0001700808-20-000006.txt : 20200205 0001700808-20-000006.hdr.sgml : 20200205 20200205164256 ACCESSION NUMBER: 0001700808-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200203 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Robert Scott CENTRAL INDEX KEY: 0001700808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 20579359 MAIL ADDRESS: STREET 1: C/O ALTERYX, INC. STREET 2: 3345 MICHELSON DRIVE, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 wf-form4_158093895947693.xml FORM 4 X0306 4 2020-02-03 0 0001689923 Alteryx, Inc. AYX 0001700808 Jones Robert Scott C/O ALTERYX, INC. 3345 MICHELSON DRIVE, SUITE 400 IRVINE CA 92612 0 1 0 0 Pres. & Chief Revenue Officer Class A Common Stock 2020-02-03 4 M 0 1139 68.26 A 29290 D Class A Common Stock 2020-02-03 4 S 0 1139 140.22 D 28151 D Class A Common Stock 2020-02-05 4 M 0 1599 27.09 A 29750 D Class A Common Stock 2020-02-05 4 S 0 1599 145.01 D 28151 D Stock Option (Right to Buy) 68.26 2020-02-03 4 M 0 1139 0 D 2029-03-03 Class A Common Stock 1139.0 26188 D Stock Option (Right to Buy) 27.09 2020-02-05 4 M 0 1599 0 D 2028-01-05 Class A Common Stock 1599.0 36769 D Includes (i) 27,998 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; and (ii) 153 shares acquired under the Alteryx, Inc. employee stock purchase plan through August 14, 2019. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on May 13, 2019. The stock option vested and became exercisable as to 1/3rd of the shares subject to the option on January 1, 2020, and thereafter vests as to 1/36th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 1, 2019, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting person on each vesting date. /s/ Christopher M. Lal, by power of attorney 2020-02-05