0001689151-22-000010.txt : 20221128 0001689151-22-000010.hdr.sgml : 20221128 20221128154713 ACCESSION NUMBER: 0001689151-22-000010 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 GAMBOA,LIZZETH,NMN, FILED AS OF DATE: 20221128 DATE AS OF CHANGE: 20221128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FHN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05260 FILM NUMBER: 221425103 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 FORMER COMPANY: FORMER CONFORMED NAME: FTN Financial Municipal Advisors DATE OF NAME CHANGE: 20161102 MA-I/A 1 primary_doc.xml MA-I/A 0001689151 XXXXXXXX Penny Michael 901-435-8645 panny.michael@fhnfinancial.com denise.mueller@fhnfinancial.com N 0001689151-19-000011 Y Lizzeth NMN Gamboa 5357941 N 1 0001689151 FHN Financial Municipal Advisors 12-02-2019 N 867-02180 LOCATED 12-02-2019 17721 Rogers Ranch Parkway Suite 145 San Antonio TX 78258 12-2019 FHN Financial Municipal Advisors San Antonio TX 78258 Y Y Municipal Advisor 07-2018 11-2019 North American Development Bank San Antonio TX 78205 N Y Project Development Officer 12-2017 07-2018 FHN Financial Municipal Advisors San Antonio TX 78258 Y Y Municipal Advisor 08-2017 12-2017 Unemployed San Antonio TX 78228 N N Unemployed 04-2017 07-2017 William Blair San Antonio TX 78230 N Y Sales 01-2011 02-2017 Stifel, Nicolaus & Company San Antonio TX 78216 N Y Sales 06-2007 12-2010 First Southwest Company Dallas TX 75201 N Y Sales Y 12-2019 FHN Financial Capital Markets 17721 Rogers Ranch Parkway Suite 145 San Antonio TX 78258 N Y Bank Dealer Public Finance 160 Public Finance 12-2019 FHN Financial Securities Corp. 17721 Rogers Ranch Parkway Suite 145 San Antonio TX 78258 N Y Broker Dealer Public Finance 160 Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-28-2022 Penny Michael SVP/Compliance Officer