0001689923-21-000038.txt : 20210309 0001689923-21-000038.hdr.sgml : 20210309 20210309215430 ACCESSION NUMBER: 0001689923-21-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210309 DATE AS OF CHANGE: 20210309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vittal Suresh CENTRAL INDEX KEY: 0001847172 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 21728119 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 wf-form4_161534484618533.xml FORM 4 X0306 4 2021-03-05 0 0001689923 Alteryx, Inc. AYX 0001847172 Vittal Suresh C/O ALTERYX, INC. 3345 MICHELSON DRIVE, SUITE 400 IRVINE CA 92612 0 1 0 0 Chief Product Officer Class A Common Stock 2021-03-05 4 A 0 116026 0 A 116026 D Stock Option (Right to Buy) 83.14 2021-03-05 4 A 0 74553 0 A 2031-03-04 Class A Common Stock 74553.0 74553 D Represents an award of restricted stock units ("RSUs"). The RSUs will vest as follows: (i) 12.50% of the total RSUs will vest on June 1, 2021 and an additional 12.50% of the total RSUs will vest on each of the three quarterly anniversaries thereafter, in each case subject to Mr. Vittal's achievement of certain performance metrics and the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date; and (ii) 6.25% of the total RSUs will vest on each of the eight quarterly anniversaries thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. Includes 116,026 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. The stock option vests and becomes exercisable as follows: (i) 12.50% of the total shares subject to the option will vest on June 1, 2021 and an additional 12.50% of the total shares subject to the option will vest on each of the three quarterly anniversaries thereafter, in each case subject to Mr. Vittal's achievement of certain performance metrics and the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date; and (ii) 6.25% of the total shares subject to the option will vest on each of the eight quarterly anniversaries thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. /s/ Christopher M. Lal, by power of attorney 2021-03-09