0001689151-19-000004.txt : 20190520
0001689151-19-000004.hdr.sgml : 20190520
20190520152342
ACCESSION NUMBER: 0001689151-19-000004
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
PRYOR,CELESTE,DIANE,
FILED AS OF DATE: 20190520
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05260
FILM NUMBER: 19838536
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
MA-I
1
primary_doc.xml
MA-I
0001689151
XXXXXXXX
Penny Michael
901-435-8645
penny.michael@ftnfinancial.com
denise.mueller@ftnfinancial.com
N
N
Celeste
Diane
Pryor
005255509
N
1
0001689151
FTN Financial Municipal Advisors
05-17-2019
N
867-02180
LOCATED
05-17-2019
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
Celeste
Diane
Phipps
05-2019
FTN Financial Municipal Advisors
Memphis
TN
38117
Y
Y
Compliance Officer
07-2009
05-2019
Unemployed
Cordova
TN
38018
N
N
Unemployed
08-2005
07-2009
Legacy Wealth Management
Memphis
TN
38138
N
Y
Portfolio Manager
Y
11-2010
FTN Financial Securities Corp
845 Crossover Lane
Suite 150
Memphis
TN
38117
N
Y
Broker Dealer
Compliance Officer
160
Compliance
07-2009
FTN Financial Capital Markets
845 Crossover Lane
Suite 150
Memphis
TN
38117
N
Y
Bank Dealer
Compliance Officer
160
Compliance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-20-2019
Penny Michael
Compliance Officer