0001689151-21-000006.txt : 20210414 0001689151-21-000006.hdr.sgml : 20210414 20210414114146 ACCESSION NUMBER: 0001689151-21-000006 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FHN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-02180 FILM NUMBER: 21824936 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 FORMER COMPANY: FORMER CONFORMED NAME: FTN Financial Municipal Advisors DATE OF NAME CHANGE: 20161102 MA-A 1 primary_doc.xml MA-A 0001689151 XXXXXXXX Penny Michael 901-435-8645 penny.michael@ftnfinancial.com denise.mueller@ftnfinancial.com 12-31-2020 Y FHN Financial Municipal Advisors FHN Financial Municipal Advisors, a division of First Horizon Bank 62-0201385 867-02180 845 CROSSOVER LANE SUITE 150 MEMPHIS TN 38117 901-435-8080 Add 920 Memorial City Way 11th Floor Houston TX 77024 800-489-3232 Add 17721 Rogers Ranch Pkwy Suite 145 San Antonio TX 78258 888-558-8118 Add 6500 River Place Blvd Building 7, Suite 250 Austin TX 78730 512-813-7662 Amend 201 N Franklin Street Suite 1925 Tampa FL 33602 813-397-3725 Amend 4725 Piedmont Row Drive, Suite 400 Charlotte NC 28210 704-501-2160 N Penny Elaine Michael

845 Crossover Lane Suite 150 Memphis TN 38117

901-435-8645 penny.michael@fhnfinancial.com Penny Elaine Michael

845 Crossover Lane Suite 150 Memphis TN 38117

901-435-8645 penny.michael@fhnfinancial.com Add FHN Financial Municipal Advisors 17721 Rogers Ranch Pkwy Suite 145 San Antonio TX 78258 888-558-8118 Municipal Advisor Customer Agreements and Files First Horizon Bank Y State of Tennessee 1057901 TN First Horizon Corporation Y Federal Reserve RSSD 1094640 SID (Separately Identifiable Division of a Bank) - First Horizon Bank December TN 10-25-2016 N 13 13 13 0 0 8 Municipal Entities Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice On Selection Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Banking/Thrift institution Insurance company or agency Other municipal advisor 13 Amend Banking/Thrift institution First Horizon Corporation First Horizon Corporation Y N N Add Banking/Thrift institution First Horizon Bank First Horizon Bank Y N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Banking/Thrift institution First Horizon Bank FHN Financial Capital Markets, a division of First Horizon Bank Y Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer FHN Financial Securities Corp. FHN Financial Securities Corp. N Y N Add Investment Adviser FHN Financial Main Street Advisors FHN Financial Main Street Advisors N Y N Add Banking/Thrift institution FHN Financial Capital Assets FHN Financial Capital Assets N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser First Horizon Advisors, Inc. First Horizon Advisors, Inc. N Y N Add Investment Adviser Martin & Company Inc. Martin & Company Inc. N Y N NewAdd Insurance company or agency First Horizon Insurance Services, Inc. First Horizon Insurance Services, Inc. N Y N NewAdd Insurance company or agency FHIS, Inc. FHIS, Inc. N Y N NewAdd Investment Adviser Iberia Asset Management, Inc. Iberia Asset Management, Inc. N Y N NewAdd Other municipal advisor First Horizon Bank Iberia Wealth Advisors N Y N NewAdd Banking/Thrift institution Iberia Financial Services, LLC Iberia Financial Services, LLC N Y N N N N N N N N N N N N N N FIRST HORIZON CORP 0000036966 Schedule A FHN Financial Municipal Advisors is a Separately Identifiable Division of First Horizon Bank which is held by First Horizon Corporation. N N N N N N N Y Y Y Y N Y Y N Y N N N N N N N Y Y Y First Horizon National Corp Y 62-0803242 Holding Company 10-25-2016 E Y Michael Darryl Allen Manager 10-25-2016 NA Y 000000000 Penny Elaine Michael Chief Compliance Officer 09-15-2019 NA Y 000000000 Amend First Horizon Corporation Y 62-0803242 Holding Company 10-25-2016 E Y Michael Darryl Allen Manager 10-25-2016 NA Y 000000000 Penny Elaine Michael Chief Compliance Officer 09-15-2019 NA Y 000000000 1 9-D2 FTN Financial Capital Markets N FTN Financial Securities Corp 46346 571080 1 9-D5 FTB Advisors, Inc. Y 008-35061 FTN Financial Securities Corp 46346 571082 1 9-D1 9-D2 FTB Advisors Y 008-35061 FTB Advisors, Inc. 17117 866030 1 9-D2 First Tennessee Bank NA N FTN Financial Securities Corp 46346 1093283 1 9-D2 First Tennessee Bank, NA N FTN Financial Securities Corp 46346 1093284 1 9-E2 FTN Financial Securities Corp Y 008-51393 FTN Financial Securities Corp 46346 1109676 1 9-E2 FTB Advisors, Inc. Y 008-35061 FTB Advisors, Inc. 17117 1187526 1 9-D2 9-D4 First Horizon National Corp Y 001-15185 FTN Financial Securities Corp 46346 1272888 1 9-E2 FTN Financial Securities Corp Y 008-51393 FTN Financial Securities Corp 46346 1327105 1 9-D2 9-D4 First Horizon National Corp Y 001-15185 FTN Financial Securities Corp 46346 1351319 1 9-D2 First Horizon National Corp Y 001-15185 FTN Financial Securities Corp 46346 1398590 1 9-E2 FTN Financial Securities Corp Y 008-51393 FTN Financial Securities Corp 46346 1408586 1 9-E2 FTN Financial Securities Corp Y 008-51393 FTN Financial Securities Corp 46346 1408627 1 9-D2 9-D4 First Tennessee Bank, NA N FTN Financial Securities Corp 46346 1464117 1 9-C4 9-C5 FTN Financial Securities Corp Y 008-51393 FTN Financial Securities Corp 46346 1588442 1 9-E2 FTN Financial Securities Corp Y 008-51393 FTN Financial Securities Corp 46346 1633538 1 9-E2 FTN Financial Securities Corp Y 008-51393 FTN Financial Securities Corp 46346 1677807 1 9-E2 FTB Advisors Y 008-35061 FTB Advisors, Inc. 17117 1851450 1 9-E2 FTB Advisors, Inc. Y 008-35061 FTB Advisors, Inc 17117 1907304 1 9-D1 9-D2 9-D4 First Tennessee Bank NA N FTN Financial Securities Corp 46346 1929849 1 9-H2 First Horizon National Corp Y 001-15185 FTN Financial Securities Corp 46346 1398589 Penny Michael Penny Michael SVP, Compliance Officer 03-23-2021 N N Y N N N N Y N N Y N Y N N N N Y N N N