0001209191-22-018949.txt : 20220315
0001209191-22-018949.hdr.sgml : 20220315
20220315184010
ACCESSION NUMBER: 0001209191-22-018949
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220311
FILED AS OF DATE: 20220315
DATE AS OF CHANGE: 20220315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stoecker Dean
CENTRAL INDEX KEY: 0001699950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 22742706
MAIL ADDRESS:
STREET 1: C/O ALTERYX, INC.
STREET 2: 3345 MICHELSON DRIVE, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-11
0
0001689923
Alteryx, Inc.
AYX
0001699950
Stoecker Dean
C/O ALTERYX, INC.
17200 LAGUNA CANYON ROAD
IRVINE
CA
92618
1
0
1
0
Class A Common Stock
2022-03-10
5
G
0
E
4300
0.00
D
20000
I
By 4610, LLC
Class A Common Stock
2022-03-10
5
G
0
E
20000
0.00
D
0
I
By 4610, LLC
Class A Common Stock
2022-03-10
5
G
0
E
20000
0.00
A
20000
I
By 4610 Holdings, LLC
Class A Common Stock
2022-03-11
4
S
0
16700
61.66
D
3300
I
By 4610 Holdings, LLC
Class A Common Stock
2022-03-11
4
S
0
2308
62.63
D
992
I
By 4610 Holdings, LLC
Class A Common Stock
2022-03-11
4
S
0
992
63.57
D
0
I
By 4610 Holdings, LLC
Class A Common Stock
79392
D
Class A Common Stock
25000
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
12449
I
By TAILY, LLC
Class A Common Stock
10599
I
By TRILY, LLC
Class B Common Stock
0.00
2022-03-10
5
G
0
E
280000
0.00
D
Class A Common Stock
280000
694749
I
By 4610, LLC
Class B Common Stock
0.00
2022-03-10
5
G
0
E
80000
0.00
A
Class A Common Stock
80000
80000
I
By 4610 Holdings, LLC
Class B Common Stock
0.00
2022-03-10
5
G
0
E
100000
0.00
A
Class A Common Stock
100000
100000
I
By Hickory Branch Investments, LLC
Class B Common Stock
0.00
2022-03-10
5
G
0
E
100000
0.00
A
Class A Common Stock
100000
100000
I
By Fairway Place Investments, LLC
Class B Common Stock
0.00
Class A Common Stock
423451
423451
D
Class B Common Stock
0.00
Class A Common Stock
4698655
4698655
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class B Common Stock
0.00
Class A Common Stock
1012449
1012449
I
By Lucy27, LLC
The Reporting Person made a charitable donation of the Issuer's Class A Common Stock to a charitable endowment corporation, of which the Reporting Person disclaims any and all beneficial ownership.
The Reporting Person has sole voting and dispositive authority with respect to shares owned by the LLC.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.15 to $62.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.19 to $63.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.22 to $64.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 10,111 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
/s/ Christopher M. Lal, by power of attorney
2022-03-15