0001689151-19-000011.txt : 20200115
0001689151-19-000011.hdr.sgml : 20200115
20200115121907
ACCESSION NUMBER: 0001689151-19-000011
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
GAMBOA,LIZZETH,NMN,
FILED AS OF DATE: 20191205
DATE AS OF CHANGE: 20200115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FHN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05260
FILM NUMBER: 20527786
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
FORMER COMPANY:
FORMER CONFORMED NAME: FTN Financial Municipal Advisors
DATE OF NAME CHANGE: 20161102
MA-I
1
primary_doc.xml
MA-I
0001689151
XXXXXXXX
Penny Michael
901-435-8645
panny.michael@fhnfinancial.com
denise.mueller@fhnfinancial.com
N
N
Lizzeth
NMN
Gamboa
5357941
N
1
0001689151
FHN Financial Municipal Advisors
12-02-2019
N
867-02180
LOCATED
12-02-2019
17721 Rogers Ranch Parkway
Suite 145
San Antonio
TX
78258
12-2019
FHN Financial Municipal Advisors
San Antonio
TX
78258
Y
Y
Municipal Advisor
07-2018
11-2019
North American Development Bank
San Antonio
TX
78205
N
Y
Project Development Officer
12-2017
07-2018
FHN Financial Municipal Advisors
San Antonio
TX
78258
Y
Y
Municipal Advisor
08-2017
12-2017
Unemployed
San Antonio
TX
78228
N
N
Unemployed
04-2017
07-2017
William Blair
San Antonio
TX
78230
N
Y
Sales
01-2011
02-2017
Stifel, Nicolaus & Company
San Antonio
TX
78216
N
Y
Sales
06-2007
12-2010
First Southwest Company
Dallas
TX
75201
N
Y
Sales
Y
12-2019
FHN Financial Capital Markets
17721 Rogers Ranch Parkway
Suite 145
San Antonio
TX
78258
N
Y
Bank Dealer
Public Finance
160
Public Finance
12-2019
FHN Financial Securities Corp.
17721 Rogers Ranch Parkway
Suite 145
San Antonio
TX
78258
N
Y
Broker Dealer
Public Finance
160
Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-05-2019
Penny Michael
Compliance Officer