0001689923-21-000042.txt : 20210408
0001689923-21-000042.hdr.sgml : 20210408
20210408170930
ACCESSION NUMBER: 0001689923-21-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210406
FILED AS OF DATE: 20210408
DATE AS OF CHANGE: 20210408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stoecker Dean
CENTRAL INDEX KEY: 0001699950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 21815579
MAIL ADDRESS:
STREET 1: C/O ALTERYX, INC.
STREET 2: 3345 MICHELSON DRIVE, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
wf-form4_161791615511507.xml
FORM 4
X0306
4
2021-04-06
0
0001689923
Alteryx, Inc.
AYX
0001699950
Stoecker Dean
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
1
0
1
0
Class A Common Stock
91051
D
Class A Common Stock
2021-04-06
4
C
0
90000
0
A
90000
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2021-04-06
4
C
0
5000
0
A
5000
I
By Lucy27, LLC
Class A Common Stock
2021-04-06
4
S
0
1800
84.40
D
88200
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2021-04-06
4
S
0
2693
85.46
D
85507
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2021-04-06
4
S
0
3007
86.15
D
82500
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2021-04-07
4
S
0
5150
84.14
D
77350
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
2021-04-07
4
S
0
2350
85.11
D
75000
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
12449
I
By TAILY, LLC
Class A Common Stock
10599
I
By TRILY, LLC
Class B Common Stock
0.0
Class A Common Stock
423451.0
423451
D
Class B Common Stock
0.0
2021-04-06
4
C
0
90000
0
D
Class A Common Stock
90000.0
4788655
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class B Common Stock
0.0
2021-04-06
4
C
0
5000
0
D
Class A Common Stock
5000.0
1067449
I
By Lucy27, LLC
Class B Common Stock
0.0
Class A Common Stock
999049.0
999049
I
By 4610, LLC
Includes 45,101 unvested shares subject to awards of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 3, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.88 to $84.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.89 to $85.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.89 to $86.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.76 to $84.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.76 to $85.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
/s/ Christopher M. Lal, by power of attorney
2021-04-08