0001689151-19-000002.txt : 20190220 0001689151-19-000002.hdr.sgml : 20190220 20190220080642 ACCESSION NUMBER: 0001689151-19-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SMITH,LEANNA,MARIE, FILED AS OF DATE: 20190219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FTN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05260 FILM NUMBER: 19617129 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 MA-I/A 1 primary_doc.xml MA-I/A 0001689151 XXXXXXXX Penny Michael 901-435-8645 penny.michael@ftnfinancial.com denise.mueller@ftnfinancial.com N Y Leanna Marie Smith 006174650 N 1 0001689151 FTN Financial Municipal Advisors 10-25-2016 N 12-07-2016 0001689151 LOCATED SUPERVISED 10-25-2016 845 CROSSOVER LANE SUITE 150 MEMPHIS TN 38117 10-2016 FTN Financial Municipal Advisors Memphis TN 38117 Y Y Coordinator 02-2013 12-2016 Unemployed Olive Branch MS 38654 N N Unemployed 08-2012 01-2013 Anna State Bank Anna IL 62906 N Y Teller 05-2012 08-2012 Unemployed Jonesboro IL 62952 N N Unemployed 01-2011 05-2012 SIUC Carbondale IL 62901 N N Graduate Student/Office Worker 07-2009 01-2011 Hawaii Natural Engergy Institute Honolulu HI 96822 N N Research Assistant 05-2009 07-2009 Unemployed Moss Point MS 39562 N N Unemployed 08-2005 05-2009 University of Mississippi University MS 38677 N N Full Time Student/Tutor Y 02-2013 FTN Financial Capital Markets 845 Crossover Lane Suite 150 Memphis TN 38117 N Y Bank Dealer Public Finance Coordinator 160 Coordinator 03-2013 FTN Financial Securities Corp 845 Crossover Lane Suite 150 Memphis TN 38117 N Y Broker/Dealer Public Finance Coordinator 160 Coordinator N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-19-2019 Penny Michael Compliance Officer