0001689151-18-000014.txt : 20180614 0001689151-18-000014.hdr.sgml : 20180614 20180614153338 ACCESSION NUMBER: 0001689151-18-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FTN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05260 FILM NUMBER: 18899074 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 MA-I 1 primary_doc.xml MA-I 0001689151 XXXXXXXX Penny Michael 901-435-8645 penny.michael@ftnfinancial.com denise.mueller@ftnfinancial.com N N Christopher John Alexander 004381806 N 1 0001689151 FTN Financial Municipal Advisors 06-13-2018 N 867-02180 LOCATED 06-13-2018 1017 East Morehead Street 2nd Floor Charlotte NC 28204 SUPERVISED 06-13-2018 6500 River Place Boulevard Buidling 7, Suite 150 Austin TX 78730 06-2018 FTN Financial Municipal Advisors Charlotte NC 28204 Y Y Municipal Advisor 08-2017 04-2018 Regions Bank Charlotte NC 28211 N N VP DPO Manager 01-2014 08-2017 Union County Monroe NC 28112 N N Sr Financial Debt 09-2008 01-2014 First Tryon Securities, LLC Charlotte NC 28204 N Y Business Analyst 02-2001 08-2008 BB&T Charlotte NC 28202 N N Credit Administrator Y 04-2018 FTN Financial Capital Markets 1017 East Morehead Street 2nd Floor Charlotte NC 28204 N Y Bank Dealer Public Finance 160 Public Finance 04-2018 FTN Financial Securities Corp 1017 East Morehead Street 2nd Floor Charlotte NC 28204 N Y Broker Dealer Public Finance 160 Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-14-2018 Penny Michael Compliance Officer