0001209191-22-017743.txt : 20220309
0001209191-22-017743.hdr.sgml : 20220309
20220309212105
ACCESSION NUMBER: 0001209191-22-017743
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220307
FILED AS OF DATE: 20220309
DATE AS OF CHANGE: 20220309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 22727192
BUSINESS ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 17200 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-07
0
0001689923
Alteryx, Inc.
AYX
0001689923
Alteryx, Inc.
C/O ALTERYX, INC.
17200 LAGUNA CANYON ROAD
IRVINE
CA
92618
1
0
1
0
Class A Common Stock
2022-03-07
4
C
0
24300
0.00
A
24300
I
By 4610, LLC
Class A Common Stock
79392
D
Class A Common Stock
25000
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class A Common Stock
12449
I
By TAILY, LLC
Class A Common Stock
10599
I
By TRILY, LLC
Class B Common Stock
0.00
2022-03-07
4
C
0
24300
0.00
D
Class A Common Stock
24300
974749
I
By 4610, LLC
Class B Common Stock
0.00
Class A Common Stock
423451
423451
D
Class B Common Stock
0.00
Class A Common Stock
4698655
4698655
I
By The Dean A. Stoecker Trust dated December 16, 2013
Class B Common Stock
0.00
Class A Common Stock
1012449
1012449
I
By Lucy27, LLC
The Reporting Person has sole voting and dispositive authority with respect to the shares owned by the limited liability company.
Includes 10,111 unvested shares subject to awards of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
The Reporting Person serves as trustee and beneficiary of The Dean A. Stoecker Trust dated December 16, 2013 (the "Stoecker Trust") and has voting and dispositive authority with respect to the shares owned by the Stoecker Trust.
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
/s/ Christopher M. Lal, by power of attorney
2022-03-09