0001689151-18-000008.txt : 20180517 0001689151-18-000008.hdr.sgml : 20180517 20180517141717 ACCESSION NUMBER: 0001689151-18-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FTN Financial Municipal Advisors CENTRAL INDEX KEY: 0001689151 IRS NUMBER: 000000000 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-05260 FILM NUMBER: 18842611 BUSINESS ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 901-435-8080 MAIL ADDRESS: STREET 1: 845 CROSSOVER LANE STREET 2: SUITE 150 CITY: MEMPHIS STATE: TN ZIP: 38117 MA-I 1 primary_doc.xml MA-I 0001689151 XXXXXXXX Penny Michael 901-435-8645 penny.michael@ftnfinancial.com denise.mueller@ftnfinancial.com N N Jonathan Douglas Ruth 004664807 N 1 0001689151 FTN Financial Municipal Advisors 05-16-2018 N 867-02180 LOCATED 05-16-2018 100 South Ashley Drive Suite 609 Tampa FL 38117 SUPERVISED 05-16-2018 6500 River Place Boulevard Buidling 7, Suite 250 Austin TX 78730 05-2018 FTN Financial Municipal Advisors Tampa FL 33602 Y Y Municipal Advisor 09-2007 05-2018 Piper Jaffray & Company Denver CO 80202 Y Y Senior Vice President Y 05-2018 FTN Financial Capital Markets 100 South Ashley Drive Suite 609 Tampa FL 33602 N Y Bank Dealer Public Finance 160 Public Finance 05-2018 FTN Financial Securities Corp 100 South Ashley Drive Suite 609 Tampa FL 33602 N Y Broker Dealer Public Finance 160 Public Finance N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-16-2018 Penny Michael Compliance Officer