0001689151-18-000008.txt : 20180517
0001689151-18-000008.hdr.sgml : 20180517
20180517141717
ACCESSION NUMBER: 0001689151-18-000008
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FTN Financial Municipal Advisors
CENTRAL INDEX KEY: 0001689151
IRS NUMBER: 000000000
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05260
FILM NUMBER: 18842611
BUSINESS ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
BUSINESS PHONE: 901-435-8080
MAIL ADDRESS:
STREET 1: 845 CROSSOVER LANE
STREET 2: SUITE 150
CITY: MEMPHIS
STATE: TN
ZIP: 38117
MA-I
1
primary_doc.xml
MA-I
0001689151
XXXXXXXX
Penny Michael
901-435-8645
penny.michael@ftnfinancial.com
denise.mueller@ftnfinancial.com
N
N
Jonathan
Douglas
Ruth
004664807
N
1
0001689151
FTN Financial Municipal Advisors
05-16-2018
N
867-02180
LOCATED
05-16-2018
100 South Ashley Drive
Suite 609
Tampa
FL
38117
SUPERVISED
05-16-2018
6500 River Place Boulevard
Buidling 7, Suite 250
Austin
TX
78730
05-2018
FTN Financial Municipal Advisors
Tampa
FL
33602
Y
Y
Municipal Advisor
09-2007
05-2018
Piper Jaffray & Company
Denver
CO
80202
Y
Y
Senior Vice President
Y
05-2018
FTN Financial Capital Markets
100 South Ashley Drive
Suite 609
Tampa
FL
33602
N
Y
Bank Dealer
Public Finance
160
Public Finance
05-2018
FTN Financial Securities Corp
100 South Ashley Drive
Suite 609
Tampa
FL
33602
N
Y
Broker Dealer
Public Finance
160
Public Finance
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-16-2018
Penny Michael
Compliance Officer