0001689151-21-000005.txt : 20210305 0001689151-21-000005.hdr.sgml : 20210305 20210305164308 ACCESSION NUMBER: 0001689151-21-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 NESBITT,THOMAS,MILLS,IV FILED AS OF DATE: 20210305 DATE AS OF CHANGE: 20210305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FHN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05260 FILM NUMBER: 21719072 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 FORMER COMPANY: FORMER CONFORMED NAME: FTN Financial Municipal Advisors DATE OF NAME CHANGE: 20161102 MA-I 1 primary_doc.xml MA-I 0001689151 XXXXXXXX Penny Michael 901-435-8645 penny.michael@fhnfinancial.com denise.mueller@fhnfinancial.com N N THOMAS MILLS NESBITT IV 1466821 N 1 0001689151 FHN Financial Municipal Advisors 12-08-2020 N 867-02180 SUPERVISED 12-08-2020 6500 RIVER PLACE BOULEVARD BUIDLING 7 SUITE 250 AUSTIN TX 78730 LOCATED 12-08-2020 1 OFFICE PARK CIRCLE SUITE 250 BIRMINGHAM AL 35223 TOM MILLS NESBITT IV THOMAS MILLS NESBITT 12-2020 FHN FINANCIAL MUNICIPAL ADVISORS BIRMINGHAM AL 35223 Y Y PUBLIC FINANCE 12-2018 11-2020 UNEMPLOYED MOUNTAIN BROOK AL 35216 N N UNEMPLOYED 11-2013 12-2018 STERN BROTHERS & CO. ST. LOUIS MO 63105 N Y MANAGING DIRECTOR 07-2012 09-2013 CARTY & COMPANY, INC MEMPHIS TN 38119 N Y INVESTMENT BANKER 09-2011 06-2012 UNEMPLOYED BIRMINGHAM AL 35216 N N UNEMPLOYED 02-2011 08-2011 PROEQUITIES, INC BIRMINGHAM AL 35223 N Y REGISTERED REP Y 12-2020 FHN FINANCIAL CAPITAL MARKETS 1 OFFICE PARK CIRCLE SUITE 106 BIRMINGHAM AL 35223 N Y BANK DEALER PUBLIC FINANCE 160 PUBLIC FINANCE 12-2020 FHN FINANCIAL SECURITIES CORP. 1 OFFICE PARK CIRCLE SUITE 106 BIRMINGHAM AL 35223 N Y BROKER DEALER PUBLIC FINANCE 160 PUBLIC FINANCE 06-1992 NESBITT INSURANCE & FINANCIAL ADVISORY SOLUTIONS 2741 CHEROKEE DRIVE MOUNTAIN BROOK AL 35216 N Y INSURANCE & FINANCIAL ADVISORY OWNER 160 INSURANCE & FINANCIAL ADVISORY N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-05-2021 Penny Michael SVP/Compliance Officer