0001209191-19-015853.txt : 20190304
0001209191-19-015853.hdr.sgml : 20190304
20190304175903
ACCESSION NUMBER: 0001209191-19-015853
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190228
FILED AS OF DATE: 20190304
DATE AS OF CHANGE: 20190304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Robert Scott
CENTRAL INDEX KEY: 0001700808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 19655593
MAIL ADDRESS:
STREET 1: C/O ALTERYX, INC.
STREET 2: 3345 MICHELSON DRIVE, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-28
0
0001689923
Alteryx, Inc.
AYX
0001700808
Jones Robert Scott
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
0
1
0
0
Pres. & Chief Revenue Officer
Class A Common Stock
2019-02-28
4
C
0
1108
0.00
A
26794
D
Class A Common Stock
2019-02-28
4
S
0
1108
75.00
D
25686
D
Class A Common Stock
2019-03-01
4
C
0
3058
0.00
A
28744
D
Class A Common Stock
2019-03-01
4
S
0
3058
78.14
D
25686
D
Stock Option (Right to Buy)
13.84
2019-02-28
4
M
0
1108
0.00
D
2027-02-06
Class B Common Stock
1108
98884
D
Class B Common Stock
0.00
2019-02-28
4
M
0
1108
0.00
A
Class A Common Stock
1108
1108
D
Class B Common Stock
0.00
2019-02-28
4
C
0
1108
0.00
D
Class A Common Stock
1108
0
D
Stock Option (Right to Buy)
13.84
2019-03-01
4
M
0
3058
0.00
D
2027-02-06
Class B Common Stock
3058
95826
D
Class B Common Stock
0.00
2019-03-01
4
M
0
3058
0.00
A
Class A Common Stock
3058
3058
D
Class B Common Stock
0.00
2019-03-01
4
C
0
3058
0.00
D
Class A Common Stock
3058
0
D
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Includes (i) 24,252 shares subject to an award of restricted stock units ("RSUs"), of which 25% of the total RSUs vested on January 1, 2019, and 25% will vest on each anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; (ii) 205 shares acquired under the Alteryx, Inc. employee stock purchase plan ("ESPP") on February 14, 2019; and (iii) 332 shares acquired under the ESPP on August 14, 2018; and (iv) 897 shares acquired under the ESPP on February 14, 2018.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on August 14, 2018.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 30, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
/s/ Christopher M. Lal, by power of attorney
2019-03-04