0001689151-21-000011.txt : 20211115 0001689151-21-000011.hdr.sgml : 20211115 20211115131832 ACCESSION NUMBER: 0001689151-21-000011 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 WASSERMAN,MICAH,JOSEPH, FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FHN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05260 FILM NUMBER: 211408613 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 FORMER COMPANY: FORMER CONFORMED NAME: FTN Financial Municipal Advisors DATE OF NAME CHANGE: 20161102 MA-I/A 1 primary_doc.xml MA-I/A 0001689151 XXXXXXXX PENNY MICHAEL 901-435-8645 penny.michael@ftnfinancial.com denise.mueller@ftnfinancial.com N Y MICAH JOSEPH WASSERMAN 6932126 N 1 0001689151 FTN Financial Municipal Advisors 03-28-2018 N 867-02180 LOCATED 03-28-2018 845 CROSSOVER LANE SUITE 150 MEMPHIS TN 38117 SUPERVISED 03-28-2018 6500 RIVER PLACE BOULEVARD, BUIDLING 7 SUITE 250 AUSTIN TX 78730 03-2018 FTN FINANCIAL MUNICIPAL ADVISORS MEMPHIS TN 38117 Y Y MUNICIPAL ADVISOR 06-2015 02-2018 PFM GROUP MEMPHIS TN 38117 Y Y ANALYST 01-2015 05-2015 CHARLES KOCH INSTITUTE ARLINGTON VA 22201 N N POLICY FELLOW 08-2010 12-2014 RHODES COLLEGE MEMPHIS TN 38112 N N FULL TIME STUDENT 06-2010 07-2010 UNEMPLOYED NASHVILLE TN 37215 N N UNEMPLOYED 02-2008 05-2010 MARTIN LUTHER KING JR HIGH SCHOOL NASHVILLE TN 37215 N N FULL TIME STUDENT Y 03-2018 FTN FINANCIAL CAPITAL MARKETS 845 CROSSOVER LANE SUITE 150 MEMPHIS TN 38117 N Y BANK DEALER PUBLIC FINANCE 160 PUBLIC FINANCE 03-2018 FTN FINANCIAL SECURITIES CORP 845 CROSSOVER LANE SUITE 150 MEMPHIS TN 38117 N Y BROKER/DEALER PUBLIC FINANCE 160 PUBLIC FINANCE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-09-2021 Penny Michael SVP/Compliance Officer