0001104659-23-029747.txt : 20230307 0001104659-23-029747.hdr.sgml : 20230307 20230307202413 ACCESSION NUMBER: 0001104659-23-029747 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McClaskey James Paul CENTRAL INDEX KEY: 0001920558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39388 FILM NUMBER: 23714595 MAIL ADDRESS: STREET 1: C/O BERKELEY LIGHTS, INC. STREET 2: C/O BERKELEY LIGHTS, INC. CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Berkeley Lights, Inc. CENTRAL INDEX KEY: 0001689657 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 352415390 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-858-2855 MAIL ADDRESS: STREET 1: 5858 HORTON STREET STREET 2: SUITE 320 CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 tm237589-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-03 0 0001689657 Berkeley Lights, Inc. BLI 0001920558 McClaskey James Paul C/O BERKELEY LIGHTS, INC. 5858 HORTON STREET, SUITE 320 EMERYVILLE CA 94608 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2023-03-03 4 A 0 75269 0 A 138864 D Common Stock 2023-03-07 4 F 0 10747 1.65 D 128117 D Represents awards of (i) 33,269 restricted stock units in lieu of a cash bonus earned for 2022, which vested in full on March 3, 2023 and were settled in shares of the Issuer's common stock upon vesting, and (ii) 42,000 restricted stock units, of which twenty-five percent will vest on February 20, 2024, with the remainder vesting in twelve equal quarterly installments on the 20th day of the second month of each quarter of the calendar year. The restricted stock units were granted pursuant to the Issuer's 2020 Incentive Award Plan. Reflects shares sold by the Reporting Person pursuant to a pre-determined election in order to cover tax withholding obligations incurred in connection with the vesting of restricted stock units. Includes 92,615 restricted stock units. /s/ Christine Nassi, Attorney-in-fact for Paul McClaskey 2023-03-07