0001689151-21-000011.txt : 20211115
0001689151-21-000011.hdr.sgml : 20211115
20211115131832
ACCESSION NUMBER: 0001689151-21-000011
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WASSERMAN,MICAH,JOSEPH,
FILED AS OF DATE: 20211109
DATE AS OF CHANGE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FHN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05260
FILM NUMBER: 211408613
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
FORMER COMPANY:
FORMER CONFORMED NAME: FTN Financial Municipal Advisors
DATE OF NAME CHANGE: 20161102
MA-I/A
1
primary_doc.xml
MA-I/A
0001689151
XXXXXXXX
PENNY MICHAEL
901-435-8645
penny.michael@ftnfinancial.com
denise.mueller@ftnfinancial.com
N
Y
MICAH
JOSEPH
WASSERMAN
6932126
N
1
0001689151
FTN Financial Municipal Advisors
03-28-2018
N
867-02180
LOCATED
03-28-2018
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
SUPERVISED
03-28-2018
6500 RIVER PLACE BOULEVARD, BUIDLING 7
SUITE 250
AUSTIN
TX
78730
03-2018
FTN FINANCIAL MUNICIPAL ADVISORS
MEMPHIS
TN
38117
Y
Y
MUNICIPAL ADVISOR
06-2015
02-2018
PFM GROUP
MEMPHIS
TN
38117
Y
Y
ANALYST
01-2015
05-2015
CHARLES KOCH INSTITUTE
ARLINGTON
VA
22201
N
N
POLICY FELLOW
08-2010
12-2014
RHODES COLLEGE
MEMPHIS
TN
38112
N
N
FULL TIME STUDENT
06-2010
07-2010
UNEMPLOYED
NASHVILLE
TN
37215
N
N
UNEMPLOYED
02-2008
05-2010
MARTIN LUTHER KING JR HIGH SCHOOL
NASHVILLE
TN
37215
N
N
FULL TIME STUDENT
Y
03-2018
FTN FINANCIAL CAPITAL MARKETS
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
N
Y
BANK DEALER
PUBLIC FINANCE
160
PUBLIC FINANCE
03-2018
FTN FINANCIAL SECURITIES CORP
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
N
Y
BROKER/DEALER
PUBLIC FINANCE
160
PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-09-2021
Penny Michael
SVP/Compliance Officer