0001140361-17-035249.txt : 20170912
0001140361-17-035249.hdr.sgml : 20170912
20170912185150
ACCESSION NUMBER: 0001140361-17-035249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170912
FILED AS OF DATE: 20170912
DATE AS OF CHANGE: 20170912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stoecker Dean
CENTRAL INDEX KEY: 0001699950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38034
FILM NUMBER: 171081975
MAIL ADDRESS:
STREET 1: C/O ALTERYX, INC.
STREET 2: 3345 MICHELSON DRIVE, SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alteryx, Inc.
CENTRAL INDEX KEY: 0001689923
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 900673106
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: (888) 836-4274
MAIL ADDRESS:
STREET 1: 3345 MICHELSON DRIVE
STREET 2: SUITE 400
CITY: IRVINE
STATE: CA
ZIP: 92612
4
1
doc1.xml
FORM 4
X0306
4
2017-09-12
0
0001689923
Alteryx, Inc.
AYX
0001699950
Stoecker Dean
C/O ALTERYX, INC.
3345 MICHELSON DRIVE, SUITE 400
IRVINE
CA
92612
1
1
1
0
Chairman of the Board & CEO
Class A Common Stock
2017-09-12
4
C
0
600000
A
600000
I
By DBRA, Limited Partnership
Class A Common Stock
2017-09-12
4
S
0
600000
20.2406
D
0
I
By DBRA, Limited Partnership
Class B Common Stock
2017-09-12
4
C
0
600000
D
Class A Common Stock
600000
8764920
I
By DBRA, Limited Partnership
Class B Common Stock
Class A Common Stock
372778
372778
D
Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
The Reporting Person serves as the general partner of DBRA, Limited Partnership ("DBRA"), and pursuant to the provisions of the partnership agreement of DBRA, has voting and dispositive authority with respect to the shares owned by DBRA.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
/s/ Christopher M. Lal, by power of attorney
2017-09-12