0001689151-19-000007.txt : 20191007
0001689151-19-000007.hdr.sgml : 20191007
20191007114322
ACCESSION NUMBER: 0001689151-19-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
WASSERMAN,MICAH,JOSEPH,
FILED AS OF DATE: 20191007
DATE AS OF CHANGE: 20191007
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05260
FILM NUMBER: 191140256
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
MA-I/A
1
primary_doc.xml
MA-I/A
0001689151
XXXXXXXX
PENNY MICHAEL
901-435-8645
penny.michael@ftnfinancial.com
denise.mueller@ftnfinancial.com
N
N
MICAH
JOSEPH
WASSERMAN
6932126
N
1
0001689151
FTN Financial Municipal Advisors
03-28-2018
N
867-02180
LOCATED
03-28-2018
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
SUPERVISED
03-28-2018
6500 RIVER PLACE BOULEVARD, BUIDLING 7
SUITE 250
AUSTIN
TX
78730
03-2018
FTN FINANCIAL MUNICIPAL ADVISORS
MEMPHIS
TN
38117
Y
Y
MUNICIPAL ADVISOR
06-2015
02-2018
PFM GROUP
MEMPHIS
TN
38117
Y
Y
ANALYST
01-2015
05-2015
CHARLES KOCH INSTITUTE
ARLINGTON
VA
22201
N
N
POLICY FELLOW
08-2010
12-2014
RHODES COLLEGE
MEMPHIS
TN
38112
N
N
FULL TIME STUDENT
06-2010
07-2010
UNEMPLOYED
NASHVILLE
TN
37215
N
N
UNEMPLOYED
02-2008
05-2010
MARTIN LUTHER KING JR HIGH SCHOOL
NASHVILLE
TN
37215
N
N
FULL TIME STUDENT
Y
03-2018
FTN FINANCIAL CAPITAL MARKETS
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
N
Y
BANK DEALER
PUBLIC FINANCE
160
PUBLIC FINANCE
03-2018
FTN FINANCIAL SECURITIES CORP
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
N
Y
BROKER/DEALER
PUBLIC FINANCE
160
PUBLIC FINANCE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-07-2019
Penny Michael
Compliance Officer