0001689923-21-000044.txt : 20210422 0001689923-21-000044.hdr.sgml : 20210422 20210422164615 ACCESSION NUMBER: 0001689923-21-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210420 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoecker Dean CENTRAL INDEX KEY: 0001699950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 21845376 MAIL ADDRESS: STREET 1: C/O ALTERYX, INC. STREET 2: 3345 MICHELSON DRIVE, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 wf-form4_161912435014891.xml FORM 4 X0306 4 2021-04-20 0 0001689923 Alteryx, Inc. AYX 0001699950 Stoecker Dean C/O ALTERYX, INC. 3345 MICHELSON DRIVE, SUITE 400 IRVINE CA 92612 1 0 1 0 Class A Common Stock 91051 D Class A Common Stock 2021-04-20 4 S 0 5345 80.52 D 69655 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2021-04-20 4 S 0 701 81.45 D 68954 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2021-04-20 4 S 0 900 82.50 D 68054 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2021-04-20 4 S 0 554 83.26 D 67500 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2021-04-21 4 S 0 600 80.50 D 66900 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2021-04-21 4 S 0 599 81.63 D 66301 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2021-04-21 4 S 0 5254 82.64 D 61047 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 2021-04-21 4 S 0 1047 83.36 D 60000 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 12449 I By TAILY, LLC Class A Common Stock 10599 I By TRILY, LLC Includes 45,101 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 3, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.01 to $82.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.05 to $83.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.08 to $80.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.13 to $82.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.13 to $83.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.14 to $83.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC. /s/ Christopher M. Lal, by power of attorney 2021-04-22