0001689151-19-000010.txt : 20191211
0001689151-19-000010.hdr.sgml : 20191211
20191211201950
ACCESSION NUMBER: 0001689151-19-000010
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FHN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-02180
FILM NUMBER: 191280835
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
FORMER COMPANY:
FORMER CONFORMED NAME: FTN Financial Municipal Advisors
DATE OF NAME CHANGE: 20161102
MA/A
1
primary_doc.xml
MA/A
0001689151
XXXXXXXX
Penny Michael
901-435-8645
penny.michael@ftnfinancial.com
denise.mueller@ftnfinancial.com
FHN Financial Municipal Advisors
FTN Financial Municipal Advisors
FHN Financial Municipal Advisors, a division of First Horizon Bank
FTN Financial Municipal Advisors, a division of First Tennessee Bank, NA
62-0201385
867-02180
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
901-435-8080
Add
920 Memorial City Way
11th Floor
Houston
TX
77024
800-489-3232
Add
17721 Rogers Ranch Pkwy
Suite 145
San Antonio
TX
78258
888-558-8118
Add
6500 River Place Blvd
Building 7, Suite 250
Austin
TX
78730
512-813-7662
Add
100 South Ashley Drive
Suite 609
Tampa
FL
33602
813-397-3725
Add
1017 East Morehead Street
Charlotte
NC
28204
901-435-8788
N
Penny
Elaine
Michael
845 Crossover Lane
Suite 150
Memphis
TN
38117
901-435-8645
penny.michael@fhnfinancial.com
Penny
Elaine
Michael
845 Crossover Lane
Suite 150
Memphis
TN
38117
901-435-8645
penny.michael@fhnfinancial.com
Amend
FHN Financial Municipal Advisors
17721 Rogers Ranch Pkwy
Suite 145
San Antonio
TX
78258
888-558-8118
Municipal Advisor Customer Agreements and Files
First Horizon Bank
Y
State of Tennessee
1057901
TN
First Horizon National Corporation
Y
Federal Reserve
RSSD 1094640
SID (Separately Identifiable Division of a Bank) - FIrst Tennessee Bank NA
December
TN
10-25-2016
N
9
9
9
0
0
0
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice On Selection
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Banking/Thrift institution
8
Add
Banking/Thrift institution
First Horizon National Corporation
First Horizon Naitonal Corporation
Y
N
N
Amend
Banking/Thrift institution
First Horizon Bank
First Horizon Bank
Y
N
N
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
Banking/Thrift institution
First Horizon Bank
FHN Financial Capital Markets, a division of First Horizon Bank
Y
Y
N
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
FHN Financial Securities Corp.
FHN Financial Securities Corp.
N
Y
N
Amend
Investment Adviser
FHN Financial Main Street Advisors
FHN Financial Main Street Advisors
N
Y
N
Amend
Banking/Thrift institution
FHN Financial Capital Assets
FHN Financial Capital Assets
N
Y
N
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
First Horizon Advisors, Inc.
First Horizon Advisors, Inc.
N
Y
N
Add
Investment Adviser
Martin & Company Inc.
Martin & Company Inc.
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
FIRST HORIZON NATIONAL CORP
0000036966
Schedule A
FHN Financial Municipal Advisors is a Separately Identifiable Division of First Horizon Bank which is held by First Horizon National Corporation.
N
N
N
N
N
N
N
Y
Y
Y
Y
N
Y
Y
N
Y
N
N
N
N
N
N
N
Y
Y
Y
First Horizon National Corp
Y
62-0803242
Holding Company
10-25-2016
E
Y
Michael
Darryl
Allen
Manager
10-25-2016
NA
Y
000000000
Celeste
Diane
Pryor
Chief Compliance Officer
10-01-2018
NA
Y
000000000
First Horizon National Corp
Y
62-0803242
Holding Company
10-25-2016
E
Y
Michael
Darryl
Allen
Manager
10-25-2016
NA
Y
000000000
Amend
Penny
Elaine
Michael
Chief Compliance Officer
09-15-2019
NA
Y
000000000
1
9-D2
FTN Financial Capital Markets
N
FTN Financial Securities Corp
46346
571080
1
9-D5
FTB Advisors, Inc.
Y
008-35061
FTN Financial Securities Corp
46346
571082
1
9-D1
9-D2
FTB Advisors
Y
008-35061
FTB Advisors, Inc.
17117
866030
1
9-D2
First Tennessee Bank NA
N
FTN Financial Securities Corp
46346
1093283
1
9-D2
First Tennessee Bank, NA
N
FTN Financial Securities Corp
46346
1093284
1
9-E2
FTN Financial Securities Corp
Y
008-51393
FTN Financial Securities Corp
46346
1109676
1
9-E2
FTB Advisors, Inc.
Y
008-35061
FTB Advisors, Inc.
17117
1187526
1
9-D2
9-D4
First Horizon National Corp
Y
001-15185
FTN Financial Securities Corp
46346
1272888
1
9-E2
FTN Financial Securities Corp
Y
008-51393
FTN Financial Securities Corp
46346
1327105
1
9-D2
9-D4
First Horizon National Corp
Y
001-15185
FTN Financial Securities Corp
46346
1351319
1
9-D2
First Horizon National Corp
Y
001-15185
FTN Financial Securities Corp
46346
1398590
1
9-E2
FTN Financial Securities Corp
Y
008-51393
FTN Financial Securities Corp
46346
1408586
1
9-E2
FTN Financial Securities Corp
Y
008-51393
FTN Financial Securities Corp
46346
1408627
1
9-D2
9-D4
First Tennessee Bank, NA
N
FTN Financial Securities Corp
46346
1464117
1
9-C4
9-C5
FTN Financial Securities Corp
Y
008-51393
FTN Financial Securities Corp
46346
1588442
1
9-E2
FTN Financial Securities Corp
Y
008-51393
FTN Financial Securities Corp
46346
1633538
1
9-E2
FTN Financial Securities Corp
Y
008-51393
FTN Financial Securities Corp
46346
1677807
1
9-E2
FTB Advisors
Y
008-35061
FTB Advisors, Inc.
17117
1851450
1
9-E2
FTB Advisors, Inc.
Y
008-35061
FTB Advisors, Inc
17117
1907304
1
9-D1
9-D2
9-D4
First Tennessee Bank NA
N
FTN Financial Securities Corp
46346
1929849
1
9-H2
First Horizon National Corp
Y
001-15185
FTN Financial Securities Corp
46346
1398589
Penny Michael
Penny Michael
SVP, Compliance Officer
10-31-2019
N
Y
Y
Y
N
N
N
Y
N
N
Y
N
Y
N
N
N
N
Y
N
N
N