0001209191-22-018949.txt : 20220315 0001209191-22-018949.hdr.sgml : 20220315 20220315184010 ACCESSION NUMBER: 0001209191-22-018949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220311 FILED AS OF DATE: 20220315 DATE AS OF CHANGE: 20220315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stoecker Dean CENTRAL INDEX KEY: 0001699950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 22742706 MAIL ADDRESS: STREET 1: C/O ALTERYX, INC. STREET 2: 3345 MICHELSON DRIVE, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 17200 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-11 0 0001689923 Alteryx, Inc. AYX 0001699950 Stoecker Dean C/O ALTERYX, INC. 17200 LAGUNA CANYON ROAD IRVINE CA 92618 1 0 1 0 Class A Common Stock 2022-03-10 5 G 0 E 4300 0.00 D 20000 I By 4610, LLC Class A Common Stock 2022-03-10 5 G 0 E 20000 0.00 D 0 I By 4610, LLC Class A Common Stock 2022-03-10 5 G 0 E 20000 0.00 A 20000 I By 4610 Holdings, LLC Class A Common Stock 2022-03-11 4 S 0 16700 61.66 D 3300 I By 4610 Holdings, LLC Class A Common Stock 2022-03-11 4 S 0 2308 62.63 D 992 I By 4610 Holdings, LLC Class A Common Stock 2022-03-11 4 S 0 992 63.57 D 0 I By 4610 Holdings, LLC Class A Common Stock 79392 D Class A Common Stock 25000 I By The Dean A. Stoecker Trust dated December 16, 2013 Class A Common Stock 12449 I By TAILY, LLC Class A Common Stock 10599 I By TRILY, LLC Class B Common Stock 0.00 2022-03-10 5 G 0 E 280000 0.00 D Class A Common Stock 280000 694749 I By 4610, LLC Class B Common Stock 0.00 2022-03-10 5 G 0 E 80000 0.00 A Class A Common Stock 80000 80000 I By 4610 Holdings, LLC Class B Common Stock 0.00 2022-03-10 5 G 0 E 100000 0.00 A Class A Common Stock 100000 100000 I By Hickory Branch Investments, LLC Class B Common Stock 0.00 2022-03-10 5 G 0 E 100000 0.00 A Class A Common Stock 100000 100000 I By Fairway Place Investments, LLC Class B Common Stock 0.00 Class A Common Stock 423451 423451 D Class B Common Stock 0.00 Class A Common Stock 4698655 4698655 I By The Dean A. Stoecker Trust dated December 16, 2013 Class B Common Stock 0.00 Class A Common Stock 1012449 1012449 I By Lucy27, LLC The Reporting Person made a charitable donation of the Issuer's Class A Common Stock to a charitable endowment corporation, of which the Reporting Person disclaims any and all beneficial ownership. The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.15 to $62.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.19 to $63.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.22 to $64.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 10,111 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. /s/ Christopher M. Lal, by power of attorney 2022-03-15