0001689151-19-000004.txt : 20190520 0001689151-19-000004.hdr.sgml : 20190520 20190520152342 ACCESSION NUMBER: 0001689151-19-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 PRYOR,CELESTE,DIANE, FILED AS OF DATE: 20190520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FTN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05260 FILM NUMBER: 19838536 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 MA-I 1 primary_doc.xml MA-I 0001689151 XXXXXXXX Penny Michael 901-435-8645 penny.michael@ftnfinancial.com denise.mueller@ftnfinancial.com N N Celeste Diane Pryor 005255509 N 1 0001689151 FTN Financial Municipal Advisors 05-17-2019 N 867-02180 LOCATED 05-17-2019 845 CROSSOVER LANE SUITE 150 MEMPHIS TN 38117 Celeste Diane Phipps 05-2019 FTN Financial Municipal Advisors Memphis TN 38117 Y Y Compliance Officer 07-2009 05-2019 Unemployed Cordova TN 38018 N N Unemployed 08-2005 07-2009 Legacy Wealth Management Memphis TN 38138 N Y Portfolio Manager Y 11-2010 FTN Financial Securities Corp 845 Crossover Lane Suite 150 Memphis TN 38117 N Y Broker Dealer Compliance Officer 160 Compliance 07-2009 FTN Financial Capital Markets 845 Crossover Lane Suite 150 Memphis TN 38117 N Y Bank Dealer Compliance Officer 160 Compliance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-20-2019 Penny Michael Compliance Officer