0001209191-18-046902.txt : 20180815 0001209191-18-046902.hdr.sgml : 20180815 20180815195428 ACCESSION NUMBER: 0001209191-18-046902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180813 FILED AS OF DATE: 20180815 DATE AS OF CHANGE: 20180815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eide Langley P. CENTRAL INDEX KEY: 0001715350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38034 FILM NUMBER: 181022142 MAIL ADDRESS: STREET 1: C/O ALTERYX, INC. STREET 2: 3345 MICHELSON DRIVE, SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-13 0 0001689923 Alteryx, Inc. AYX 0001715350 Eide Langley P. C/O ALTERYX, INC. 3345 MICHELSON DRIVE SUITE 400 IRVINE CA 92612 0 1 0 0 Chief Strategy Officer Class A Common Stock 2018-08-13 4 C 0 37003 0.00 A 55192 D Class A Common Stock 2018-08-13 4 S 0 12794 54.76 D 42398 D Class A Common Stock 2018-08-13 4 S 0 16891 55.51 D 25507 D Class A Common Stock 2018-08-13 4 S 0 7318 56.04 D 18189 D Stock Option (Right to Buy) 4.34 2018-08-13 4 M 0 23001 0.00 D 2025-05-12 Class B Common Stock 23001 44268 D Class B Common Stock 0.00 2018-08-13 4 M 0 23001 0.00 A Class A Common Stock 23001 23001 D Stock Option (Right to Buy) 12.30 2018-08-13 4 M 0 14002 0.00 D 2026-11-28 Class B Common Stock 14002 41998 D Class B Common Stock 0.00 2018-08-13 4 M 0 14002 0.00 A Class A Common Stock 14002 14002 D Class B Common Stock 0.00 2018-08-13 4 C 0 37003 0.00 D Class A Common Stock 37003 0 D Includes 18,189 shares subject to an award of restricted stock units ("RSUs"), of which 1/4th of the total RSUs will vest on January 1, 2019, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.98 to $54.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.99 to $55.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on April 23, 2016, and thereafter vested and shall continue to vest as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date. The stock option vested and became exercisable as to 1/4th of the shares subject to the option on November 29, 2017, and thereafter vests and shall continue to vest as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. /s/ Christopher M. Lal, by power of attorney 2018-08-15