0001689151-19-000002.txt : 20190220
0001689151-19-000002.hdr.sgml : 20190220
20190220080642
ACCESSION NUMBER: 0001689151-19-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SMITH,LEANNA,MARIE,
FILED AS OF DATE: 20190219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05260
FILM NUMBER: 19617129
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
MA-I/A
1
primary_doc.xml
MA-I/A
0001689151
XXXXXXXX
Penny Michael
901-435-8645
penny.michael@ftnfinancial.com
denise.mueller@ftnfinancial.com
N
Y
Leanna
Marie
Smith
006174650
N
1
0001689151
FTN Financial Municipal Advisors
10-25-2016
N
12-07-2016
0001689151
LOCATED
SUPERVISED
10-25-2016
845 CROSSOVER LANE
SUITE 150
MEMPHIS
TN
38117
10-2016
FTN Financial Municipal Advisors
Memphis
TN
38117
Y
Y
Coordinator
02-2013
12-2016
Unemployed
Olive Branch
MS
38654
N
N
Unemployed
08-2012
01-2013
Anna State Bank
Anna
IL
62906
N
Y
Teller
05-2012
08-2012
Unemployed
Jonesboro
IL
62952
N
N
Unemployed
01-2011
05-2012
SIUC
Carbondale
IL
62901
N
N
Graduate Student/Office Worker
07-2009
01-2011
Hawaii Natural Engergy Institute
Honolulu
HI
96822
N
N
Research Assistant
05-2009
07-2009
Unemployed
Moss Point
MS
39562
N
N
Unemployed
08-2005
05-2009
University of Mississippi
University
MS
38677
N
N
Full Time Student/Tutor
Y
02-2013
FTN Financial Capital Markets
845 Crossover Lane
Suite 150
Memphis
TN
38117
N
Y
Bank Dealer
Public Finance Coordinator
160
Coordinator
03-2013
FTN Financial Securities Corp
845 Crossover Lane
Suite 150
Memphis
TN
38117
N
Y
Broker/Dealer
Public Finance Coordinator
160
Coordinator
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-19-2019
Penny Michael
Compliance Officer