0001209191-19-015853.txt : 20190304 0001209191-19-015853.hdr.sgml : 20190304 20190304175903 ACCESSION NUMBER: 0001209191-19-015853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190228 FILED AS OF DATE: 20190304 DATE AS OF CHANGE: 20190304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Robert Scott CENTRAL INDEX KEY: 0001700808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 19655593 MAIL ADDRESS: STREET 1: C/O ALTERYX, INC. STREET 2: 3345 MICHELSON DRIVE, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-28 0 0001689923 Alteryx, Inc. AYX 0001700808 Jones Robert Scott C/O ALTERYX, INC. 3345 MICHELSON DRIVE, SUITE 400 IRVINE CA 92612 0 1 0 0 Pres. & Chief Revenue Officer Class A Common Stock 2019-02-28 4 C 0 1108 0.00 A 26794 D Class A Common Stock 2019-02-28 4 S 0 1108 75.00 D 25686 D Class A Common Stock 2019-03-01 4 C 0 3058 0.00 A 28744 D Class A Common Stock 2019-03-01 4 S 0 3058 78.14 D 25686 D Stock Option (Right to Buy) 13.84 2019-02-28 4 M 0 1108 0.00 D 2027-02-06 Class B Common Stock 1108 98884 D Class B Common Stock 0.00 2019-02-28 4 M 0 1108 0.00 A Class A Common Stock 1108 1108 D Class B Common Stock 0.00 2019-02-28 4 C 0 1108 0.00 D Class A Common Stock 1108 0 D Stock Option (Right to Buy) 13.84 2019-03-01 4 M 0 3058 0.00 D 2027-02-06 Class B Common Stock 3058 95826 D Class B Common Stock 0.00 2019-03-01 4 M 0 3058 0.00 A Class A Common Stock 3058 3058 D Class B Common Stock 0.00 2019-03-01 4 C 0 3058 0.00 D Class A Common Stock 3058 0 D Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. Includes (i) 24,252 shares subject to an award of restricted stock units ("RSUs"), of which 25% of the total RSUs vested on January 1, 2019, and 25% will vest on each anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; (ii) 205 shares acquired under the Alteryx, Inc. employee stock purchase plan ("ESPP") on February 14, 2019; and (iii) 332 shares acquired under the ESPP on August 14, 2018; and (iv) 897 shares acquired under the ESPP on February 14, 2018. Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on August 14, 2018. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 30, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. /s/ Christopher M. Lal, by power of attorney 2019-03-04