISHARES TR SHRT NAT MUN ETF 464288158 220 2032 SH SOLE 0 0 2032 VANGUARD WORLD FD EXTENDED DUR 921910709 1353 8884 SH SOLE 0 0 8884 SPDR SER TR PORTFOLIO INTRMD 78464A375 928 24949 SH SOLE 0 0 24949 FS KKR CAP CORP COM 302635206 190 11450 SH SOLE 0 0 11450 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 400 4118 SH SOLE 0 0 4118 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 144 10373 SH SOLE 0 0 10373 BROADCOM INC COM 11135F101 651 1486 SH SOLE 0 0 1486 SPDR SER TR WELLS FG PFD ETF 78464A292 365 8226 SH SOLE 0 0 8226 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2708 49922 SH SOLE 0 0 49922 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 9039 88587 SH SOLE 0 0 88587 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 236 2911 SH SOLE 0 0 2911 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 8923 98064 SH SOLE 0 0 98064 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2716 75412 SH SOLE 0 0 75412 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 9341 102709 SH SOLE 0 0 102709 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 51817 1554669 SH SOLE 0 0 1554669 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 17187 193114 SH SOLE 0 0 193114 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 55079 428929 SH SOLE 0 0 428929 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 53482 898410 SH SOLE 0 0 898410 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 464 7526 SH SOLE 0 0 7526 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 411 7598 SH SOLE 0 0 7598 LANTRONIX INC COM NEW 516548203 115 25919 SH SOLE 0 0 25919 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1079 28653 SH SOLE 0 0 28653 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2202 71829 SH SOLE 0 0 71829 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 1540 18707 SH SOLE 0 0 18707 SPDR SER TR PORTFOLIO SHORT 78464A474 767 24417 SH SOLE 0 0 24417 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 24191 470181 SH SOLE 0 0 470181 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 283 12638 SH SOLE 0 0 12638 MAIN STR CAP CORP COM 56035L104 375 11638 SH SOLE 0 0 11638 INVESCO EXCH TRADED FD TR II S&P SMLCP ENGY 46138E164 119 27200 SH SOLE 0 0 27200 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E115 503 4109 SH SOLE 0 0 4109 GLOBAL X FDS GLOBAL X SILVER 37954Y848 842 18449 SH SOLE 0 0 18449 TESLA INC COM 88160R101 8079 11449 SH SOLE 0 0 11449 GREEN DOT CORP CL A 39304D102 258 4625 SH SOLE 0 0 4625 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1473 28668 SH SOLE 0 0 28668 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 351 6023 SH SOLE 0 0 6023 NXP SEMICONDUCTORS N V COM N6596X109 662 4165 SH SOLE 0 0 4165 WISDOMTREE TR EM LCL DEBT FD 97717X867 1129 32446 SH SOLE 0 0 32446 SCHWAB STRATEGIC TR US TIPS ETF 808524870 381 6134 SH SOLE 0 0 6134 PIMCO ETF TR INV GRD CRP BD 72201R817 321 2741 SH SOLE 0 0 2741 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 7149 20801 SH SOLE 0 0 20801 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1122 4877 SH SOLE 0 0 4877 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 258 2088 SH SOLE 0 0 2088 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 631 3027 SH SOLE 0 0 3027 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 206 7950 SH SOLE 0 0 7950 VANECK VECTORS ETF TR RARE EARTH STRAT 92189H805 311 4730 SH SOLE 0 0 4730 GLOBAL X FDS GLOBAL X GOLD EX 37954Y863 246 7015 SH SOLE 0 0 7015 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 475 30958 SH SOLE 0 0 30958 GENERAL MTRS CO COM 37045V100 330 7920 SH SOLE 0 0 7920 SHOPIFY INC CL A 82509L107 1014 896 SH SOLE 0 0 896 SCHWAB STRATEGIC TR US REIT ETF 808524847 1171 30835 SH SOLE 0 0 30835 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 55803 818461 SH SOLE 0 0 818461 VANGUARD STAR FDS VG TL INTL STK F 921909768 774 12870 SH SOLE 0 0 12870 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 759 10969 SH SOLE 0 0 10969 ISHARES TR CORE HIGH DV ETF 46429B663 290 3304 SH SOLE 0 0 3304 SPDR SER TR NUVEEN BBG BRCLY 78464A284 2181 36967 SH SOLE 0 0 36967 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 837 14887 SH SOLE 0 0 14887 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 660 6723 SH SOLE 0 0 6723 SANDSTORM GOLD LTD COM NEW 80013R206 173 24115 SH SOLE 0 0 24115 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 149393 2666305 SH SOLE 0 0 2666305 ISHARES INC EM MKT SM-CP ETF 464286475 3664 69386 SH SOLE 0 0 69386 FLEXSHARES TR MORNSTAR UPSTR 33939L407 479 14706 SH SOLE 0 0 14706 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3639 56734 SH SOLE 0 0 56734 ISHARES TR MSCI USA MIN VOL 46429B697 947 13949 SH SOLE 0 0 13949 INVESCO EXCH TRADED FD TR II KBW BK ETF 46138E628 726 14413 SH SOLE 0 0 14413 ISHARES TR MSCI EAFE MIN VL 46429B689 2155 29354 SH SOLE 0 0 29354 ISHARES INC MSCI GBL MIN VOL 464286525 613 6322 SH SOLE 0 0 6322 ISHARES INC MSCI EMERG MRKT 464286533 2309 37808 SH SOLE 0 0 37808 WORKIVA INC COM CL A 98139A105 3711 40500 SH SOLE 0 0 40500 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 336 2182 SH SOLE 0 0 2182 INSEEGO CORP COM 45782B104 176 11360 SH SOLE 0 0 11360 PHILLIPS 66 COM 718546104 2040 29173 SH SOLE 0 0 29173 PIMCO ETF TR ACTIVE BD ETF 72201R775 225 1990 SH SOLE 0 0 1990 ISHARES INC JP MRG EM CRP BD 464286251 630 11865 SH SOLE 0 0 11865 FACEBOOK INC CL A 30303M102 12905 47245 SH SOLE 0 0 47245 APOLLO SR FLOATING RATE FD I COM 037636107 6679 463847 SH SOLE 0 0 463847 ISHARES INC JP MRGN EM HI BD 464286285 749 16160 SH SOLE 0 0 16160 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 236 700 SH SOLE 0 0 700 SERVICENOW INC COM 81762P102 613 1114 SH SOLE 0 0 1114 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 259 12370 SH SOLE 0 0 12370 PALO ALTO NETWORKS INC COM 697435105 277 779 SH SOLE 0 0 779 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 385 7789 SH SOLE 0 0 7789 FS KKR CAP CORP II COM 35952V303 605 36885 SH SOLE 0 0 36885 WORKDAY INC CL A 98138H101 283 1180 SH SOLE 0 0 1180 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 87572 1412448 SH SOLE 0 0 1412448 ISHARES INC CORE MSCI EMKT 46434G103 424 6835 SH SOLE 0 0 6835 ISHARES TR CORE MSCI EAFE 46432F842 1239 17933 SH SOLE 0 0 17933 ISHARES TR CORE 1 5 YR USD 46432F859 1163 22528 SH SOLE 0 0 22528 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 367 7188 SH SOLE 0 0 7188 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 291 10107 SH SOLE 0 0 10107 ABBVIE INC COM 00287Y109 2973 27744 SH SOLE 0 0 27744 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 637 39053 SH SOLE 0 0 39053 ZOETIS INC CL A 98978V103 347 2095 SH SOLE 0 0 2095 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 552 27339 SH SOLE 0 0 27339 SPDR SER TR SSGA US SMAL ETF 78468R887 627 6554 SH SOLE 0 0 6554 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 355 8726 SH SOLE 0 0 8726 EATON VANCE MUN INCOME 2028 SHS 27829U105 329 14065 SH SOLE 0 0 14065 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 801 16446 SH SOLE 0 0 16446 T-MOBILE US INC COM 872590104 205 1522 SH SOLE 0 0 1522 AMERICAN FIN TR INC COM CLASS A 02607T109 87 11699 SH SOLE 0 0 11699 ISHARES TR MSCI USA MMENTM 46432F396 1591 9861 SH SOLE 0 0 9861 WISDOMTREE TR US QTLY DIV GRT 97717X669 321 5945 SH SOLE 0 0 5945 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 6880 117504 SH SOLE 0 0 117504 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 773 9391 SH SOLE 0 0 9391 ISHARES TR MSCI USA VALUE 46432F388 2227 25628 SH SOLE 0 0 25628 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 428 9456 SH SOLE 0 0 9456 ISHARES TR MSCI USA QLT FCT 46432F339 2612 22475 SH SOLE 0 0 22475 RINGCENTRAL INC CL A 76680R206 536 1414 SH SOLE 0 0 1414 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 481 9592 SH SOLE 0 0 9592 PROSHARES TR S&P 500 DV ARIST 74348A467 256 3207 SH SOLE 0 0 3207 FLEXSHARES TR STOXX GLOBR INF 33939L795 636 11828 SH SOLE 0 0 11828 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 497 4758 SH SOLE 0 0 4758 FATE THERAPEUTICS INC COM 31189P102 3236 35587 SH SOLE 0 0 35587 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 388 9715 SH SOLE 0 0 9715 TESLA INC COM 88160R101 448 40000 SH Call SOLE 0 0 40000 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 2580 63760 SH SOLE 0 0 63760 TANDEM DIABETES CARE INC COM NEW 875372203 518 5413 SH SOLE 0 0 5413 ALPHABET INC CAP STK CL C 02079K107 3022 1725 SH SOLE 0 0 1725 JD.COM INC SPON ADR CL A 47215P106 539 6133 SH SOLE 0 0 6133 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2275 40102 SH SOLE 0 0 40102 ISHARES TR CORE DIV GRWTH 46434V621 1367 30507 SH SOLE 0 0 30507 ISHARES TR CORE MSCI PAC 46434V696 282 4378 SH SOLE 0 0 4378 ISHARES TR GLOBAL REIT ETF 46434V647 467 19526 SH SOLE 0 0 19526 CAREDX INC COM 14167L103 513 7079 SH SOLE 0 0 7079 LISTED FD TR ROUNDHILL SPORTS 53656F789 412 15947 SH SOLE 0 0 15947 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 210 3494 SH SOLE 0 0 3494 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3890 16715 SH SOLE 0 0 16715 FORWARD PHARMA A/S SPONSORD ADS NEW 34986J204 99 14083 SH SOLE 0 0 14083 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 268 6149 SH SOLE 0 0 6149 FIDELITY MERRIMACK STR TR LTD TRM BD ETF 316188200 2556 48329 SH SOLE 0 0 48329 ARK ETF TR INNOVATION ETF 00214Q104 16131 129576 SH SOLE 0 0 129576 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1883 36581 SH SOLE 0 0 36581 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 1005 14601 SH SOLE 0 0 14601 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 245 16069 SH SOLE 0 0 16069 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 224 3530 SH SOLE 0 0 3530 STORE CAP CORP COM 862121100 299 8793 SH SOLE 0 0 8793 QORVO INC COM 74736K101 688 4140 SH SOLE 0 0 4140 INVITAE CORP COM 46185L103 2140 51180 SH SOLE 0 0 51180 ISHARES TR EXPONENTIAL TECH 46434V381 351 6134 SH SOLE 0 0 6134 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 222 8729 SH SOLE 0 0 8729 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 301 6116 SH SOLE 0 0 6116 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 9474 334655 SH SOLE 0 0 334655 CANOPY GROWTH CORP COM 138035100 539 21893 SH SOLE 0 0 21893 BLUEPRINT MEDICINES CORP COM 09627Y109 364 3246 SH SOLE 0 0 3246 ETF SER SOLUTIONS US GLB JETS 26922A842 1204 53798 SH SOLE 0 0 53798 ISHARES TR MSCI INTL MULTFT 46434V274 332 12200 SH SOLE 0 0 12200 PACER FDS TR TRENDP US LAR CP 69374H105 412 12605 SH SOLE 0 0 12605 PACER FDS TR TRENDP 100 ETF 69374H303 346 6646 SH SOLE 0 0 6646 TELADOC HEALTH INC COM 87918A105 2874 14374 SH SOLE 0 0 14374 PAYPAL HLDGS INC COM 70450Y103 2182 9317 SH SOLE 0 0 9317 LUMENTUM HLDGS INC COM 55024U109 9238 97452 SH SOLE 0 0 97452 SUNRUN INC COM 86771W105 329 4735 SH SOLE 0 0 4735 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 2677 59532 SH SOLE 0 0 59532 ISHARES TR CORE INTL AGGR 46435G672 2631 46806 SH SOLE 0 0 46806 SQUARE INC CL A 852234103 957 4398 SH SOLE 0 0 4398 AXSOME THERAPEUTICS INC COM 05464T104 471 5777 SH SOLE 0 0 5777 SPDR SER TR PRTFLO S&P500 HI 78468R788 207 6278 SH SOLE 0 0 6278 ISHARES TR MSCI USA SML CP 46434V290 746 16306 SH SOLE 0 0 16306 WISDOMTREE TR YIELD ENHANCD US 97717X511 2680 49912 SH SOLE 0 0 49912 EDITAS MEDICINE INC COM 28106W103 287 4094 SH SOLE 0 0 4094 ISHARES INC MSCI EMERG MKT 46434G889 222 4516 SH SOLE 0 0 4516 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R878 1488 47904 SH SOLE 0 0 47904 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 344 7435 SH SOLE 0 0 7435 INTELLIA THERAPEUTICS INC COM 45826J105 332 6111 SH SOLE 0 0 6111 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 127 13972 SH SOLE 0 0 13972 EATON VANCE HIGH INCOME 2021 COM SH BEN INT 27829W101 146 15005 SH SOLE 0 0 15005 TWILIO INC CL A 90138F102 238 704 SH SOLE 0 0 704 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 2296 33241 SH SOLE 0 0 33241 THE TRADE DESK INC COM CL A 88339J105 328 409 SH SOLE 0 0 409 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 402 2628 SH SOLE 0 0 2628 JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 47804J859 359 11539 SH SOLE 0 0 11539 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 59159 1172169 SH SOLE 0 0 1172169 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1494 27303 SH SOLE 0 0 27303 SNAP INC CL A 83304A106 408 8158 SH SOLE 0 0 8158 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 26 25000 PRN SOLE 0 0 25000 ISHARES TR FALN ANGLS USD 46435G474 209 7089 SH SOLE 0 0 7089 DBX ETF TR XTRACK USD HIGH 233051432 309 6178 SH SOLE 0 0 6178 WISDOMTREE TR YIELD ENHANCED 97717Y808 1868 36308 SH SOLE 0 0 36308 J P MORGAN EXCHANGE-TRADED F INTL BD OPP ETF 46641Q852 45225 871757 SH SOLE 0 0 871757 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 447 15315 SH SOLE 0 0 15315 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 14646 288371 SH SOLE 0 0 288371 FORESIGHT AUTONOMOUS HLDGS L SPONSORED ADS 345523104 61 15000 SH SOLE 0 0 15000 EATON VANCE FLOATING RATE 20 COM 27831H100 104 11732 SH SOLE 0 0 11732 DUPONT DE NEMOURS INC COM 26614N102 362 5093 SH SOLE 0 0 5093 ADVANCED MICRO DEVICES INC COM 007903107 12 20308 SH Call SOLE 0 0 20308 ROKU INC COM CL A 77543R102 2219 6682 SH SOLE 0 0 6682 SEA LTD SPONSORD ADS 81141R100 258 1295 SH SOLE 0 0 1295 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 86831 3930781 SH SOLE 0 0 3930781 JOHN HANCOCK EXCHANGE TRADED MULTIFACTR SML 47804J842 2022 65945 SH SOLE 0 0 65945 PAVMED INC COM 70387R106 25 11627 SH SOLE 0 0 11627 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 117 117000 PRN SOLE 0 0 117000 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 74962 1296698 SH SOLE 0 0 1296698 GENPREX INC COM 372446104 53 12798 SH SOLE 0 0 12798 EVERGY INC COM 30034W106 325 5859 SH SOLE 0 0 5859 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 294 4355 SH SOLE 0 0 4355 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 531 10000 SH SOLE 0 0 10000 ETFIS SER TR I VIRTUS INFRCAP 26923G822 451 20476 SH SOLE 0 0 20476 INVESCO EXCHNG TRAD SLF INDE INVT GRD DEFSV 46139W502 241 8933 SH SOLE 0 0 8933 MEIRAGTX HLDGS PLC COM G59665102 154 10152 SH SOLE 0 0 10152 ABBOTT LABS COM 002824100 2 207900 SH Call SOLE 0 0 207900 NUTANIX INC CL A 67059N108 119 9900 SH Call SOLE 0 0 9900 TESLA INC COM 88160R101 0 19800 SH Call SOLE 0 0 19800 NIO INC SPON ADS 62914V106 607 12455 SH SOLE 0 0 12455 ABBOTT LABS COM 002824100 29 19800 SH Call SOLE 0 0 19800 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 200 6652 SH SOLE 0 0 6652 STONECO LTD COM CL A G85158106 203 2420 SH SOLE 0 0 2420 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 2431 47630 SH SOLE 0 0 47630 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 589 28282 SH SOLE 0 0 28282 MODERNA INC COM 60770K107 255 2442 SH SOLE 0 0 2442 AMERICAN CENTY ETF TR DIVERSIFIED MU 025072505 28455 520733 SH SOLE 0 0 520733 FIRST TR EXCHANGE TRADED FD DJ INTL INTRNT 33734X770 1214 26736 SH SOLE 0 0 26736 PGIM ETF TR ACTV HY BD ETF 69344A206 384 9462 SH SOLE 0 0 9462 ACCURAY INC COM 004397105 59 99000 SH Call SOLE 0 0 99000 AVEO PHARMACEUTICALS INC COM NEW 053588307 3 108900 SH Call SOLE 0 0 108900 DISNEY WALT CO COM 254687106 626 9900 SH Call SOLE 0 0 9900 FATE THERAPEUTICS INC COM 31189P102 89 39600 SH Call SOLE 0 0 39600 FATE THERAPEUTICS INC COM 31189P102 1 39600 SH Call SOLE 0 0 39600 MICRON TECHNOLOGY INC COM 595112103 80 9900 SH Call SOLE 0 0 9900 OVERSTOCK COM INC DEL COM 690370101 1 39600 SH Call SOLE 0 0 39600 QUALCOMM INC COM 747525103 0 19800 SH Call SOLE 0 0 19800 QUALCOMM INC COM 747525103 1345 29700 SH Call SOLE 0 0 29700 PROSHARES TR ULTRASHRT S&P500 74347B383 91 29700 SH Call SOLE 0 0 29700 STRATASYS LTD SHS M85548101 186 29700 SH Call SOLE 0 0 29700 TESLA INC COM 88160R101 0 9900 SH Call SOLE 0 0 9900 ADVANCED MICRO DEVICES INC COM 007903107 117 19800 SH Call SOLE 0 0 19800 CANOPY GROWTH CORP COM 138035100 7 700 SH Call SOLE 0 0 700 INVITAE CORP COM 46185L103 534 69300 SH Call SOLE 0 0 69300 VIRNETX HLDG CORP COM 92823T108 263 69300 SH Call SOLE 0 0 69300 ACACIA COMMUNICATIONS INC COM 00401C108 288 9900 SH Call SOLE 0 0 9900 OVERSTOCK COM INC DEL COM 690370101 20 39600 SH Call SOLE 0 0 39600 FATE THERAPEUTICS INC COM 31189P102 122 19800 SH Call SOLE 0 0 19800 INVITAE CORP COM 46185L103 44 39600 SH Call SOLE 0 0 39600 OVERSTOCK COM INC DEL COM 690370101 651 138600 SH Call SOLE 0 0 138600 PROSHARES TR ULTRASHRT S&P500 74347B383 2 99000 SH Call SOLE 0 0 99000 STRATASYS LTD SHS M85548101 173 19800 SH Call SOLE 0 0 19800 NUTANIX INC CL A 67059N108 31 19800 SH Call SOLE 0 0 19800 OVERSTOCK COM INC DEL COM 690370101 304 29700 SH Call SOLE 0 0 29700 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 482 14339 SH SOLE 0 0 14339 DOW INC COM 260557103 328 5910 SH SOLE 0 0 5910 UBER TECHNOLOGIES INC COM 90353T100 344 6753 SH SOLE 0 0 6753 CROWDSTRIKE HLDGS INC CL A 22788C105 225 1063 SH SOLE 0 0 1063 MICRON TECHNOLOGY INC COM 595112103 63 1800 SH Call SOLE 0 0 1800 KARUNA THERAPEUTICS INC COM 48576A100 5548 54612 SH SOLE 0 0 54612 DRAFTKINGS INC COM CL A 26142R104 210 4518 SH SOLE 0 0 4518 QUALCOMM INC COM 747525103 15 200 SH Call SOLE 0 0 200 CLOUDFLARE INC CL A COM 18915M107 211 2776 SH SOLE 0 0 2776 PELOTON INTERACTIVE INC CL A COM 70614W100 1067 7031 SH SOLE 0 0 7031 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 29527 516298 SH SOLE 0 0 516298 HAPPINESS BIOTECH GROUP LTD SHS G4289N114 19 10555 SH SOLE 0 0 10555 BROADMARK RLTY CAP INC COM 11135B100 129 12690 SH SOLE 0 0 12690 ADVANCED MICRO DEVICES INC COM 007903107 9 400 SH Call SOLE 0 0 400 FIRST TR EXCHNG TRADED FD VI CBOE EQT DEP NOV 33740F839 238 7152 SH SOLE 0 0 7152 MICRON TECHNOLOGY INC COM 595112103 76 3000 SH Call SOLE 0 0 3000 INNOVATOR ETFS TR S&P 500 PWR BU 45782C540 331 11407 SH SOLE 0 0 11407 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 1118 33758 SH SOLE 0 0 33758 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1 200 SH Call SOLE 0 0 200 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 500 SH Call SOLE 0 0 500 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 600 SH Call SOLE 0 0 600 QUALCOMM INC COM 747525103 37 700 SH Call SOLE 0 0 700 INVITAE CORP COM 46185L103 43 1600 SH Call SOLE 0 0 1600 INVITAE CORP COM 46185L103 33 1100 SH Call SOLE 0 0 1100 MICRON TECHNOLOGY INC COM 595112103 16 2400 SH Call SOLE 0 0 2400 INVITAE CORP COM 46185L103 58 2100 SH Call SOLE 0 0 2100 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 3855 119061 SH SOLE 0 0 119061 EDITAS MEDICINE INC COM 28106W103 32 700 SH Call SOLE 0 0 700 JD.COM INC SPON ADR CL A 47215P106 4 100 SH Call SOLE 0 0 100 CARRIER GLOBAL CORPORATION COM 14448C104 614 16283 SH SOLE 0 0 16283 OTIS WORLDWIDE CORP COM 68902V107 540 7995 SH SOLE 0 0 7995 MICRON TECHNOLOGY INC COM 595112103 16 400 SH Call SOLE 0 0 400 INVITAE CORP COM 46185L103 16 500 SH Call SOLE 0 0 500 MGM RESORTS INTERNATIONAL COM 552953101 1 100 SH Call SOLE 0 0 100 SNAP INC CL A 83304A106 14 700 SH Call SOLE 0 0 700 QUALCOMM INC COM 747525103 30 700 SH Call SOLE 0 0 700 LILLY ELI & CO COM 532457108 49 1700 SH Call SOLE 0 0 1700 QUALCOMM INC COM 747525103 3 100 SH Call SOLE 0 0 100 3-D SYS CORP DEL COM NEW 88554D205 36 5600 SH Call SOLE 0 0 5600 INTEL CORP COM 458140100 8 2000 SH Call SOLE 0 0 2000 CANOPY GROWTH CORP COM 138035100 50 3400 SH Call SOLE 0 0 3400 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 350 16273 SH SOLE 0 0 16273 PAYSIGN INC COM 70451A104 0 13100 SH Call SOLE 0 0 13100 INVITAE CORP COM 46185L103 4 300 SH Call SOLE 0 0 300 INVITAE CORP COM 46185L103 35 1600 SH Call SOLE 0 0 1600 PARKER-HANNIFIN CORP COM 701094104 24 200 SH Call SOLE 0 0 200 ADVANCED MICRO DEVICES INC COM 007903107 9 700 SH Call SOLE 0 0 700 XPENG INC ADS 98422D105 311 7257 SH SOLE 0 0 7257 LIVE NATION ENTERTAINMENT IN COM 538034109 3 100 SH Call SOLE 0 0 100 PAYPAL HLDGS INC COM 70450Y103 3 100 SH Call SOLE 0 0 100 UBER TECHNOLOGIES INC COM 90353T100 72 3400 SH Call SOLE 0 0 3400 QORVO INC COM 74736K101 65 1400 SH Call SOLE 0 0 1400 MGM RESORTS INTERNATIONAL COM 552953101 8 600 SH Call SOLE 0 0 600 INTEL CORP COM 458140100 3 1000 SH Put SOLE 0 0 1000 AUTOMATIC DATA PROCESSING IN COM 053015103 0 1000 SH Put SOLE 0 0 1000 FIRST SOLAR INC COM 336433107 74 1500 SH Call SOLE 0 0 1500 SUNPOWER CORP COM 867652406 29 2000 SH Call SOLE 0 0 2000 SUNPOWER CORP COM 867652406 23 1700 SH Call SOLE 0 0 1700 XPENG INC ADS 98422D105 19 700 SH Call SOLE 0 0 700 INNOVATOR ETFS TR TRIPLE STKER OCT 45782C193 329 11699 SH SOLE 0 0 11699 EXACT SCIENCES CORP COM 30063P105 16 1100 SH Call SOLE 0 0 1100 QORVO INC COM 74736K101 28 500 SH Call SOLE 0 0 500 3-D SYS CORP DEL COM NEW 88554D205 66 11800 SH Call SOLE 0 0 11800 AXT INC COM 00246W103 37 7600 SH Call SOLE 0 0 7600 XPENG INC ADS 98422D105 3 100 SH Call SOLE 0 0 100 SUNPOWER CORP COM 867652406 16 1000 SH Call SOLE 0 0 1000 JD.COM INC SPON ADR CL A 47215P106 5 400 SH Call SOLE 0 0 400 TESLA INC COM 88160R101 41 100 SH Call SOLE 0 0 100 AXSOME THERAPEUTICS INC COM 05464T104 4 800 SH Call SOLE 0 0 800 SKYWORKS SOLUTIONS INC COM 83088M102 22 1600 SH Call SOLE 0 0 1600 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 13 600 SH Call SOLE 0 0 600 QUALCOMM INC COM 747525103 3 500 SH Put SOLE 0 0 500 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 12 1000 SH Call SOLE 0 0 1000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 4 300 SH Call SOLE 0 0 300 QUALCOMM INC COM 747525103 4 100 SH Call SOLE 0 0 100 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 16 10000 SH Call SOLE 0 0 10000 VIATRIS INC COM 92556V106 1375 73384 SH SOLE 0 0 73384 QORVO INC COM 74736K101 14 300 SH Call SOLE 0 0 300 MICRON TECHNOLOGY INC COM 595112103 4 100 SH Call SOLE 0 0 100 INVITAE CORP COM 46185L103 7 700 SH Call SOLE 0 0 700 EXACT SCIENCES CORP COM 30063P105 0 100 SH Call SOLE 0 0 100 QUALCOMM INC COM 747525103 3 100 SH Call SOLE 0 0 100 GENERAL MTRS CO COM 37045V100 2 200 SH Call SOLE 0 0 200 ADVANCED MICRO DEVICES INC COM 007903107 22 1000 SH Call SOLE 0 0 1000 STRATASYS LTD SHS M85548101 26 4400 SH Call SOLE 0 0 4400 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 1 10000 SH Call SOLE 0 0 10000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1 100 SH Call SOLE 0 0 100 QUALCOMM INC COM 747525103 38 1600 SH Call SOLE 0 0 1600 AXT INC COM 00246W103 13 6100 SH Call SOLE 0 0 6100 AXT INC COM 00246W103 14 3000 SH Call SOLE 0 0 3000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 400 SH Call SOLE 0 0 400 SKYWORKS SOLUTIONS INC COM 83088M102 7 300 SH Call SOLE 0 0 300 AXT INC COM 00246W103 2 400 SH Call SOLE 0 0 400 EDITAS MEDICINE INC COM 28106W103 18 700 SH Call SOLE 0 0 700 LIVE NATION ENTERTAINMENT IN COM 538034109 9 400 SH Call SOLE 0 0 400 TWILIO INC CL A 90138F102 3 100 SH Put SOLE 0 0 100 ADVANCED MICRO DEVICES INC COM 007903107 9 500 SH Call SOLE 0 0 500 JD.COM INC SPON ADR CL A 47215P106 2 100 SH Call SOLE 0 0 100 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 2 100 SH Call SOLE 0 0 100 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 25 2000 SH Call SOLE 0 0 2000 ADVANCED MICRO DEVICES INC COM 007903107 4 300 SH Call SOLE 0 0 300 FIRST SOLAR INC COM 336433107 17 800 SH Call SOLE 0 0 800 SUNRUN INC COM 86771W105 18 1700 SH Call SOLE 0 0 1700 MICRON TECHNOLOGY INC COM 595112103 33 1600 SH Call SOLE 0 0 1600 MICRON TECHNOLOGY INC COM 595112103 3 200 SH Call SOLE 0 0 200 BAIDU INC SPON ADR REP A 056752108 5 100 SH Call SOLE 0 0 100 MICRON TECHNOLOGY INC COM 595112103 5 2000 SH Call SOLE 0 0 2000 MICRON TECHNOLOGY INC COM 595112103 12 1000 SH Call SOLE 0 0 1000 ISHARES TR CORE S&P MCP ETF 464287507 887 3676 SH SOLE 0 0 3676 ISHARES TR S&P 500 VAL ETF 464287408 841 6404 SH SOLE 0 0 6404 ISHARES TR RUS 1000 VAL ETF 464287598 1800 12777 SH SOLE 0 0 12777 ISHARES TR RUS 1000 GRW ETF 464287614 2341 9703 SH SOLE 0 0 9703 ISHARES TR RUSSELL 2000 ETF 464287655 213 1027 SH SOLE 0 0 1027 SPDR S&P 500 ETF TR TR UNIT 78462F103 5155 13613 SH SOLE 0 0 13613 AMAZON COM INC COM 023135106 1744 560 SH SOLE 0 0 560 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2984 12782 SH SOLE 0 0 12782 ONEOK INC NEW COM 682680103 455 11025 SH SOLE 0 0 11025 AMGEN INC COM 031162100 321 1350 SH SOLE 0 0 1350 ABBOTT LABS COM 002824100 234 2115 SH SOLE 0 0 2115 CONAGRA BRANDS INC COM 205887102 2391 72231 SH SOLE 0 0 72231 GENUINE PARTS CO COM 372460105 631 6000 SH SOLE 0 0 6000 INTEL CORP COM 458140100 824 15983 SH SOLE 0 0 15983 QUALCOMM INC COM 747525103 1027 6578 SH SOLE 0 0 6578 US BANCORP DEL COM NEW 902973304 393 7964 SH SOLE 0 0 7964 JOHNSON & JOHNSON COM 478160104 577 3621 SH SOLE 0 0 3621 PFIZER INC COM 717081103 309 8170 SH SOLE 0 0 8170 ISHARES TR MSCI EAFE ETF 464287465 1590 21268 SH SOLE 0 0 21268 CHEVRON CORP NEW COM 166764100 236 2573 SH SOLE 0 0 2573 MICROSOFT CORP COM 594918104 862 3964 SH SOLE 0 0 3964 AT&T INC COM 00206R102 385 13333 SH SOLE 0 0 13333 COCA COLA CO COM 191216100 263 5229 SH SOLE 0 0 5229 PEPSICO INC COM 713448108 388 2730 SH SOLE 0 0 2730 VERIZON COMMUNICATIONS INC COM 92343V104 213 3703 SH SOLE 0 0 3703 SPDR SER TR PORTFOLI S&P1500 78464A805 1972 42083 SH SOLE 0 0 42083 SELECT SECTOR SPDR TR ENERGY 81369Y506 514 12215 SH SOLE 0 0 12215 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 500 16107 SH SOLE 0 0 16107 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1739 12211 SH SOLE 0 0 12211 DEERE & CO COM 244199105 710 2409 SH SOLE 0 0 2409 EXXON MOBIL CORP COM 30231G102 674 14381 SH SOLE 0 0 14381 WALMART INC COM 931142103 357 2427 SH SOLE 0 0 2427 APPLIED MATLS INC COM 038222105 428 4370 SH SOLE 0 0 4370 UNION PAC CORP COM 907818108 1850 8510 SH SOLE 0 0 8510 TEXAS INSTRS INC COM 882508104 245 1430 SH SOLE 0 0 1430 TARGET CORP COM 87612E106 611 3128 SH SOLE 0 0 3128 DANAHER CORPORATION COM 235851102 374 1530 SH SOLE 0 0 1530 MERCK & CO. INC COM 58933Y105 343 4031 SH SOLE 0 0 4031 HOME DEPOT INC COM 437076102 1233 4547 SH SOLE 0 0 4547 JPMORGAN CHASE & CO COM 46625H100 541 3922 SH SOLE 0 0 3922 WELLS FARGO CO NEW COM 949746101 731 21998 SH SOLE 0 0 21998 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1755 8861 SH SOLE 0 0 8861 APPLE INC COM 037833100 2811 21794 SH SOLE 0 0 21794 KINDER MORGAN INC DEL COM 49456B101 161 10945 SH SOLE 0 0 10945 ISHARES TR MSCI EMG MKT ETF 464287234 373 6920 SH SOLE 0 0 6920 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 4280 32633 SH SOLE 0 0 32633 BERKSHIRE HATHAWAY INC DEL CL A 084670108 9801 28 SH SOLE 0 0 28 ISHARES TR SELECT DIVID ETF 464287168 1115 11173 SH SOLE 0 0 11173 NUCOR CORP COM 670346105 591 10410 SH SOLE 0 0 10410 ALPHABET INC CAP STK CL A 02079K305 360 205 SH SOLE 0 0 205 SPDR GOLD TR GOLD SHS 78463V107 513 2968 SH SOLE 0 0 2968 VANGUARD INDEX FDS MID CAP ETF 922908629 380 1790 SH SOLE 0 0 1790 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1880 22936 SH SOLE 0 0 22936 VANGUARD INDEX FDS SMALL CP ETF 922908751 886 4347 SH SOLE 0 0 4347 VANGUARD INDEX FDS GROWTH ETF 922908736 728 2870 SH SOLE 0 0 2870 NUVEEN AMT FREE MUN CR INC F COM 67071L106 526 31950 SH SOLE 0 0 31950 VALMONT INDS INC COM 920253101 10791 54058 SH SOLE 0 0 54058 ENBRIDGE INC COM 29250N105 267 8044 SH SOLE 0 0 8044 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2854 57317 SH SOLE 0 0 57317 ARES CAPITAL CORP COM 04010L103 188 11085 SH SOLE 0 0 11085 ISHARES TR ISHS 1-5YR INVS 464288646 1132 20566 SH SOLE 0 0 20566 ISHARES TR PFD AND INCM SEC 464288687 616 16345 SH SOLE 0 0 16345 ISHARES TR INTL SEL DIV ETF 464288448 746 24113 SH SOLE 0 0 24113 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1738 18395 SH SOLE 0 0 18395 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 662 13654 SH SOLE 0 0 13654 WISDOMTREE TR ENHNCD CMMDTY ST 97717Y683 199 10407 SH SOLE 0 0 10407 PHILIP MORRIS INTL INC COM 718172109 363 4408 SH SOLE 0 0 4408 SPDR SER TR PORTFOLIO S&P500 78464A854 301 6769 SH SOLE 0 0 6769 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 225 6478 SH SOLE 0 0 6478 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 1354 91459 SH SOLE 0 0 91459 ISHARES TR CONSER ALLOC ETF 464289883 332 8557 SH SOLE 0 0 8557 ISHARES TR GRWT ALLOCAT ETF 464289867 237 4485 SH SOLE 0 0 4485 ISHARES TR SHRT NAT MUN ETF 464288158 2840 26284 SH SOLE 0 0 26284 ISHARES TR AGGRES ALLOC ETF 464289859 202 3105 SH SOLE 0 0 3105 ISHARES TR INTL TREA BD ETF 464288117 348 6320 SH SOLE 0 0 6320 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2468 24184 SH SOLE 0 0 24184 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2672 32190 SH SOLE 0 0 32190 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 480 5108 SH SOLE 0 0 5108 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1234 20047 SH SOLE 0 0 20047 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 547 24423 SH SOLE 0 0 24423 TESLA INC COM 88160R101 2198 2710 SH SOLE 0 0 2710 ALPS ETF TR ALERIAN MLP 00162Q452 491 17529 SH SOLE 0 0 17529 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 382 2020 SH SOLE 0 0 2020 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3692 10606 SH SOLE 0 0 10606 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 332 1440 SH SOLE 0 0 1440 ACELRX PHARMACEUTICALS INC COM 00444T100 14 10000 SH SOLE 0 0 10000 ISHARES TR FLTG RATE NT ETF 46429B655 2160 42540 SH SOLE 0 0 42540 FACEBOOK INC CL A 30303M102 344 1338 SH SOLE 0 0 1338 ABBVIE INC COM 00287Y109 355 3257 SH SOLE 0 0 3257 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2076 102977 SH SOLE 0 0 102977 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 838 16695 SH SOLE 0 0 16695 ALPHABET INC CAP STK CL C 02079K107 337 191 SH SOLE 0 0 191 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 1046 40503 SH SOLE 0 0 40503 PAYPAL HLDGS INC COM 70450Y103 215 907 SH SOLE 0 0 907 ISHARES TR IBONDS DEC2022 46435G755 211 7989 SH SOLE 0 0 7989 ISHARES TR CORE INTL AGGR 46435G672 214 3827 SH SOLE 0 0 3827 SQUARE INC CL A 852234103 766 3395 SH SOLE 0 0 3395 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1605 25292 SH SOLE 0 0 25292 THE TRADE DESK INC COM CL A 88339J105 242 310 SH SOLE 0 0 310 LAMB WESTON HLDGS INC COM 513272104 2052 26990 SH SOLE 0 0 26990 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 418 16687 SH SOLE 0 0 16687 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 416 8235 SH SOLE 0 0 8235 ISHARES TR IBONDS DEC2023 46435G318 218 8320 SH SOLE 0 0 8320 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2837 55864 SH SOLE 0 0 55864 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 304 5144 SH SOLE 0 0 5144 DOCUSIGN INC COM 256163106 422 1750 SH SOLE 0 0 1750