Compliance Director

0001690370-20-000005.txt : 20201009 0001690370-20-000005.hdr.sgml : 20201009 20201009153753 ACCESSION NUMBER: 0001690370-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201009 DATE AS OF CHANGE: 20201009 EFFECTIVENESS DATE: 20201009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Resources Investment Advisors, LLC. CENTRAL INDEX KEY: 0001690370 IRS NUMBER: 431451524 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18121 FILM NUMBER: 201233135 BUSINESS ADDRESS: STREET 1: 4860 COLLEGE BLVD. STREET 2: SUITE 100 CITY: OVERLAND PARK STATE: KS ZIP: 66211 BUSINESS PHONE: 9133385300 MAIL ADDRESS: STREET 1: 4860 COLLEGE BLVD. STREET 2: SUITE 100 CITY: OVERLAND PARK STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Resources Investment Advisors, Inc. DATE OF NAME CHANGE: 20161117 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001690370 XXXXXXXX 09-30-2020 09-30-2020 Resources Investment Advisors, LLC.

4860 COLLEGE BLVD. SUITE 100 OVERLAND PARK KS 66211

13F HOLDINGS REPORT 028-18121 N Jessica Schubel Compliance Director 913-521-4000 Jessica Schubel Overland Park KS 10-09-2020 0 837 1447 false INFORMATION TABLE 2 q3-2020.xml NAUTILUS INC COM 63910B102 8 1600 SH Call SOLE 0 0 1600 GENERAL ELECTRIC CO COM 369604103 305 49015 SH SOLE 0 0 49015 ISHARES TR NATIONAL MUN ETF 464288414 12763 110090 SH SOLE 0 0 110090 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 1256 93134 SH SOLE 0 0 93134 MONOLITHIC PWR SYS INC COM 609839105 162 581 SH SOLE 0 0 581 SPDR SER TR PORTFOLIO INTRMD 78464A375 811 22064 SH SOLE 0 0 22064 PAVMED INC COM 70387R106 20 11452 SH SOLE 0 0 11452 BECTON DICKINSON & CO COM 075887109 317 1364 SH SOLE 0 0 1364 QUALCOMM INC COM 747525103 9 700 SH Call SOLE 0 0 700 SIERRA WIRELESS INC COM 826516106 144 12900 SH SOLE 0 0 12900 ACTIVISION BLIZZARD INC COM 00507V109 289 3565 SH SOLE 0 0 3565 QUALCOMM INC COM 747525103 6 300 SH Call SOLE 0 0 300 ESPERION THERAPEUTICS INC NE COM 29664W105 427 11500 SH SOLE 0 0 11500 SPDR S&P 500 ETF TR TR UNIT 78462F103 10747 32090 SH SOLE 0 0 32090 ACCURAY INC COM 004397105 0 164 SH SOLE 0 0 164 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 116 117000 PRN SOLE 0 0 117000 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 685 13426 SH SOLE 0 0 13426 ISHARES SILVER TR ISHARES 46428Q109 1154 53306 SH SOLE 0 0 53306 DRAFTKINGS INC COM CL A 26142R104 233 3962 SH SOLE 0 0 3962 BIOTELEMETRY INC COM 090672106 533 11700 SH SOLE 0 0 11700 SPDR SER TR PORTFLI TIPS ETF 78464A656 493 15963 SH SOLE 0 0 15963 BLUEPRINT MEDICINES CORP COM 09627Y109 14 500 SH Call SOLE 0 0 500 MASTERCARD INCORPORATED CL A 57636Q104 1426 4217 SH SOLE 0 0 4217 EATON VANCE HIGH INCOME 2021 COM SH BEN INT 27829W101 161 17005 SH SOLE 0 0 17005 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 257 3070 SH SOLE 0 0 3070 ISHARES TR COHEN STEER REIT 464287564 311 3050 SH SOLE 0 0 3050 ISHARES TR SELECT DIVID ETF 464287168 505 6190 SH SOLE 0 0 6190 WORKIVA INC COM CL A 98139A105 2320 41602 SH SOLE 0 0 41602 FIRST TR EXCH 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SOLE 0 0 23315 PROSHARES TR S&P 500 DV ARIST 74348A467 201 2781 SH SOLE 0 0 2781 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 46839 942041 SH SOLE 0 0 942041 KIMBERLY CLARK CORP COM 494368103 651 4408 SH SOLE 0 0 4408 AVEO PHARMACEUTICALS INC COM NEW 053588307 15 2560 SH SOLE 0 0 2560 RH COM 74967X103 22 400 SH Call SOLE 0 0 400 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 25 25000 PRN SOLE 0 0 25000 ETF SER SOLUTIONS US GLB JETS 26922A842 215 12741 SH SOLE 0 0 12741 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 374 16885 SH SOLE 0 0 16885 ACACIA COMMUNICATIONS INC COM 00401C108 288 9900 SH Call SOLE 0 0 9900 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 5277 168042 SH SOLE 0 0 168042 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1819 14142 SH SOLE 0 0 14142 APPLE INC COM 037833100 2 400 SH Call SOLE 0 0 400 FATE THERAPEUTICS INC COM 31189P102 5 900 SH Call SOLE 0 0 900 ISHARES TR NASDAQ BIOTECH 464287556 357 2638 SH SOLE 0 0 2638 ISHARES TR IBOXX INV CP ETF 464287242 396 2941 SH SOLE 0 0 2941 VANGUARD INDEX FDS MID CAP ETF 922908629 4495 25503 SH SOLE 0 0 25503 SQUARE INC CL A 852234103 574 3529 SH SOLE 0 0 3529 GLOBAL X FDS GLOBAL X GOLD EX 37954Y863 246 7015 SH SOLE 0 0 7015 ISHARES TR 3 7 YR TREAS BD 464288661 242 1808 SH SOLE 0 0 1808 ISHARES TR CORE DIV GRWTH 46434V621 1093 27479 SH SOLE 0 0 27479 WISDOMTREE TR US DIVID EX FNCL 97717W406 302 4000 SH SOLE 0 0 4000 ZOETIS INC CL A 98978V103 255 1542 SH SOLE 0 0 1542 ELECTRONIC ARTS INC COM 285512109 354 2712 SH SOLE 0 0 2712 DBX ETF TR XTRACK USD HIGH 233051432 345 7169 SH SOLE 0 0 7169 DYNEX CAP INC COM 26817Q886 152 10000 SH SOLE 0 0 10000 PROSHARES TR SHORT S&P 500 NE 74347B425 255 12528 SH SOLE 0 0 12528 QUALCOMM INC COM 747525103 15 700 SH Call SOLE 0 0 700 FIRST TR VALUE LINE DIVID IN SHS 33734H106 5715 181650 SH SOLE 0 0 181650 ISHARES TR CORE S&P TTL STK 464287150 1148 15207 SH SOLE 0 0 15207 HEALTHPEAK PROPERTIES INC COM 42250P103 205 7539 SH SOLE 0 0 7539 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 411 7575 SH SOLE 0 0 7575 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 631 10665 SH SOLE 0 0 10665 SPDR SER TR PORTFOLIO S&P500 78464A854 519 13189 SH SOLE 0 0 13189 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 356 31991 SH SOLE 0 0 31991 SPDR SER TR S&P BIOTECH 78464A870 383 3437 SH SOLE 0 0 3437 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1565 17742 SH SOLE 0 0 17742 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 327 13572 SH SOLE 0 0 13572 PINTEREST INC CL A 72352L106 199 4803 SH SOLE 0 0 4803 ISHARES TR CORE INTL AGGR 46435G672 6095 109506 SH SOLE 0 0 109506 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 1372 19835 SH SOLE 0 0 19835 AUTOMATIC DATA PROCESSING IN COM 053015103 322 2311 SH SOLE 0 0 2311 NUVEEN MUN VALUE FD INC COM 670928100 548 51421 SH SOLE 0 0 51421 BLACKSTONE GROUP INC COM CL A 09260D107 4336 83057 SH SOLE 0 0 83057 INVITAE CORP COM 46185L103 9 500 SH Call SOLE 0 0 500 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3230 15831 SH SOLE 0 0 15831 INVESCO 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DIVERSIFIED MU 025072505 17452 325749 SH SOLE 0 0 325749 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 196 18150 SH SOLE 0 0 18150 NORTHROP GRUMMAN CORP COM 666807102 398 1263 SH SOLE 0 0 1263 MICROSOFT CORP COM 594918104 16741 79593 SH SOLE 0 0 79593 MICRON TECHNOLOGY INC COM 595112103 5 400 SH Call SOLE 0 0 400 ISHARES TR CORE MSCI EAFE 46432F842 1066 17679 SH SOLE 0 0 17679 QUALCOMM INC COM 747525103 9 300 SH Call SOLE 0 0 300 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1835 31889 SH SOLE 0 0 31889 ISHARES TR RUS MID CAP ETF 464287499 402 7008 SH SOLE 0 0 7008 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 532 38540 SH SOLE 0 0 38540 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 13 200 SH Call SOLE 0 0 200 QUALCOMM INC COM 747525103 3 1000 SH Call SOLE 0 0 1000 ABBOTT LABS COM 002824100 29 19800 SH Call SOLE 0 0 19800 STARBUCKS CORP COM 855244109 657 7652 SH SOLE 0 0 7652 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 227 2088 SH SOLE 0 0 2088 ISHARES TR MSCI USA SML CP 46434V290 637 17081 SH SOLE 0 0 17081 ISHARES TR RUS 1000 ETF 464287622 626 3343 SH SOLE 0 0 3343 ADOBE SYSTEMS INCORPORATED COM 00724F101 325 663 SH SOLE 0 0 663 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 8818 109366 SH SOLE 0 0 109366 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 14 400 SH Call SOLE 0 0 400 SPDR SER TR PORTFOLIO AGRGTE 78464A649 1638 53149 SH SOLE 0 0 53149 ISHARES TR CORE S&P MCP ETF 464287507 3205 17296 SH SOLE 0 0 17296 ISHARES TR S&P 500 VAL ETF 464287408 9039 80379 SH SOLE 0 0 80379 INVITAE CORP COM 46185L103 82 2900 SH Call SOLE 0 0 2900 AUTOMATIC DATA PROCESSING IN COM 053015103 6 1000 SH Put SOLE 0 0 1000 PACER FDS TR TRENDP 100 ETF 69374H303 517 10759 SH SOLE 0 0 10759 NAUTILUS INC COM 63910B102 42 5800 SH Call SOLE 0 0 5800 BARRICK GOLD CORP COM 067901108 275 9800 SH SOLE 0 0 9800 ENBRIDGE INC COM 29250N105 426 14602 SH SOLE 0 0 14602 MCDONALDS CORP COM 580135101 1849 8425 SH SOLE 0 0 8425 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 463 4390 SH SOLE 0 0 4390 SPDR SER TR PRTFLO S&P500 GW 78464A409 2297 45836 SH SOLE 0 0 45836 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 302 8261 SH SOLE 0 0 8261 ISHARES TR FALN ANGLS USD 46435G474 519 19002 SH SOLE 0 0 19002 CIGNA CORP NEW COM 125523100 1150 6788 SH SOLE 0 0 6788 GENERAL DYNAMICS CORP COM 369550108 620 4478 SH SOLE 0 0 4478 STMICROELECTRONICS N V NY REGISTRY 861012102 299 9755 SH SOLE 0 0 9755 ISHARES TR GLOBAL REIT ETF 46434V647 297 14126 SH SOLE 0 0 14126 ALPHABET INC CAP STK CL A 02079K305 11021 7520 SH SOLE 0 0 7520 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 2422 70992 SH SOLE 0 0 70992 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 215 4265 SH SOLE 0 0 4265 CVS HEALTH CORP COM 126650100 7 2000 SH Call SOLE 0 0 2000 VERTEX PHARMACEUTICALS INC COM 92532F100 211 775 SH SOLE 0 0 775 EMERSON ELEC CO COM 291011104 783 11946 SH SOLE 0 0 11946 BLUEPRINT MEDICINES CORP COM 09627Y109 243 2626 SH SOLE 0 0 2626 ISHARES TR ISHS 1-5YR INVS 464288646 1074 19553 SH SOLE 0 0 19553 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 33739P707 2247 37017 SH SOLE 0 0 37017 PACER FDS TR TRENDP US LAR CP 69374H105 597 20201 SH SOLE 0 0 20201 SPOTIFY TECHNOLOGY S A SHS L8681T102 203 835 SH SOLE 0 0 835 DUPONT DE NEMOURS INC COM 26614N102 282 5090 SH SOLE 0 0 5090 SPDR SER TR DJ REIT ETF 78464A607 343 4400 SH SOLE 0 0 4400 SPDR SER TR PORTFOLIO SHORT 78464A474 909 28978 SH SOLE 0 0 28978 TESLA INC COM 88160R101 9 200 SH Call SOLE 0 0 200 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1591 30884 SH SOLE 0 0 30884 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 280 2898 SH SOLE 0 0 2898 MICRON TECHNOLOGY INC COM 595112103 80 9900 SH Call SOLE 0 0 9900 CATERPILLAR INC DEL COM 149123101 1018 6824 SH SOLE 0 0 6824 ISHARES TR MSCI EAFE ETF 464287465 229 3605 SH SOLE 0 0 3605 SPDR SER TR S&P METALS MNG 78464A755 486 20929 SH SOLE 0 0 20929 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 13973 275082 SH SOLE 0 0 275082 WISDOMTREE TR US MIDCAP DIVID 97717W505 332 11497 SH SOLE 0 0 11497 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 464 7480 SH SOLE 0 0 7480 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1538 35572 SH SOLE 0 0 35572 BAXTER INTL INC COM 071813109 207 2578 SH SOLE 0 0 2578 MORGAN STANLEY COM NEW 617446448 205 4246 SH SOLE 0 0 4246 ADVANCED MICRO DEVICES INC COM 007903107 12 500 SH Call SOLE 0 0 500 ABBOTT LABS COM 002824100 2 207900 SH Call SOLE 0 0 207900 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 3041 48060 SH SOLE 0 0 48060 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 859 6010 SH SOLE 0 0 6010 SITIME CORP COM 82982T106 201 2389 SH SOLE 0 0 2389 ISHARES TR U.S. REAL ES ETF 464287739 643 8048 SH SOLE 0 0 8048 SPDR SER TR PRTFLO S&P500 VL 78464A508 299 9898 SH SOLE 0 0 9898 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 6331 108813 SH SOLE 0 0 108813 UNITED PARCEL SERVICE INC CL B 911312106 421 2525 SH SOLE 0 0 2525 CONOCOPHILLIPS COM 20825C104 1856 56522 SH SOLE 0 0 56522 TESLA INC COM 88160R101 448 40000 SH Call SOLE 0 0 40000 INTUIT COM 461202103 358 1098 SH SOLE 0 0 1098 NAUTILUS INC COM 63910B102 8 1000 SH Call SOLE 0 0 1000 CLOVIS ONCOLOGY INC COM 189464100 42 7150 SH SOLE 0 0 7150 HILTON WORLDWIDE HLDGS INC COM 43300A203 318 3725 SH SOLE 0 0 3725 INVITAE CORP COM 46185L103 30 1600 SH Call SOLE 0 0 1600 MEDTRONIC PLC SHS G5960L103 724 6968 SH SOLE 0 0 6968 BLACKROCK INC COM 09247X101 762 1352 SH SOLE 0 0 1352 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 333 6109 SH SOLE 0 0 6109 FIRST TR EXCHANGE-TRADED FD NAT GAS ETF 33733E807 61 10030 SH SOLE 0 0 10030 SPDR SER TR S&P 600 SML CAP 78464A813 25070 411857 SH SOLE 0 0 411857 LULULEMON ATHLETICA INC COM 550021109 350 1063 SH SOLE 0 0 1063 JOHNSON & JOHNSON COM 478160104 3575 24014 SH SOLE 0 0 24014 AIR PRODS & CHEMS INC COM 009158106 224 752 SH SOLE 0 0 752 ISHARES INC MSCI GBL MIN VOL 464286525 588 6396 SH SOLE 0 0 6396 ISHARES TR 0-5YR HI YL CP 46434V407 228 5181 SH SOLE 0 0 5181 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 448 2780 SH SOLE 0 0 2780 OTIS WORLDWIDE CORP COM 68902V107 495 7938 SH SOLE 0 0 7938 RPM INTL INC COM 749685103 226 2731 SH SOLE 0 0 2731 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 1557 108403 SH SOLE 0 0 108403 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 337 2293 SH SOLE 0 0 2293 SUNPOWER CORP COM 867652406 18 5400 SH Call SOLE 0 0 5400 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 39938 765238 SH SOLE 0 0 765238 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1161 10498 SH SOLE 0 0 10498 CATCHMARK TIMBER TR INC CL A 14912Y202 131 14623 SH SOLE 0 0 14623 SPDR SER TR PORTFOLI S&P1500 78464A805 312 7628 SH SOLE 0 0 7628 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 165 17947 SH SOLE 0 0 17947 CROWN CASTLE INTL CORP NEW COM 22822V101 400 2404 SH SOLE 0 0 2404 SPDR SER TR BLMBRG BRC CNVRT 78464A359 345 5010 SH SOLE 0 0 5010 TESLA INC COM 88160R101 1 100 SH Call SOLE 0 0 100 BAKER HUGHES COMPANY CL A 05722G100 143 10773 SH SOLE 0 0 10773 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2155 38750 SH SOLE 0 0 38750 CRONOS GROUP INC COM 22717L101 53 10651 SH SOLE 0 0 10651 PIMCO ETF TR ACTIVE BD ETF 72201R775 223 1985 SH SOLE 0 0 1985 SUNPOWER CORP COM 867652406 6 2000 SH Call SOLE 0 0 2000 VAIL RESORTS INC COM 91879Q109 3672 17160 SH SOLE 0 0 17160 UNITED AIRLS HLDGS INC COM 910047109 210 6038 SH SOLE 0 0 6038 MICRON TECHNOLOGY INC COM 595112103 514 10936 SH SOLE 0 0 10936 PFIZER INC COM 717081103 2985 81340 SH SOLE 0 0 81340 INVITAE CORP COM 46185L103 39 1600 SH Call SOLE 0 0 1600 EVERSOURCE ENERGY COM 30040W108 502 6004 SH SOLE 0 0 6004 DISNEY WALT CO COM DISNEY 254687106 2967 23913 SH SOLE 0 0 23913 FORESIGHT AUTONOMOUS HLDGS L SPONSORED ADS 345523104 15 16400 SH SOLE 0 0 16400 3-D SYS CORP DEL COM NEW 88554D205 64 13004 SH SOLE 0 0 13004 ISHARES TR SHRT NAT MUN ETF 464288158 1430 13228 SH SOLE 0 0 13228 DEERE & CO COM 244199105 410 1848 SH SOLE 0 0 1848 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 20418 188864 SH SOLE 0 0 188864 TESLA INC COM 88160R101 0 9900 SH Call SOLE 0 0 9900 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1800 67280 SH SOLE 0 0 67280 AXSOME THERAPEUTICS INC COM 05464T104 289 4053 SH SOLE 0 0 4053 DIGITAL RLTY TR INC COM 253868103 252 1718 SH SOLE 0 0 1718 SCHWAB STRATEGIC TR US REIT ETF 808524847 1401 39600 SH SOLE 0 0 39600 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 262 3251 SH SOLE 0 0 3251 AMERICAN TOWER CORP NEW COM 03027X100 743 3072 SH SOLE 0 0 3072 UBER TECHNOLOGIES INC COM 90353T100 3 1400 SH Call SOLE 0 0 1400 QORVO INC COM 74736K101 4 2000 SH Call SOLE 0 0 2000 AMERICAN EXPRESS CO COM 025816109 686 6840 SH SOLE 0 0 6840 PIMCO CORPORATE & INCOME OPP COM 72201B101 161 10000 SH SOLE 0 0 10000 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 48632 1445665 SH SOLE 0 0 1445665 GLOBAL X FDS GLOBAL X SILVER 37954Y848 816 18839 SH SOLE 0 0 18839 PEPSICO INC COM 713448108 2386 17215 SH SOLE 0 0 17215 ISHARES TR TIPS BD ETF 464287176 1160 9166 SH SOLE 0 0 9166 GREEN DOT CORP CL A 39304D102 234 4625 SH SOLE 0 0 4625 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 361 3925 SH SOLE 0 0 3925 INVITAE CORP COM 46185L103 44 39600 SH Call SOLE 0 0 39600 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1501 7200 SH SOLE 0 0 7200 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 8 100 SH Call SOLE 0 0 100 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 15 200 SH Call SOLE 0 0 200 CVS HEALTH CORP COM 126650100 1236 21169 SH SOLE 0 0 21169 ABBOTT LABS COM 002824100 2252 20689 SH SOLE 0 0 20689 NAUTILUS INC COM 63910B102 17 6400 SH Call SOLE 0 0 6400 BK OF AMERICA CORP COM 060505104 1234 51211 SH SOLE 0 0 51211 ANNALY CAPITAL MANAGEMENT IN COM 035710409 127 17830 SH SOLE 0 0 17830 JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 47804J859 424 15609 SH SOLE 0 0 15609 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 131 10473 SH SOLE 0 0 10473 PIMCO ETF TR SHTRM MUN BD ACT 72201R874 21827 425818 SH SOLE 0 0 425818 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 818 19999 SH SOLE 0 0 19999 AMEREN CORP COM 023608102 286 3611 SH SOLE 0 0 3611 COSTCO WHSL CORP NEW COM 22160K105 1343 3784 SH SOLE 0 0 3784 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 228 3558 SH SOLE 0 0 3558 MGM RESORTS INTERNATIONAL COM 552953101 422 19394 SH SOLE 0 0 19394 NEXTERA ENERGY INC COM 65339F101 1876 6760 SH SOLE 0 0 6760 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6 100 SH Call SOLE 0 0 100 GLOBAL X FDS S&P 500 CATHOLIC 37954Y889 279 6715 SH SOLE 0 0 6715 TESLA INC COM 88160R101 1 100 SH Call SOLE 0 0 100 TRAVELERS COMPANIES INC COM 89417E109 284 2629 SH SOLE 0 0 2629 NETFLIX INC COM 64110L106 3 1000 SH Call SOLE 0 0 1000 SOUTHWEST AIRLS CO COM 844741108 314 8379 SH SOLE 0 0 8379 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 201 7418 SH SOLE 0 0 7418 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 235 2484 SH SOLE 0 0 2484 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 921 4892 SH SOLE 0 0 4892 WORKDAY INC CL A 98138H101 254 1180 SH SOLE 0 0 1180 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 252 12466 SH SOLE 0 0 12466 NOVARTIS AG SPONSORED ADR 66987V109 372 4282 SH SOLE 0 0 4282 MERCK & CO. INC COM 58933Y105 2112 25463 SH SOLE 0 0 25463 MGM RESORTS INTERNATIONAL COM 552953101 6 1400 SH Call SOLE 0 0 1400 ISHARES INC EM MKT SM-CP ETF 464286475 6495 148332 SH SOLE 0 0 148332 ADVANCED MICRO DEVICES INC COM 007903107 15 1000 SH Call SOLE 0 0 1000 AT&T INC COM 00206R102 3535 123976 SH SOLE 0 0 123976 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 333 1472 SH SOLE 0 0 1472 TRANE TECHNOLOGIES PLC SHS G8994E103 401 3310 SH SOLE 0 0 3310 REGENERON PHARMACEUTICALS COM 75886F107 256 457 SH SOLE 0 0 457 PROGRESSIVE CORP COM 743315103 258 2723 SH SOLE 0 0 2723 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 895 41608 SH SOLE 0 0 41608 AMAZON COM INC COM 023135106 11540 3665 SH SOLE 0 0 3665 NIKE INC CL B 654106103 3 200 SH Call SOLE 0 0 200 FIRST SOLAR INC COM 336433107 19 1000 SH Call SOLE 0 0 1000 REALTY INCOME CORP COM 756109104 233 3839 SH SOLE 0 0 3839 INVITAE CORP COM 46185L103 20 600 SH Call SOLE 0 0 600 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 683 7283 SH SOLE 0 0 7283 ARCHER DANIELS MIDLAND CO COM 039483102 249 5361 SH SOLE 0 0 5361 CUMMINS INC COM 231021106 281 1329 SH SOLE 0 0 1329 RH COM 74967X103 27 300 SH Call SOLE 0 0 300 ISHARES TR MSCI INTL MULTFT 46434V274 296 12200 SH SOLE 0 0 12200 ROKU INC COM CL A 77543R102 1137 6023 SH SOLE 0 0 6023 NUVEEN PFD & INCM SECURTIES COM 67072C105 98 11094 SH SOLE 0 0 11094 WELLS FARGO CO NEW PERP PFD CNV A 949746804 360 268 SH SOLE 0 0 268 AMERIPRISE FINL INC COM 03076C106 292 1898 SH SOLE 0 0 1898 COLGATE PALMOLIVE CO COM 194162103 242 3131 SH SOLE 0 0 3131 BLUEPRINT MEDICINES CORP COM 09627Y109 17 400 SH Call SOLE 0 0 400 QUALCOMM INC COM 747525103 16 400 SH Call SOLE 0 0 400 WISDOMTREE TR YIELD ENHANCED 97717Y808 2097 40675 SH SOLE 0 0 40675 PRICE T ROWE GROUP INC COM 74144T108 334 2601 SH SOLE 0 0 2601 BOEING CO COM 097023105 1921 11622 SH SOLE 0 0 11622 PROCTER AND GAMBLE CO COM 742718109 1647 11852 SH SOLE 0 0 11852 ORACLE CORP COM 68389X105 553 9260 SH SOLE 0 0 9260 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 2820 50935 SH SOLE 0 0 50935 AMERICAN CENTY ETF TR DIVERSIFID CRP 025072109 526 10000 SH SOLE 0 0 10000 STRYKER CORPORATION COM 863667101 705 3382 SH SOLE 0 0 3382 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 13825 202351 SH SOLE 0 0 202351 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 712 12295 SH SOLE 0 0 12295 JD.COM INC SPON ADR CL A 47215P106 20 700 SH Call SOLE 0 0 700 DRAFTKINGS INC COM CL A 26142R104 29 1000 SH Call SOLE 0 0 1000 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 659 7934 SH SOLE 0 0 7934 ISHARES TR US HLTHCARE ETF 464287762 911 4008 SH SOLE 0 0 4008 FREEPORT-MCMORAN INC CL B 35671D857 301 19215 SH SOLE 0 0 19215 WISDOMTREE TR US QTLY DIV GRT 97717X669 326 6584 SH SOLE 0 0 6584 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7 400 SH Call SOLE 0 0 400 US BANCORP DEL COM NEW 902973304 453 12649 SH SOLE 0 0 12649 ENTEGRIS INC COM 29362U104 391 5257 SH SOLE 0 0 5257 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 171 4304 SH SOLE 0 0 4304 HOME DEPOT INC COM 437076102 1 100 SH Call SOLE 0 0 100 ISHARES TR MSCI USA VALUE 46432F388 1998 27087 SH SOLE 0 0 27087 FORWARD PHARMA A/S SPONSORD ADS NEW 34986J204 87 14083 SH SOLE 0 0 14083 MICRON TECHNOLOGY INC COM 595112103 8 1100 SH Call SOLE 0 0 1100 NVIDIA CORPORATION COM 67066G104 12 100 SH Call SOLE 0 0 100 NIKE INC CL B 654106103 900 7167 SH SOLE 0 0 7167 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 979 4647 SH SOLE 0 0 4647 LANTRONIX INC COM NEW 516548203 125 25919 SH SOLE 0 0 25919 OMEGA HEALTHCARE INVS INC COM 681936100 392 13096 SH SOLE 0 0 13096 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 728 8974 SH SOLE 0 0 8974 CINTAS CORP COM 172908105 219 659 SH SOLE 0 0 659 ISHARES TR CORE S&P SCP ETF 464287804 2967 42245 SH SOLE 0 0 42245 FS KKR CAPITAL CORP COM 302635206 182 11450 SH SOLE 0 0 11450 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 579 14791 SH SOLE 0 0 14791 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 741 15700 SH SOLE 0 0 15700 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 431 5601 SH SOLE 0 0 5601 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 9106 114336 SH SOLE 0 0 114336 CISCO SYS INC COM 17275R102 2452 62259 SH SOLE 0 0 62259 SHOPIFY INC CL A 82509L107 814 796 SH SOLE 0 0 796 ISHARES TR 1 3 YR TREAS BD 464287457 488 5641 SH SOLE 0 0 5641 EATON VANCE MUN INCOME 2028 SHS 27829U105 296 14065 SH SOLE 0 0 14065 CLOVIS ONCOLOGY INC COM 189464100 11 11000 SH Call SOLE 0 0 11000 ARES CAPITAL CORP COM 04010L103 150 10745 SH SOLE 0 0 10745 MICRON TECHNOLOGY INC COM 595112103 0 1000 SH Call SOLE 0 0 1000 EATON VANCE FLOATING RATE 20 COM 27831H100 104 11732 SH SOLE 0 0 11732 BLUEPRINT MEDICINES CORP COM 09627Y109 16 700 SH Call SOLE 0 0 700 DOW INC COM 260557103 288 6125 SH SOLE 0 0 6125 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 246 10104 SH SOLE 0 0 10104 QUALCOMM INC COM 747525103 1345 29700 SH Call SOLE 0 0 29700 BRISTOL-MYERS SQUIBB CO COM 110122108 1344 22288 SH SOLE 0 0 22288 CAREDX INC COM 14167L103 216 5700 SH SOLE 0 0 5700 TANDEM DIABETES CARE INC COM NEW 875372203 10 400 SH Call SOLE 0 0 400 EXACT SCIENCES CORP COM 30063P105 9715 95288 SH SOLE 0 0 95288 CORNING INC COM 219350105 286 8822 SH SOLE 0 0 8822 PLUG POWER INC COM NEW 72919P202 213 15899 SH SOLE 0 0 15899 DTE ENERGY CO COM 233331107 242 2101 SH SOLE 0 0 2101 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 9 900 SH Call SOLE 0 0 900 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 414 1763 SH SOLE 0 0 1763 BROADCOM INC COM 11135F101 517 1418 SH SOLE 0 0 1418 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3922 18416 SH SOLE 0 0 18416 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 4858 16526 SH SOLE 0 0 16526 BLUEPRINT MEDICINES CORP COM 09627Y109 23 700 SH Call SOLE 0 0 700 TESLA INC COM 88160R101 10 100 SH Call SOLE 0 0 100 SUNPOWER CORP COM 867652406 36 6400 SH Call SOLE 0 0 6400 PINTEREST INC CL A 72352L106 6 500 SH Call SOLE 0 0 500 WISDOMTREE TR YIELD ENHANCD US 97717X511 2836 52690 SH SOLE 0 0 52690 ABBVIE INC COM 00287Y109 2691 30718 SH SOLE 0 0 30718 FLEXSHARES TR MORNSTAR UPSTR 33939L407 408 14706 SH SOLE 0 0 14706 WISDOMTREE TR US SMALLCAP DIVD 97717W604 392 18615 SH SOLE 0 0 18615 GILEAD SCIENCES INC COM 375558103 628 9943 SH SOLE 0 0 9943 BROADMARK RLTY CAP INC COM 11135B100 123 12482 SH SOLE 0 0 12482 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 224 5260 SH SOLE 0 0 5260 HILTON WORLDWIDE HLDGS INC COM 43300A203 0 1000 SH Put SOLE 0 0 1000 MONDELEZ INTL INC CL A 609207105 289 5033 SH SOLE 0 0 5033 COMMERCE BANCSHARES INC COM 200525103 675 11994 SH SOLE 0 0 11994 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 49702 431550 SH SOLE 0 0 431550 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1215 15387 SH SOLE 0 0 15387 VISA INC COM CL A 92826C839 1556 7780 SH SOLE 0 0 7780 JD.COM INC SPON ADR CL A 47215P106 339 4367 SH SOLE 0 0 4367 PGIM ETF TR ULTRA SHORT 69344A107 684 13700 SH SOLE 0 0 13700 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7 200 SH Call SOLE 0 0 200 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 603 23774 SH SOLE 0 0 23774 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1164 5416 SH SOLE 0 0 5416 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 262 6147 SH SOLE 0 0 6147 PUXIN LTD ADS 74704P108 104 11690 SH SOLE 0 0 11690 OVERSTOCK COM INC DEL COM 690370101 20 39600 SH Call SOLE 0 0 39600 WELLTOWER INC COM 95040Q104 506 9181 SH SOLE 0 0 9181 DELTA AIR LINES INC DEL COM NEW 247361702 2 300 SH Call SOLE 0 0 300 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 449 30491 SH SOLE 0 0 30491 FIRST SOLAR INC COM 336433107 220 3327 SH SOLE 0 0 3327 SPDR SER TR SSGA US SMAL ETF 78468R887 478 6305 SH SOLE 0 0 6305 ISHARES INC JP MRGN EM HI BD 464286285 495 11333 SH SOLE 0 0 11333 GENPREX INC COM 372446104 34 10248 SH SOLE 0 0 10248 MICRON TECHNOLOGY INC COM 595112103 7 600 SH Call SOLE 0 0 600 SKYWORKS SOLUTIONS INC COM 83088M102 13 400 SH Call SOLE 0 0 400 CONSTELLATION BRANDS INC CL A 21036P108 572 3020 SH SOLE 0 0 3020 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1059 10366 SH SOLE 0 0 10366 QUALCOMM INC COM 747525103 29 600 SH Call SOLE 0 0 600 ISHARES TR RUS 1000 VAL ETF 464287598 967 8182 SH SOLE 0 0 8182 ISHARES TR MRGSTR MD CP ETF 464288208 407 2033 SH SOLE 0 0 2033 GALLAGHER ARTHUR J & CO COM 363576109 719 6809 SH SOLE 0 0 6809 FIRST MAJESTIC SILVER CORP COM 32076V103 103 10799 SH SOLE 0 0 10799 VANGUARD INDEX FDS SMALL CP ETF 922908751 1972 12820 SH SOLE 0 0 12820 FACEBOOK INC CL A 30303M102 11741 44829 SH SOLE 0 0 44829 PEOPLES UNITED FINANCIAL INC COM 712704105 259 25120 SH SOLE 0 0 25120 AMER STATES WTR CO COM 029899101 225 3000 SH SOLE 0 0 3000 FIRST TR EXCHANGE TRADED FD DJ INTL INTRNT 33734X770 522 13163 SH SOLE 0 0 13163 DRAFTKINGS INC COM CL A 26142R104 27 700 SH Call SOLE 0 0 700 MAXIM INTEGRATED PRODS INC COM 57772K101 293 4340 SH SOLE 0 0 4340 MARSH & MCLENNAN COS INC COM 571748102 320 2789 SH SOLE 0 0 2789 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 366 9456 SH SOLE 0 0 9456 BIODELIVERY SCIENCES INTL IN COM 09060J106 138 37000 SH SOLE 0 0 37000 LILLY ELI & CO COM 532457108 1248 8430 SH SOLE 0 0 8430 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 19 8000 SH Call SOLE 0 0 8000 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 3183 57557 SH SOLE 0 0 57557 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1905 130840 SH SOLE 0 0 130840 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1184 22069 SH SOLE 0 0 22069 PAYSIGN INC COM 70451A104 1594 280626 SH SOLE 0 0 280626 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1782 15272 SH SOLE 0 0 15272 MEIRAGTX HLDGS PLC COM G59665102 137 10352 SH SOLE 0 0 10352 SPDR SER TR WELLS FG PFD ETF 78464A292 358 8226 SH SOLE 0 0 8226 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 388 9769 SH SOLE 0 0 9769 ISHARES TR MRGSTR MD CP GRW 464288307 1154 3600 SH SOLE 0 0 3600 ALTRIA GROUP INC COM 02209S103 586 15169 SH SOLE 0 0 15169 MGM RESORTS INTERNATIONAL COM 552953101 2 700 SH Call SOLE 0 0 700 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 58940 1079693 SH SOLE 0 0 1079693 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 654 1391 SH SOLE 0 0 1391 CITIGROUP INC COM NEW 172967424 464 10763 SH SOLE 0 0 10763 MERCADOLIBRE INC COM 58733R102 277 256 SH SOLE 0 0 256 STRATASYS LTD SHS M85548101 39 3115 SH SOLE 0 0 3115 PNC FINL SVCS GROUP INC COM 693475105 252 2289 SH SOLE 0 0 2289 METLIFE INC COM 59156R108 268 7217 SH SOLE 0 0 7217 VIRNETX HLDG CORP COM 92823T108 263 69300 SH Call SOLE 0 0 69300 QUALCOMM INC COM 747525103 38 2100 SH Call SOLE 0 0 2100 VANGUARD INDEX FDS TOTAL STK MKT 922908769 12310 72279 SH SOLE 0 0 72279 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 600 31288 SH SOLE 0 0 31288 HENRY JACK & ASSOC INC COM 426281101 340 2091 SH SOLE 0 0 2091 IMMUNOMEDICS INC COM 452907108 293 3440 SH SOLE 0 0 3440 STANLEY BLACK & DECKER INC COM 854502101 333 2051 SH SOLE 0 0 2051 HOME DEPOT INC COM 437076102 2909 10476 SH SOLE 0 0 10476 TESLA INC COM 88160R101 0 19800 SH Call SOLE 0 0 19800 ISHARES TR CORE US AGGBD ET 464287226 1427 12090 SH SOLE 0 0 12090 ADVANCED MICRO DEVICES INC COM 007903107 2266 27638 SH SOLE 0 0 27638 MCKESSON CORP COM 58155Q103 202 1356 SH SOLE 0 0 1356 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 9 100 SH Call SOLE 0 0 100 LOCKHEED MARTIN CORP COM 539830109 2134 5568 SH SOLE 0 0 5568 INTERNATIONAL BUSINESS MACHS COM 459200101 621 5108 SH SOLE 0 0 5108 UNITEDHEALTH GROUP INC COM 91324P102 2249 7214 SH SOLE 0 0 7214 MONOLITHIC PWR SYS INC COM 609839105 54 900 SH Call SOLE 0 0 900 ANWORTH MTG ASSET CORP COM 037347101 26 15911 SH SOLE 0 0 15911 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 364 7127 SH SOLE 0 0 7127 UBER TECHNOLOGIES INC COM 90353T100 189 5175 SH SOLE 0 0 5175 FACEBOOK INC CL A 30303M102 2 100 SH Call SOLE 0 0 100 ASML HOLDING N V N Y REGISTRY SHS N07059210 487 1319 SH SOLE 0 0 1319 ISHARES TR BARCLAYS 7 10 YR 464287440 0 900 SH Put SOLE 0 0 900 SPDR SER TR PORTFOLIO S&P400 78464A847 8565 262487 SH SOLE 0 0 262487 SCHWAB STRATEGIC TR US TIPS ETF 808524870 1163 18874 SH SOLE 0 0 18874 RINGCENTRAL INC CL A 76680R206 407 1483 SH SOLE 0 0 1483 ADVANCED MICRO DEVICES INC COM 007903107 12 20308 SH Call SOLE 0 0 20308 WASTE MGMT INC DEL COM 94106L109 213 1883 SH SOLE 0 0 1883 SOUTHERN CO COM 842587107 421 7758 SH SOLE 0 0 7758 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 973 61378 SH SOLE 0 0 61378 3M CO COM 88579Y101 1688 10541 SH SOLE 0 0 10541 MAIN STR CAP CORP COM 56035L104 343 11610 SH SOLE 0 0 11610 RH COM 74967X103 30 200 SH Call SOLE 0 0 200 YUM BRANDS INC COM 988498101 266 2916 SH SOLE 0 0 2916 FATE THERAPEUTICS INC COM 31189P102 89 39600 SH Call SOLE 0 0 39600 PAYSIGN INC COM 70451A104 0 300 SH Call SOLE 0 0 300 OREILLY AUTOMOTIVE INC COM 67103H107 2099 4553 SH SOLE 0 0 4553 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6406 20821 SH SOLE 0 0 20821 AMERICAN ELEC PWR CO INC COM 025537101 337 4127 SH SOLE 0 0 4127 SERVICENOW INC COM 81762P102 485 1000 SH SOLE 0 0 1000 TANDEM DIABETES CARE INC COM NEW 875372203 741 6527 SH SOLE 0 0 6527 ALLSTATE CORP COM 020002101 239 2537 SH SOLE 0 0 2537 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 822 6049 SH SOLE 0 0 6049 STRATASYS LTD SHS M85548101 186 29700 SH Call SOLE 0 0 29700 GENERAL MLS INC COM 370334104 310 5019 SH SOLE 0 0 5019 CANOPY GROWTH CORP COM 138035100 224 15660 SH SOLE 0 0 15660 DOMINION ENERGY INC COM 25746U109 243 3084 SH SOLE 0 0 3084 WP CAREY INC COM 92936U109 390 5986 SH SOLE 0 0 5986 ISHARES TR RUS 1000 GRW ETF 464287614 2228 10271 SH SOLE 0 0 10271 ISHARES TR MSCI EMG MKT ETF 464287234 587 13311 SH SOLE 0 0 13311 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 584 7399 SH SOLE 0 0 7399 ISHARES TR RUSSELL 2000 ETF 464287655 915 6111 SH SOLE 0 0 6111 SPDR GOLD TR GOLD SHS 78463V107 2348 13256 SH SOLE 0 0 13256 PARKER-HANNIFIN CORP COM 701094104 11 200 SH Call SOLE 0 0 200 BLACKSTONE GROUP INC COM CL A 09260D107 4 200 SH Call SOLE 0 0 200 VANGUARD WORLD FDS INF TECH ETF 92204A702 1725 5540 SH SOLE 0 0 5540 WEC ENERGY GROUP INC COM 92939U106 370 3818 SH SOLE 0 0 3818 PLUG POWER INC COM NEW 72919P202 1 200 SH Call SOLE 0 0 200 ANTHEM INC COM 036752103 464 1729 SH SOLE 0 0 1729 VANECK VECTORS ETF TR OIL SVCS ETF 92189H607 223 2280 SH SOLE 0 0 2280 MIRAGEN THERAPEUTICS INC COM 60463E103 9 11029 SH SOLE 0 0 11029 OVERSTOCK COM INC DEL COM 690370101 3 400 SH Call SOLE 0 0 400 INVITAE CORP COM 46185L103 62 2100 SH Call SOLE 0 0 2100 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 480 9572 SH SOLE 0 0 9572 MSCI INC COM 55354G100 245 688 SH SOLE 0 0 688 ISHARES TR CORE 1 5 YR USD 46432F859 941 18261 SH SOLE 0 0 18261 TANDEM DIABETES CARE INC COM NEW 875372203 16 700 SH Call SOLE 0 0 700 ISHARES TR S&P MC 400VL ETF 464287705 615 4557 SH SOLE 0 0 4557 180 DEGREE CAP CORP COM 68235B109 37 19438 SH SOLE 0 0 19438 NUTANIX INC CL A 67059N108 31 19800 SH Call SOLE 0 0 19800 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E115 355 4108 SH SOLE 0 0 4108 GOLDMAN SACHS GROUP INC COM 38141G104 232 1154 SH SOLE 0 0 1154 FIRST TR NASDAQ 100 TECH IND SHS 337345102 6761 57677 SH SOLE 0 0 57677 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1454 28135 SH SOLE 0 0 28135 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 220 16089 SH SOLE 0 0 16089 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 294 8851 SH SOLE 0 0 8851 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 13 300 SH Call SOLE 0 0 300 CERNER CORP COM 156782104 7509 103876 SH SOLE 0 0 103876 QORVO INC COM 74736K101 310 2403 SH SOLE 0 0 2403 FIRST TR EXCHANGE-TRADED FD DORSEY WRIGHT 33738R878 1557 59429 SH SOLE 0 0 59429 APPLE INC COM 037833100 1 400 SH Put SOLE 0 0 400 FIRST SOLAR INC COM 336433107 7 400 SH Call SOLE 0 0 400 ISHARES TR MBS ETF 464288588 1505 13635 SH SOLE 0 0 13635 OVERSTOCK COM INC DEL COM 690370101 336 4626 SH SOLE 0 0 4626 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 0 300 SH Call SOLE 0 0 300 CLOVIS ONCOLOGY INC COM 189464100 5 2600 SH Call SOLE 0 0 2600 PHILLIPS 66 COM 718546104 1519 29292 SH SOLE 0 0 29292 TEXAS PAC LD TR SUB CTF PROP I T 882610108 278 615 SH SOLE 0 0 615 FIRST TR EXCHNG TRADED FD VI US EQT DEEP DUFR 33740F771 4001 129380 SH SOLE 0 0 129380 TANDEM DIABETES CARE INC COM NEW 875372203 11 300 SH Call SOLE 0 0 300 HONEYWELL INTL INC COM 438516106 1556 9451 SH SOLE 0 0 9451 DELTA AIR LINES INC DEL COM NEW 247361702 3 300 SH Call SOLE 0 0 300 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2218 44477 SH SOLE 0 0 44477 ISHARES TR 20 YR TR BD ETF 464287432 933 5714 SH SOLE 0 0 5714 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 247 8434 SH SOLE 0 0 8434 DISNEY WALT CO COM DISNEY 254687106 626 9900 SH Call SOLE 0 0 9900 NAUTILUS INC COM 63910B102 15 1900 SH Call SOLE 0 0 1900 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 343 17990 SH SOLE 0 0 17990 QUALCOMM INC COM 747525103 20 2200 SH Call SOLE 0 0 2200 PELOTON INTERACTIVE INC CL A COM 70614W100 716 7217 SH SOLE 0 0 7217 MARATHON OIL CORP COM 565849106 47 11552 SH SOLE 0 0 11552 ALPHABET INC CAP STK CL C 02079K107 2479 1687 SH SOLE 0 0 1687 TANDEM DIABETES CARE INC COM NEW 875372203 13 400 SH Call SOLE 0 0 400 QUALCOMM INC COM 747525103 11 400 SH Call SOLE 0 0 400 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 11251 110349 SH SOLE 0 0 110349 MICRON TECHNOLOGY INC COM 595112103 17 1900 SH Call SOLE 0 0 1900 ISHARES TR RUS MD CP GR ETF 464287481 208 1202 SH SOLE 0 0 1202 FATE THERAPEUTICS INC COM 31189P102 1678 41989 SH SOLE 0 0 41989 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 386 8820 SH SOLE 0 0 8820 ADVANCED MICRO DEVICES INC COM 007903107 117 19800 SH Call SOLE 0 0 19800 ISHARES TR CORE S&P500 ETF 464287200 11337 33734 SH SOLE 0 0 33734 STORE CAP CORP COM 862121100 250 9098 SH SOLE 0 0 9098 INVITAE CORP COM 46185L103 15 1000 SH Call SOLE 0 0 1000 ISHARES TR MODERT ALLOC ETF 464289875 205 5000 SH SOLE 0 0 5000 HAPPINESS BIOTECH GROUP LTD SHS G4289N114 19 10555 SH SOLE 0 0 10555 QORVO INC COM 74736K101 40 800 SH Call SOLE 0 0 800 SEMPRA ENERGY COM 816851109 422 3564 SH SOLE 0 0 3564 ISHARES TR CORE HIGH DV ETF 46429B663 266 3304 SH SOLE 0 0 3304 FORD MTR CO DEL COM 345370860 217 32563 SH SOLE 0 0 32563 OVERSTOCK COM INC DEL COM 690370101 1 39600 SH Call SOLE 0 0 39600 ISHARES TR MSCI USA MMENTM 46432F396 1470 9974 SH SOLE 0 0 9974 NVIDIA CORPORATION COM 67066G104 40 300 SH Call SOLE 0 0 300 SPDR SER TR S&P DIVID ETF 78464A763 431 4662 SH SOLE 0 0 4662 TELADOC HEALTH INC COM 87918A105 4 100 SH Call SOLE 0 0 100 INVITAE CORP COM 46185L103 2258 52088 SH SOLE 0 0 52088 QUALCOMM INC COM 747525103 64 3200 SH Call SOLE 0 0 3200 ISHARES TR SHORT TREAS BD 464288679 481 4348 SH SOLE 0 0 4348 VANGUARD BD INDEX FDS INTERMED TERM 921937819 654 7000 SH SOLE 0 0 7000 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 239 2378 SH SOLE 0 0 2378 THERMO FISHER SCIENTIFIC INC COM 883556102 329 744 SH SOLE 0 0 744 QUALCOMM INC COM 747525103 14 500 SH Call SOLE 0 0 500 FATE THERAPEUTICS INC COM 31189P102 2 700 SH Call SOLE 0 0 700 PROSHARES TR ULTRASHRT S&P500 74347B383 2 99000 SH Call SOLE 0 0 99000 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 220 1553 SH SOLE 0 0 1553 ISHARES TR EXPONENTIAL TECH 46434V381 275 5652 SH SOLE 0 0 5652 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1193 36679 SH SOLE 0 0 36679 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 435 4542 SH SOLE 0 0 4542 INVITAE CORP COM 46185L103 38 1200 SH Call SOLE 0 0 1200 MGM RESORTS INTERNATIONAL COM 552953101 5 1000 SH Call SOLE 0 0 1000 EVERGY INC COM 30034W106 294 5776 SH SOLE 0 0 5776 NUVEEN AMT FREE MUN CR INC F COM 67071L106 314 20079 SH SOLE 0 0 20079 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 7932 71210 SH SOLE 0 0 71210 QUALCOMM INC COM 747525103 0 19800 SH Call SOLE 0 0 19800 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 209 8904 SH SOLE 0 0 8904 KINDER MORGAN INC DEL COM 49456B101 287 23288 SH SOLE 0 0 23288 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 473 2626 SH SOLE 0 0 2626 PAYPAL HLDGS INC COM 70450Y103 648 3288 SH SOLE 0 0 3288 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 45425 818763 SH SOLE 0 0 818763 KEYCORP COM 493267108 534 44736 SH SOLE 0 0 44736 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 418 281 SH SOLE 0 0 281 ISHARES TR CORE S&P MCP ETF 464287507 697 3676 SH SOLE 0 0 3676 ISHARES TR S&P 500 VAL ETF 464287408 722 6404 SH SOLE 0 0 6404 ISHARES TR RUS 1000 VAL ETF 464287598 1607 13535 SH SOLE 0 0 13535 ISHARES TR RUS 1000 GRW ETF 464287614 2407 11185 SH SOLE 0 0 11185 SPDR S&P 500 ETF TR TR UNIT 78462F103 4730 14167 SH SOLE 0 0 14167 AMAZON COM INC COM 023135106 1744 558 SH SOLE 0 0 558 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3297 15613 SH SOLE 0 0 15613 ONEOK INC NEW COM 682680103 552 20812 SH SOLE 0 0 20812 AMGEN INC COM 031162100 331 1350 SH SOLE 0 0 1350 ABBOTT LABS COM 002824100 225 2115 SH SOLE 0 0 2115 CONAGRA BRANDS INC COM 205887102 2652 71913 SH SOLE 0 0 71913 GENUINE PARTS CO COM 372460105 575 6000 SH SOLE 0 0 6000 INTEL CORP COM 458140100 849 16635 SH SOLE 0 0 16635 QUALCOMM INC COM 747525103 760 6578 SH SOLE 0 0 6578 US BANCORP DEL COM NEW 902973304 293 7964 SH SOLE 0 0 7964 JOHNSON & JOHNSON COM 478160104 548 3750 SH SOLE 0 0 3750 PFIZER INC COM 717081103 343 9430 SH SOLE 0 0 9430 ISHARES TR MSCI EAFE ETF 464287465 1502 23505 SH SOLE 0 0 23505 CHEVRON CORP NEW COM 166764100 347 4868 SH SOLE 0 0 4868 MICROSOFT CORP COM 594918104 817 3963 SH SOLE 0 0 3963 AT&T INC COM 00206R102 407 14208 SH SOLE 0 0 14208 COCA COLA CO COM 191216100 275 5575 SH SOLE 0 0 5575 PEPSICO INC COM 713448108 377 2730 SH SOLE 0 0 2730 VERIZON COMMUNICATIONS INC COM 92343V104 228 3850 SH SOLE 0 0 3850 SPDR SER TR PORTFOLI S&P1500 78464A805 1714 41969 SH SOLE 0 0 41969 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 228 9402 SH SOLE 0 0 9402 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1683 13090 SH SOLE 0 0 13090 DEERE & CO COM 244199105 542 2409 SH SOLE 0 0 2409 EXXON MOBIL CORP COM 30231G102 551 16710 SH SOLE 0 0 16710 WALMART INC COM 931142103 341 2427 SH SOLE 0 0 2427 APPLIED MATLS INC COM 038222105 254 4370 SH SOLE 0 0 4370 UNION PAC CORP COM 907818108 1676 8535 SH SOLE 0 0 8535 TEXAS INSTRS INC COM 882508104 203 1438 SH SOLE 0 0 1438 TARGET CORP COM 87612E106 498 3128 SH SOLE 0 0 3128 DANAHER CORPORATION COM 235851102 325 1530 SH SOLE 0 0 1530 MERCK & CO. INC COM 58933Y105 325 4026 SH SOLE 0 0 4026 GENERAL ELECTRIC CO COM 369604103 67 10474 SH SOLE 0 0 10474 HOME DEPOT INC COM 437076102 1270 4547 SH SOLE 0 0 4547 JPMORGAN CHASE & CO COM 46625H100 383 3908 SH SOLE 0 0 3908 WELLS FARGO CO NEW COM 949746101 874 36422 SH SOLE 0 0 36422 XCEL ENERGY INC COM 98389B100 213 3018 SH SOLE 0 0 3018 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1542 9051 SH SOLE 0 0 9051 CONOCOPHILLIPS COM 20825C104 202 6119 SH SOLE 0 0 6119 APPLE INC COM 037833100 2369 20963 SH SOLE 0 0 20963 KINDER MORGAN INC DEL COM 49456B101 199 16162 SH SOLE 0 0 16162 ISHARES TR MSCI EMG MKT ETF 464287234 300 6812 SH SOLE 0 0 6812 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3556 32633 SH SOLE 0 0 32633 BERKSHIRE HATHAWAY INC DEL CL A 084670108 9842 31 SH SOLE 0 0 31 ISHARES TR SELECT DIVID ETF 464287168 1098 13295 SH SOLE 0 0 13295 NUCOR CORP COM 670346105 479 10410 SH SOLE 0 0 10410 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 210 46000 SH SOLE 0 0 46000 ALPHABET INC CAP STK CL A 02079K305 298 205 SH SOLE 0 0 205 SPDR GOLD TR GOLD SHS 78463V107 488 2735 SH SOLE 0 0 2735 VANGUARD INDEX FDS MID CAP ETF 922908629 319 1790 SH SOLE 0 0 1790 VANGUARD INDEX FDS SMALL CP ETF 922908751 682 4347 SH SOLE 0 0 4347 VANGUARD INDEX FDS GROWTH ETF 922908736 650 2871 SH SOLE 0 0 2871 NUVEEN AMT FREE MUN CR INC F COM 67071L106 504 31950 SH SOLE 0 0 31950 VALMONT INDS INC COM 920253101 6757 54058 SH SOLE 0 0 54058 ENBRIDGE INC COM 29250N105 239 8237 SH SOLE 0 0 8237 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2901 58203 SH SOLE 0 0 58203 ARES CAPITAL CORP COM 04010L103 159 11085 SH SOLE 0 0 11085 ISHARES TR ISHS 1-5YR INVS 464288646 1330 24247 SH SOLE 0 0 24247 ISHARES TR PFD AND INCM SEC 464288687 2044 55958 SH SOLE 0 0 55958 ISHARES TR INTL SEL DIV ETF 464288448 1474 58526 SH SOLE 0 0 58526 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1501 18528 SH SOLE 0 0 18528 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 511 12450 SH SOLE 0 0 12450 WISDOMTREE CONTINUOUS COMMOD SHS BEN INT 97718W108 231 13571 SH SOLE 0 0 13571 PHILIP MORRIS INTL INC COM 718172109 365 4906 SH SOLE 0 0 4906 SPDR SER TR PORTFOLIO S&P500 78464A854 260 6635 SH SOLE 0 0 6635 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 560 37704 SH SOLE 0 0 37704 ISHARES TR CONSER ALLOC ETF 464289883 334 8999 SH SOLE 0 0 8999 ISHARES TR GRWT ALLOCAT ETF 464289867 216 4472 SH SOLE 0 0 4472 ISHARES TR SHRT NAT MUN ETF 464288158 2877 26655 SH SOLE 0 0 26655 ISHARES TR INTL TREA BD ETF 464288117 439 8286 SH SOLE 0 0 8286 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 434 40021 SH SOLE 0 0 40021 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2443 23968 SH SOLE 0 0 23968 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2946 35580 SH SOLE 0 0 35580 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 356 5108 SH SOLE 0 0 5108 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 307 15105 SH SOLE 0 0 15105 TESLA INC COM 88160R101 1125 2710 SH SOLE 0 0 2710 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 305 2011 SH SOLE 0 0 2011 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3251 10600 SH SOLE 0 0 10600 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 332 1606 SH SOLE 0 0 1606 ACELRX PHARMACEUTICALS INC COM 00444T100 14 10000 SH SOLE 0 0 10000 ISHARES TR FLTG RATE NT ETF 46429B655 2280 44978 SH SOLE 0 0 44978 FACEBOOK INC CL A 30303M102 400 1538 SH SOLE 0 0 1538 ABBVIE INC COM 00287Y109 287 3335 SH SOLE 0 0 3335 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 761 15192 SH SOLE 0 0 15192 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 536 5250 SH SOLE 0 0 5250 ALPHABET INC CAP STK CL C 02079K107 279 191 SH SOLE 0 0 191 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 2617 106022 SH SOLE 0 0 106022 ISHARES TR IBONDS DEC2022 46435G755 211 7989 SH SOLE 0 0 7989 SQUARE INC CL A 852234103 538 3170 SH SOLE 0 0 3170 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 622 11934 SH SOLE 0 0 11934 LAMB WESTON HLDGS INC COM 513272104 1830 26944 SH SOLE 0 0 26944 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 410 16486 SH SOLE 0 0 16486 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 604 11984 SH SOLE 0 0 11984 ISHARES TR IBONDS DEC2023 46435G318 218 8320 SH SOLE 0 0 8320 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2166 42674 SH SOLE 0 0 42674 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 257 5144 SH SOLE 0 0 5144 DOCUSIGN INC COM 256163106 382 1750 SH SOLE 0 0 1750