0001689151-18-000014.txt : 20180614
0001689151-18-000014.hdr.sgml : 20180614
20180614153338
ACCESSION NUMBER: 0001689151-18-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180614
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05260
FILM NUMBER: 18899074
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
MA-I
1
primary_doc.xml
MA-I
0001689151
XXXXXXXX
Penny Michael
901-435-8645
penny.michael@ftnfinancial.com
denise.mueller@ftnfinancial.com
N
N
Christopher
John
Alexander
004381806
N
1
0001689151
FTN Financial Municipal Advisors
06-13-2018
N
867-02180
LOCATED
06-13-2018
1017 East Morehead Street
2nd Floor
Charlotte
NC
28204
SUPERVISED
06-13-2018
6500 River Place Boulevard
Buidling 7, Suite 150
Austin
TX
78730
06-2018
FTN Financial Municipal Advisors
Charlotte
NC
28204
Y
Y
Municipal Advisor
08-2017
04-2018
Regions Bank
Charlotte
NC
28211
N
N
VP DPO Manager
01-2014
08-2017
Union County
Monroe
NC
28112
N
N
Sr Financial Debt
09-2008
01-2014
First Tryon Securities, LLC
Charlotte
NC
28204
N
Y
Business Analyst
02-2001
08-2008
BB&T
Charlotte
NC
28202
N
N
Credit Administrator
Y
04-2018
FTN Financial Capital Markets
1017 East Morehead Street
2nd Floor
Charlotte
NC
28204
N
Y
Bank Dealer
Public Finance
160
Public Finance
04-2018
FTN Financial Securities Corp
1017 East Morehead Street
2nd Floor
Charlotte
NC
28204
N
Y
Broker Dealer
Public Finance
160
Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-14-2018
Penny Michael
Compliance Officer