0001437749-24-017891.txt : 20240521
0001437749-24-017891.hdr.sgml : 20240521
20240521182607
ACCESSION NUMBER: 0001437749-24-017891
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240509
FILED AS OF DATE: 20240521
DATE AS OF CHANGE: 20240521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rozek Alexander Buffett
CENTRAL INDEX KEY: 0001689425
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39648
FILM NUMBER: 24971140
MAIL ADDRESS:
STREET 1: 292 NEWBURY ST #333
CITY: BOSTON
STATE: MA
ZIP: 02115
FORMER NAME:
FORMER CONFORMED NAME: Rozek Alexander Buffet
DATE OF NAME CHANGE: 20161107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sky Harbour Group Corp
CENTRAL INDEX KEY: 0001823587
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 852732947
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
BUSINESS PHONE: (402) 225-6511
MAIL ADDRESS:
STREET 1: 1601 DODGE STREET
STREET 2: SUITE 3300
CITY: OMAHA
STATE: NE
ZIP: 68102
FORMER COMPANY:
FORMER CONFORMED NAME: Yellowstone Acquisition Co
DATE OF NAME CHANGE: 20200903
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-05-09
0001823587
Sky Harbour Group Corp
SKYH
0001689425
Rozek Alexander Buffett
3 SNOW ROAD #432
MARSHFIELD
MA
02050
1
0
Class A common stock
2024-05-17
4
J
0
236705
0
A
236705
D
Class A common stock
2024-05-17
4
J
0
194738
0
A
194738
I
See Footnote
Class A common stock
28000
D
Class A common stock
2024-05-09
4
J
0
10000000
0
D
0
I
See Footnote
Class A common stock
2024-05-09
4
J
0
3118474
0
D
0
I
See Footnote
Represents 236,705 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of Sky Harbour Group Corporation (the "Company") distributed by Boston Omaha Corporation ("BOC") to Mr. Rozek.
Represents 194,738 shares of Class A Common Stock distributed by BOC to Boulderado Partners, LLC ("BP").
The reported shares are directly owned by BP. Boulderado Capital, LLC ("BC") is the managing member of BP. Boulderado Group, LLC ("BG") is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
Represents 28,000 restricted stock units ("RSUs") granted under the Sky Harbour Group Corporation 2022 Incentive Award Plan. Each RSU represents the contingent right to receive, in accordance with the terms of the applicable RSU agreement, one share of Class A Common Stock of the Issuer for each vested RSU. The RSUs will vest in four equal annual installments beginning on the first anniversary of the date of grant, provided the reporting person remains in service through the applicable vesting date.
Reflects the reduction of 10,000,000 shares of Class A Common Stock held by BOC, which were previously reported as beneficially owned by the Reporting Person. The shares are no longer beneficially owned by the Reporting Person as a result of the Reporting Person's resignation as an officer and director of BOC and all of its direct and indirect subsidiaries, other than as a member of the board of directors of the Company, effective as of May 9, 2024.
Reflects the reduction of 3,118,474 shares of Class A Common Stock held by BOC, which were previously reported as beneficially owned by the Reporting Person. The shares are no longer beneficially owned by the Reporting Person as a result of the Reporting Person's resignation as an officer and director of BOC and all of its direct and indirect subsidiaries, other than as a member of the board of directors of the Company, effective as of May 9, 2024.
/s/ Alex Rozek
2024-05-21