0001209191-18-053245.txt : 20181002
0001209191-18-053245.hdr.sgml : 20181002
20181002165531
ACCESSION NUMBER: 0001209191-18-053245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181002
DATE AS OF CHANGE: 20181002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Robert Scott
CENTRAL INDEX KEY: 0001700808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 181102154
MAIL ADDRESS:
STREET 1: C/O ALTERYX, INC.
STREET 2: 3345 MICHELSON DRIVE, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-01
0
0001689923
Alteryx, Inc.
AYX
0001700808
Jones Robert Scott
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
0
1
0
0
Pres. & Chief Revenue Officer
Class A Common Stock
2018-10-01
4
C
0
4168
0.00
A
37733
D
Class A Common Stock
2018-10-01
4
S
0
4168
57.21
D
33565
D
Stock Option (Right to Buy)
13.84
2018-10-01
4
M
0
4168
0.00
D
2027-02-06
Class B Common Stock
4168
116658
D
Class B Common Stock
0.00
2018-10-01
4
M
0
4168
0.00
A
Class A Common Stock
4168
4168
D
Class B Common Stock
0.00
2018-10-01
4
C
0
4168
0.00
D
Class A Common Stock
4168
0
D
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Includes (i) 32,336 shares subject to an award of restricted stock units ("RSUs"), of which 1/4th of the total RSUs will vest on January 1, 2019, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; (ii) 897 shares acquired under the Alteryx, Inc. employee stock purchase plan on February 14, 2018; and (iii) 332 shares acquired under the Alteryx, Inc. employee stock purchase plan on August 14, 2018.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on March 1, 2018.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on January 30, 2018, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) on each vesting date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
/s/ Christopher M. Lal, by power of attorney
2018-10-02